0000938077-17-000004.txt : 20170509 0000938077-17-000004.hdr.sgml : 20170509 20170509155752 ACCESSION NUMBER: 0000938077-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170509 DATE AS OF CHANGE: 20170509 EFFECTIVENESS DATE: 20170509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOLIVER CAPITAL ADVISORS, INC. CENTRAL INDEX KEY: 0000938077 IRS NUMBER: 561827546 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05031 FILM NUMBER: 17826257 BUSINESS ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 713-917-0022 MAIL ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/ DATE OF NAME CHANGE: 19950215 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000938077 XXXXXXXX 03-31-2017 03-31-2017 DOLIVER CAPITAL ADVISORS, INC.

6363 WOODWAY, SUITE 963 HOUSTON TX 77057

13F HOLDINGS REPORT 028-05031 N Charley Ward 7139170022 Charley Ward Houston TX 03-31-2017 0 221 127068 false INFORMATION TABLE 2 13F1Q17.xml iShares Core S&P 500 ETF Common 464287200 5328 22457 SH SOLE 0 0 22457 GAMCO Global Gold Natural Reso Common 36465A109 2566 458553 SH SOLE 0 0 458553 Pioneer Municipal High Income Common 723762100 2487 226339 SH SOLE 0 0 226339 ClearBridge Energy MLP Opportu Common 18469P100 2336 173569 SH SOLE 0 0 173569 BlackRock Debt Strategies Fund Common 09255R202 2231 193647 SH SOLE 0 0 193647 Nuveen California Quality Muni Common 67066Y105 1906 132240 SH SOLE 0 0 132240 Nuveen Build America Bond Fund Common 67074C103 1859 88924 SH SOLE 0 0 88924 BlackRock Resources & Commodit Common 09257A108 1851 215189 SH SOLE 0 0 215189 CBRE Clarion Global Real Estat Common 12504G100 1828 244758 SH SOLE 0 0 244758 Pioneer High Income Trust Common 72369H106 1824 184848 SH SOLE 0 0 184848 Adams Diversified Equity Fund Common 006212104 1797 130684 SH SOLE 0 0 130684 Clough Global Opportunities Fu Common 18914E106 1709 166084 SH SOLE 0 0 166084 Nuveen Floating Rate Income Fu Common 67072T108 1688 146670 SH SOLE 0 0 146670 Goldman Sachs MLP Income Oppor Common 38147W103 1547 144978 SH SOLE 0 0 144978 DoubleLine Opportunistic Credi Common 258623107 1543 64670 SH SOLE 0 0 64670 Duff & Phelps Global Utility I Common 26433C105 1480 91014 SH SOLE 0 0 91014 Dividend and Income Fund Common 25538A204 1466 121562 SH SOLE 0 0 121562 BlackRock Corporate High Yield Common 09255P107 1429 130835 SH SOLE 0 0 130835 Diversified Real Asset Income Common 25533B108 1402 80779 SH SOLE 0 0 80779 Guggenheim Taxable Municipal M Common 401664107 1392 62579 SH SOLE 0 0 62579 Brookfield Real Assets Income Fund Common 112830104 1379 60529 SH SOLE 0 0 60529 Templeton Global Income Fund Common 880198106 1282 192748 SH SOLE 0 0 192748 Prudential Short Duration High Common 74442F107 1273 82784 SH SOLE 0 0 82784 ClearBridge Energy MLP Total R Common 18469Q108 1264 92688 SH SOLE 0 0 92688 Duff & Phelps Select Energy ML Common 26433F108 1222 156508 SH SOLE 0 0 156508 Alpine Global Premier Properti Common 02083A103 1192 208319 SH SOLE 0 0 208319 Pioneer Municipal High Income Common 723763108 1175 101117 SH SOLE 0 0 101117 GAMCO Natural Resources Gold & Common 36465E101 1171 168753 SH SOLE 0 0 168753 AllianceBernstein Global High Common 01879R106 1115 88627 SH SOLE 0 0 88627 Liberty All Star Equity Fund Common 530158104 1080 197760 SH SOLE 0 0 197760 Prudential Global Short Durati Common 74433A109 1045 70162 SH SOLE 0 0 70162 Western Asset High Income Fund Common 95766J102 1032 142897 SH SOLE 0 0 142897 DoubleLine Income Solutions Fu Common 258622109 1019 50750 SH SOLE 0 0 50750 Nuveen Quality Municipal Incom Common 67066V101 1001 73091 SH SOLE 0 0 73091 Goldman Sachs MLP Energy and R Common 38148G107 979 120904 SH SOLE 0 0 120904 BlackRock Multi-Sector Income Common 09258A107 949 54840 SH SOLE 0 0 54840 Eaton Vance Limited Duration I Common 27828H105 946 68411 SH SOLE 0 0 68411 Western Asset Investment Grade Common 95790A101 933 45791 SH SOLE 0 0 45791 Aberdeen Asia-Pacific Income F Common 003009107 931 186554 SH SOLE 0 0 186554 Avenue Income Credit Strategie Common 05358E106 912 65299 SH SOLE 0 0 65299 Fiduciary/Claymore MLP Opportu Common 31647Q106 902 57543 SH SOLE 0 0 57543 BlackRock Core Bond Trust Common 09249E101 889 66582 SH SOLE 0 0 66582 General American Investors Co Common 368802104 886 26439 SH SOLE 0 0 26439 PIMCO Dynamic Credit and Mortg Common 72202D106 861 40180 SH SOLE 0 0 40180 Deutsche High Income Opportuni Common 25158Y102 858 58574 SH SOLE 0 0 58574 Nuveen Municipal Value Fund In Common 670928100 850 86961 SH SOLE 0 0 86961 ClearBridge Energy MLP Fund In Common 184692101 813 48595 SH SOLE 0 0 48595 Royce Micro-Cap Trust Inc Common 780915104 813 96864 SH SOLE 0 0 96864 Wells Fargo Income Opportuniti Common 94987B105 808 96176 SH SOLE 0 0 96176 Apollo Senior Floating Rate Fu Common 037636107 805 45890 SH SOLE 0 0 45890 Voya Global Advantage and Prem Common 92912R104 787 75120 SH SOLE 0 0 75120 RMR Real Estate Income Fund Common 76970B101 780 37165 SH SOLE 0 0 37165 Morgan Stanley China A Share F Common 617468103 765 39785 SH SOLE 0 0 39785 BlackRock California Municipal Common 09248E102 744 52073 SH SOLE 0 0 52073 John Hancock Financial Opportu Common 409735206 735 21622 SH SOLE 0 0 21622 ClearBridge American Energy ML Common 184691103 732 73828 SH SOLE 0 0 73828 Central Europe Russia and Turk Common 153436100 732 34966 SH SOLE 0 0 34966 Western Asset Global High Inco Common 95766B109 723 71601 SH SOLE 0 0 71601 Legg Mason BW Global Income Op Common 52469B100 695 54363 SH SOLE 0 0 54363 Center Coast MLP & Infrastruct Common 151461100 652 52123 SH SOLE 0 0 52123 Nuveen All Cap Energy MLP Oppo Common 67075E108 648 61455 SH SOLE 0 0 61455 BlackRock International Growth Common 092524107 629 108609 SH SOLE 0 0 108609 Invesco California Value Munic Common 46132H106 611 49590 SH SOLE 0 0 49590 Templeton Dragon Fund Inc Common 88018T101 606 32277 SH SOLE 0 0 32277 Eaton Vance Risk-Managed Diver Common 27829G106 599 65986 SH SOLE 0 0 65986 BlackRock Muni Intermediate Du Common 09253X102 587 42352 SH SOLE 0 0 42352 Invesco Value Municipal Income Common 46132P108 578 39612 SH SOLE 0 0 39612 BlackRock MuniEnhanced Fund In Common 09253Y100 574 49126 SH SOLE 0 0 49126 Wells Fargo Multi-Sector Incom Common 94987D101 554 41526 SH SOLE 0 0 41526 AllianzGI Convertible & Income Common 018828103 551 81571 SH SOLE 0 0 81571 PIMCO Municipal Income Fund II Common 72201A103 548 48573 SH SOLE 0 0 48573 BlackRock MuniYield Quality Fu Common 09254F100 546 36495 SH SOLE 0 0 36495 MFS Intermediate Income Trust Common 55273C107 544 126176 SH SOLE 0 0 126176 BlackRock MuniYield New York Q Common 09255E102 542 41834 SH SOLE 0 0 41834 First Trust MLP and Energy Inc Common 33739B104 539 32990 SH SOLE 0 0 32990 Dreyfus Municipal Bond Infrast Common 26203D101 529 41734 SH SOLE 0 0 41734 MFS Multimarket Income Trust Common 552737108 528 86245 SH SOLE 0 0 86245 Invesco Quality Municipal Inco Common 46133G107 528 42442 SH SOLE 0 0 42442 Nuveen Floating Rate Income Op Common 6706EN100 527 44843 SH SOLE 0 0 44843 Nuveen Energy MLP Total Return Common 67074U103 525 38493 SH SOLE 0 0 38493 Nuveen Preferred Securities In Common 67072C105 522 54700 SH SOLE 0 0 54700 BlackRock MuniYield California Common 09254M105 516 34998 SH SOLE 0 0 34998 Eaton Vance Municipal Bond Fun Common 27827X101 506 40352 SH SOLE 0 0 40352 Cohen & Steers MLP Income and Common 19249B106 506 45156 SH SOLE 0 0 45156 Alliance California Municipal Common 018546101 494 37170 SH SOLE 0 0 37170 Putnam Municipal Opportunities Common 746922103 487 40576 SH SOLE 0 0 40576 BlackRock Credit Allocation In Common 092508100 473 35974 SH SOLE 0 0 35974 Cohen & Steers Select Preferre Common 19248Y107 472 17781 SH SOLE 0 0 17781 Principal Real Estate Income F Common 74255X104 461 26257 SH SOLE 0 0 26257 Adams Natural Resources Fund I Common 00548F105 459 23643 SH SOLE 0 0 23643 Advent/Claymore Enhanced Growt Common 00765E104 455 53954 SH SOLE 0 0 53954 Reaves Utility Income Fund Common 756158101 442 13640 SH SOLE 0 0 13640 John Hancock Tax-Advantaged Gl Common 41013P749 440 48402 SH SOLE 0 0 48402 China Fund Inc/The Common 169373107 431 25962 SH SOLE 0 0 25962 Western Asset High Income Oppo Common 95766K109 428 84921 SH SOLE 0 0 84921 Western Asset Municipal Define Common 95768A109 427 19026 SH SOLE 0 0 19026 BlackRock Energy and Resources Common 09250U101 424 30803 SH SOLE 0 0 30803 BlackRock Municipal Income Tru Common 09248F109 422 30293 SH SOLE 0 0 30293 Eaton Vance Tax-Managed Buy-Wr Common 27828X100 421 25871 SH SOLE 0 0 25871 Nuveen New Jersey Dividend Adv Common 67069Y102 420 31569 SH SOLE 0 0 31569 First Trust Specialty Finance Common 33733G109 415 55803 SH SOLE 0 0 55803 Franklin Limited Duration Inco Common 35472T101 411 34307 SH SOLE 0 0 34307 Western Asset Intermediate Mun Common 958435109 409 42892 SH SOLE 0 0 42892 GDL Fund/The Common 361570104 407 41343 SH SOLE 0 0 41343 Nuveen North Carolina Premium Common 67060P100 407 31368 SH SOLE 0 0 31368 First Trust Intermediate Durat Common 33718W103 405 17440 SH SOLE 0 0 17440 Nuveen California Municipal Va Common 67062C107 404 40031 SH SOLE 0 0 40031 Ivy High Income Opportunities Common 465893105 397 26058 SH SOLE 0 0 26058 Nuveen Virginia Premium Income Common 67064R102 397 30754 SH SOLE 0 0 30754 MFS Charter Income Trust Common 552727109 394 45805 SH SOLE 0 0 45805 Cohen & Steers Quality Income Common 19247L106 382 31047 SH SOLE 0 0 31047 Aberdeen Singapore Fund Inc Common 003244100 377 35266 SH SOLE 0 0 35266 BlackRock Income Trust Inc Common 09247F100 370 59767 SH SOLE 0 0 59767 Taiwan Fund Inc/The Common 874036106 370 20270 SH SOLE 0 0 20270 Nuveen Enhanced Municipal Valu Common 67074M101 368 26229 SH SOLE 0 0 26229 Eaton Vance New York Municipal Common 27826W104 367 28588 SH SOLE 0 0 28588 Invesco Dynamic Credit Opportu Common 46132R104 365 29821 SH SOLE 0 0 29821 PIMCO Municipal Income Fund Common 72200R107 363 27494 SH SOLE 0 0 27494 Insight Select Income Fund Common 45781W109 359 18757 SH SOLE 0 0 18757 Western Asset Emerging Markets Common 95766E103 353 22779 SH SOLE 0 0 22779 Nuveen Global High Income Fund Common 67075G103 351 21334 SH SOLE 0 0 21334 Nuveen Preferred Income Opport Common 67073B106 350 35727 SH SOLE 0 0 35727 Western Asset High Yield Defin Common 95768B107 347 22571 SH SOLE 0 0 22571 Nuveen Intermediate Duration M Common 670671106 345 26612 SH SOLE 0 0 26612 AllianceBernstein National Mun Common 01864U106 343 25663 SH SOLE 0 0 25663 Royce Global Value Trust Inc Common 78081T104 341 38803 SH SOLE 0 0 38803 Nuveen Preferred & Income Term Common 67075A106 337 13991 SH SOLE 0 0 13991 Deutsche Municipal Income Trus Common 25160C106 332 25060 SH SOLE 0 0 25060 BlackRock Muni New York Interm Common 09255F109 325 23631 SH SOLE 0 0 23631 Western Asset Income Fund Common 95766T100 323 22299 SH SOLE 0 0 22299 BlackRock MuniVest Fund Inc Common 09253R105 322 33305 SH SOLE 0 0 33305 Eaton Vance Tax-Advantaged Bon Common 27829M103 321 29019 SH SOLE 0 0 29019 First Trust New Opportunities Common 33739M100 318 23482 SH SOLE 0 0 23482 AllianzGI Convertible & Income Common 018825109 313 51670 SH SOLE 0 0 51670 Neuberger Berman High Yield St Common 64128C106 312 26270 SH SOLE 0 0 26270 Virtus Global Dividend & Incom Common 92835W107 283 24109 SH SOLE 0 0 24109 Invesco Trust for Investment G Common 46131T101 281 20854 SH SOLE 0 0 20854 Eaton Vance Tax-Managed Global Common 27829F108 280 32827 SH SOLE 0 0 32827 Western Asset Managed Municipa Common 95766M105 277 20138 SH SOLE 0 0 20138 Neuberger Berman Intermediate Common 64124P101 277 18650 SH SOLE 0 0 18650 PIMCO Income Opportunity Fund Common 72202B100 275 11078 SH SOLE 0 0 11078 BlackRock MuniHoldings Califor Common 09254L107 266 18782 SH SOLE 0 0 18782 Macquarie/First Trust Global I Common 55607W100 266 21290 SH SOLE 0 0 21290 Nuveen Arizona Premium Income Common 67061W104 265 19133 SH SOLE 0 0 19133 Liberty All Star Growth Fund I Common 529900102 264 58229 SH SOLE 0 0 58229 Nuveen Connecticut Premium Inc Common 67060D107 262 21340 SH SOLE 0 0 21340 Nuveen Massachusetts Premium I Common 67061E104 260 18961 SH SOLE 0 0 18961 BlackRock MuniYield Quality Fu Common 09254G108 258 20188 SH SOLE 0 0 20188 First Trust Energy Income and Common 33738G104 257 9510 SH SOLE 0 0 9510 Brookfield Global Listed Infra Common 11273Q109 250 18945 SH SOLE 0 0 18945 Eaton Vance Michigan Municipal Common 27826D106 250 19198 SH SOLE 0 0 19198 Herzfeld Caribbean Basin Fund Common 42804T106 249 35182 SH SOLE 0 0 35182 MFS Government Markets Income Common 552939100 248 50091 SH SOLE 0 0 50091 BlackRock MuniYield California Common 09254N103 242 16450 SH SOLE 0 0 16450 Nuveen California Select Tax-F Common 67063R103 239 16106 SH SOLE 0 0 16106 Nuveen Select Tax-Free Income2 Common 67063C106 238 17753 SH SOLE 0 0 17753 Dreyfus Strategic Municipal Bo Common 26202F107 238 28715 SH SOLE 0 0 28715 Flaherty & Crumrine Dynamic Pr Common 33848W106 237 9680 SH SOLE 0 0 9680 BlackRock Taxable Municipal Bo Common 09248X100 237 10600 SH SOLE 0 0 10600 BlackRock MuniYield Fund Inc Common 09253W104 236 16418 SH SOLE 0 0 16418 BlackRock Limited Duration Inc Common 09249W101 235 15118 SH SOLE 0 0 15118 Western Asset/Claymore Inflati Common 95766R104 234 20932 SH SOLE 0 0 20932 Eaton Vance Municipal Bond Fun Common 27827K109 232 18916 SH SOLE 0 0 18916 BlackRock MuniHoldings Investm Common 09254P108 231 16087 SH SOLE 0 0 16087 BlackRock MuniHoldings Quality Common 09254C107 229 17250 SH SOLE 0 0 17250 Invesco Bond Fund Common 46132L107 225 11861 SH SOLE 0 0 11861 First Trust Energy Infrastruct Common 33738C103 220 11379 SH SOLE 0 0 11379 BlackRock MuniYield Arizona Fu Common 09254K109 219 15189 SH SOLE 0 0 15189 Duff & Phelps Utility and Corp Common 26432K108 219 23806 SH SOLE 0 0 23806 Eaton Vance Ohio Municipal Bon Common 27828L106 219 17162 SH SOLE 0 0 17162 BlackRock Municipal Income Qua Common 092479104 217 15601 SH SOLE 0 0 15601 Voya Natural Resources Equity Common 92913C106 217 33109 SH SOLE 0 0 33109 Dreyfus High Yield Strategies Common 26200S101 215 63385 SH SOLE 0 0 63385 BlackRock MuniYield Michigan Q Common 09254V105 212 15606 SH SOLE 0 0 15606 Neuberger Berman California In Common 64123C101 209 15054 SH SOLE 0 0 15054 Nuveen Select Maturities Munic Common 67061T101 209 21026 SH SOLE 0 0 21026 BlackRock MuniVest Fund II Inc Common 09253T101 203 13299 SH SOLE 0 0 13299 Nuveen Build America Bond Oppo Common 67074Q102 201 9279 SH SOLE 0 0 9279 Credit Suisse High Yield Bond Common 22544F103 123 45970 SH SOLE 0 0 45970 Virtus Total Return Fund Common 92829A103 156 35633 SH SOLE 0 0 35633 Putnam Managed Municipal Incom Common 746823103 174 23904 SH SOLE 0 0 23904 Thai Fund Inc/The Common 882904105 195 22705 SH SOLE 0 0 22705 Voya International High Divide Common 92912Y109 157 22524 SH SOLE 0 0 22524 Aberdeen Chile Fund Inc Common 00301W105 147 21085 SH SOLE 0 0 21085 Deutsche Global High Income Fu Common 25158V108 169 19895 SH SOLE 0 0 19895 Turkish Investment Fund Inc/Th Common 900145103 165 19832 SH SOLE 0 0 19832 MFS Municipal Income Trust Common 552738106 135 19363 SH SOLE 0 0 19363 Nuveen New York Municipal Valu Common 67062M105 177 18238 SH SOLE 0 0 18238 Putnam Master Intermediate Inc Common 746909100 83 17722 SH SOLE 0 0 17722 Neuberger Berman Real Estate S Common 64190A103 90 16955 SH SOLE 0 0 16955 Lazard World Dividend & Income Common 521076109 176 16526 SH SOLE 0 0 16526 Eaton Vance New Jersey Municip Common 27826V106 198 16523 SH SOLE 0 0 16523 Eaton Vance California Municip Common 27828C106 178 15494 SH SOLE 0 0 15494 Guggenheim Enhanced Equity Inc Common 40167B100 125 15481 SH SOLE 0 0 15481 Nuveen New York AMT-Free Munic Common 670656107 197 15200 SH SOLE 0 0 15200 Aberdeen Indonesia Fund Inc/Th Common 00305P106 98 13594 SH SOLE 0 0 13594 Dreyfus Strategic Municipals I Common 261932107 114 13275 SH SOLE 0 0 13275 Nuveen Pennsylvania Investment Common 670972108 174 13264 SH SOLE 0 0 13264 MFS Intermediate High Income F Common 59318T109 35 13156 SH SOLE 0 0 13156 Japan Smaller Capitalization F Common 47109U104 139 12788 SH SOLE 0 0 12788 Eaton Vance California Municip Common 27826F101 156 12751 SH SOLE 0 0 12751 Invesco Pennsylvania Value Mun Common 46132K109 155 12728 SH SOLE 0 0 12728 BlackRock MuniYield New Jersey Common 09254Y109 191 12478 SH SOLE 0 0 12478 Cohen & Steers Global Income B Common 19248M103 112 12200 SH SOLE 0 0 12200 First Trust Aberdeen Global Op Common 337319107 138 11915 SH SOLE 0 0 11915 BlackRock Long-Term Municipal Common 09250B103 134 11689 SH SOLE 0 0 11689 BlackRock Investment Quality M Common 09247D105 169 11656 SH SOLE 0 0 11656 BlackRock Municipal Income Tru Common 09249N101 166 11175 SH SOLE 0 0 11175 Nuveen Select Tax-Free Income Common 67062F100 155 11025 SH SOLE 0 0 11025 First Trust High Income Long/S Common 33738E109 181 10840 SH SOLE 0 0 10840 BlackRock MuniHoldings Quality Common 09254A101 143 10812 SH SOLE 0 0 10812 Eaton Vance Tax-Managed Divers Common 27828N102 120 10800 SH SOLE 0 0 10800 Western Asset Municipal High I Common 95766N103 78 10786 SH SOLE 0 0 10786 Aberdeen Japan Equity Fund Inc Common 00306J109 86 10764 SH SOLE 0 0 10764 BlackRock Municipal Bond Trust Common 09249H104 161 10685 SH SOLE 0 0 10685 Nuveen Maryland Premium Income Common 67061Q107 131 10302 SH SOLE 0 0 10302 Eaton Vance California Municip Common 27828A100 117 10278 SH SOLE 0 0 10278 Nuveen Georgia Dividend Advant Common 67072B107 134 10246 SH SOLE 0 0 10246 Calamos Strategic Total Return Common 128125101 114 10200 SH SOLE 0 0 10200 Western Asset/Claymore Inflati Common 95766Q106 117 10173 SH SOLE 0 0 10173 Invesco Municipal Trust Common 46131J103 126 10030 SH SOLE 0 0 10030