0000938077-16-000011.txt : 20161031 0000938077-16-000011.hdr.sgml : 20161031 20161031163103 ACCESSION NUMBER: 0000938077-16-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161031 DATE AS OF CHANGE: 20161031 EFFECTIVENESS DATE: 20161031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOLIVER CAPITAL ADVISORS, INC. CENTRAL INDEX KEY: 0000938077 IRS NUMBER: 561827546 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05031 FILM NUMBER: 161962020 BUSINESS ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 713-917-0022 MAIL ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/ DATE OF NAME CHANGE: 19950215 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000938077 XXXXXXXX 09-30-2016 09-30-2016 DOLIVER CAPITAL ADVISORS, INC.

6363 WOODWAY, SUITE 963 HOUSTON TX 77057

13F HOLDINGS REPORT 028-05031 N Ralph D. McBride 713-917-0022 Ralph D. McBride Houston TX 10-31-2016 0 192 118212 false INFORMATION TABLE 2 13F-Filing-2016-Q3.xml Aberdeen Asia-Pacific Income F Common 003009107 1744 340562 SH SOLE 0 0 340562 Aberdeen Chile Fund Inc Common 00301W105 276 44001 SH SOLE 0 0 44001 Aberdeen Greater China Fund In Common 003031101 135 14888 SH SOLE 0 0 14888 Aberdeen Indonesia Fund Inc/Th Common 00305P106 124 18661 SH SOLE 0 0 18661 Aberdeen Japan Equity Fund Inc Common 00306J109 154 18709 SH SOLE 0 0 18709 Aberdeen Singapore Fund Inc Common 003244100 592 63219 SH SOLE 0 0 63219 Adams Diversified Equity Fund Common 006212104 2350 178700 SH SOLE 0 0 178700 Advent Claymore Convertible Se Common 007639107 113 19695 SH SOLE 0 0 19695 Advent/Claymore Enhanced Growt Common 00765E104 420 50295 SH SOLE 0 0 50295 AllianceBernstein Global High Common 01879R106 300 23809 SH SOLE 0 0 23809 AllianzGI Diversified Income & Common 01883J108 496 26079 SH SOLE 0 0 26079 Alpine Global Dynamic Dividend Common 02082E205 123 14160 SH SOLE 0 0 14160 Alpine Global Premier Properti Common 02083A103 1831 329939 SH SOLE 0 0 329939 Alpine Total Dynamic Dividend Common 021060207 981 128622 SH SOLE 0 0 128622 Apollo Senior Floating Rate Fu Common 037636107 1611 95131 SH SOLE 0 0 95131 Ares Dynamic Credit Allocation Common 04014F102 542 36491 SH SOLE 0 0 36491 Asia Pacific Fund Inc/The Common 044901106 130 12258 SH SOLE 0 0 12258 Avenue Income Credit Strategie Common 05358E106 945 72880 SH SOLE 0 0 72880 Barings Global Short Duration Common 06760L100 572 30728 SH SOLE 0 0 30728 BlackRock Core Bond Trust Common 09249E101 526 36988 SH SOLE 0 0 36988 BlackRock Corporate High Yield Common 09255P107 1457 134685 SH SOLE 0 0 134685 BlackRock Debt Strategies Fund Common 09255R103 697 190880 SH SOLE 0 0 190880 BlackRock Health Sciences Trus Common 09250W107 1756 51097 SH SOLE 0 0 51097 BlackRock Income Trust Inc Common 09247F100 392 60454 SH SOLE 0 0 60454 BlackRock International Growth Common 092524107 164 27618 SH SOLE 0 0 27618 BlackRock Limited Duration Inc Common 09249W101 260 16762 SH SOLE 0 0 16762 BlackRock Multi-Sector Income Common 09258A107 760 44548 SH SOLE 0 0 44548 BlackRock Municipal Income Qua Common 092479104 226 14446 SH SOLE 0 0 14446 BlackRock Municipal Income Tru Common 09249N101 241 14981 SH SOLE 0 0 14981 BlackRock MuniHoldings New Yor Common 09255C106 467 31424 SH SOLE 0 0 31424 BlackRock MuniVest Fund Inc Common 09253R105 172 16247 SH SOLE 0 0 16247 BlackRock MuniYield Investment Common 09254T100 159 10373 SH SOLE 0 0 10373 BlackRock MuniYield New York Q Common 09255E102 222 15738 SH SOLE 0 0 15738 BlackRock MuniYield Quality Fu Common 09254G108 265 18701 SH SOLE 0 0 18701 BlackRock MuniYield Quality Fu Common 09254E103 191 12574 SH SOLE 0 0 12574 BlackRock Strategic Municipal Common 09248T109 166 11137 SH SOLE 0 0 11137 BlackRock Taxable Municipal Bo Common 09248X100 2401 100161 SH SOLE 0 0 100161 Brookfield High Income Fund In Common 11272P102 526 71814 SH SOLE 0 0 71814 Brookfield Mortgage Opportunit Common 112792106 732 48801 SH SOLE 0 0 48801 Calamos Convertible Opportunit Common 128117108 251 24269 SH SOLE 0 0 24269 Calamos Strategic Total Return Common 128125101 174 16900 SH SOLE 0 0 16900 Central Europe Russia and Turk Common 153436100 581 30258 SH SOLE 0 0 30258 China Fund Inc/The Common 169373107 706 42933 SH SOLE 0 0 42933 ClearBridge American Energy ML Common 184691103 1501 167534 SH SOLE 0 0 167534 ClearBridge Energy MLP Fund In Common 184692101 273 16743 SH SOLE 0 0 16743 ClearBridge Energy MLP Total R Common 18469Q108 381 29187 SH SOLE 0 0 29187 Clough Global Dividend and Inc Common 18913Y103 843 69503 SH SOLE 0 0 69503 Clough Global Equity Fund Common 18914C100 2000 175784 SH SOLE 0 0 175784 Clough Global Opportunities Fu Common 18914E106 2535 262104 SH SOLE 0 0 262104 Cohen & Steers Global Income B Common 19248M103 162 18231 SH SOLE 0 0 18231 Cohen & Steers Limited Duratio Common 19248C105 450 17891 SH SOLE 0 0 17891 Cohen & Steers MLP Income and Common 19249B106 1653 153755 SH SOLE 0 0 153755 Cohen & Steers REIT and Prefer Common 19247X100 413 20504 SH SOLE 0 0 20504 Cohen & Steers Total Return Re Common 19247R103 208 15772 SH SOLE 0 0 15772 Credit Suisse High Yield Bond Common 22544F103 102 39352 SH SOLE 0 0 39352 Delaware Enhanced Global Divid Common 246060107 170 16754 SH SOLE 0 0 16754 Delaware Investments Colorado Common 246101109 165 10752 SH SOLE 0 0 10752 Delaware Investments Dividend Common 245915103 142 14332 SH SOLE 0 0 14332 Deutsche Global High Income Fu Common 25158V108 183 21770 SH SOLE 0 0 21770 Deutsche High Income Opportuni Common 25158Y102 864 61028 SH SOLE 0 0 61028 Deutsche Municipal Income Trus Common 25160C106 283 20066 SH SOLE 0 0 20066 Diversified Real Asset Income Common 25533B108 1849 107251 SH SOLE 0 0 107251 Dividend and Income Fund Common 25538A204 1528 136316 SH SOLE 0 0 136316 DNP Select Income Fund Inc Common 23325P104 146 14200 SH SOLE 0 0 14200 DoubleLine Income Solutions Fu Common 258622109 2133 111390 SH SOLE 0 0 111390 Dreyfus High Yield Strategies Common 26200S101 151 44078 SH SOLE 0 0 44078 Dreyfus Municipal Income Inc Common 26201R102 103 10767 SH SOLE 0 0 10767 Duff & Phelps Global Utility I Common 26433C105 1687 98744 SH SOLE 0 0 98744 Duff & Phelps Select Energy ML Common 26433F108 240 31090 SH SOLE 0 0 31090 Duff & Phelps Utility and Corp Common 26432K108 204 20898 SH SOLE 0 0 20898 Eaton Vance California Municip Common 27828C106 254 19493 SH SOLE 0 0 19493 Eaton Vance Enhanced Equity In Common 278274105 685 54166 SH SOLE 0 0 54166 Eaton Vance Floating-Rate Inco Common 278284104 198 12660 SH SOLE 0 0 12660 Eaton Vance Limited Duration I Common 27828H105 1575 114905 SH SOLE 0 0 114905 Eaton Vance Michigan Municipal Common 27826D106 284 20046 SH SOLE 0 0 20046 Eaton Vance Municipal Bond Fun Common 27827X101 388 28486 SH SOLE 0 0 28486 Eaton Vance Municipal Income T Common 27826U108 383 26904 SH SOLE 0 0 26904 Eaton Vance Risk-Managed Diver Common 27829G106 664 70407 SH SOLE 0 0 70407 Eaton Vance Short Duration Div Common 27828V104 263 19200 SH SOLE 0 0 19200 Eaton Vance Tax-Advantaged Bon Common 27829M103 144 12012 SH SOLE 0 0 12012 Eaton Vance Tax-Managed Global Common 27829F108 325 37458 SH SOLE 0 0 37458 First Trust Aberdeen Global Op Common 337319107 188 15931 SH SOLE 0 0 15931 First Trust High Income Long/S Common 33738E109 534 34233 SH SOLE 0 0 34233 First Trust Intermediate Durat Common 33718W103 413 17705 SH SOLE 0 0 17705 First Trust New Opportunities Common 33739M100 354 25914 SH SOLE 0 0 25914 First Trust Strategic High Inc Common 337353304 172 13956 SH SOLE 0 0 13956 Franklin Limited Duration Inco Common 35472T101 294 24338 SH SOLE 0 0 24338 Gabelli Dividend & Income Trus Common 36242H104 291 15145 SH SOLE 0 0 15145 GDL Fund/The Common 361570104 312 31329 SH SOLE 0 0 31329 General American Investors Co Common 368802104 1684 51563 SH SOLE 0 0 51563 Goldman Sachs MLP Energy and R Common 38148G107 384 52851 SH SOLE 0 0 52851 Goldman Sachs MLP Income Oppor Common 38147W103 2028 213473 SH SOLE 0 0 213473 Guggenheim Taxable Municipal M Common 401664107 1342 57703 SH SOLE 0 0 57703 Herzfeld Caribbean Basin Fund Common 42804T106 689 109858 SH SOLE 0 0 109858 India Fund Inc/The Common 454089103 2029 81632 SH SOLE 0 0 81632 Invesco Advantage Municipal In Common 46132E103 1822 148273 SH SOLE 0 0 148273 Invesco California Value Munic Common 46132H106 302 21902 SH SOLE 0 0 21902 Invesco High Income Trust II Common 46131F101 167 11412 SH SOLE 0 0 11412 Invesco Municipal Opportunity Common 46132C107 230 16110 SH SOLE 0 0 16110 Invesco Pennsylvania Value Mun Common 46132K109 234 17210 SH SOLE 0 0 17210 Invesco Senior Income Trust Common 46131H107 324 74845 SH SOLE 0 0 74845 Invesco Trust for Investment G Common 46131M106 1204 85406 SH SOLE 0 0 85406 Invesco Trust for Investment G Common 46131T101 328 21303 SH SOLE 0 0 21303 Invesco Value Municipal Income Common 46132P108 1764 107774 SH SOLE 0 0 107774 Ivy High Income Opportunities Common 465893105 171 11897 SH SOLE 0 0 11897 Japan Smaller Capitalization F Common 47109U104 876 82998 SH SOLE 0 0 82998 John Hancock Investors Trust Common 410142103 203 12181 SH SOLE 0 0 12181 KKR Income Opportunities Fund Common 48249T106 515 32176 SH SOLE 0 0 32176 Lazard World Dividend & Income Common 521076109 165 16291 SH SOLE 0 0 16291 Legg Mason BW Global Income Op Common 52469B100 237 17460 SH SOLE 0 0 17460 Liberty All Star Equity Fund Common 530158104 2025 390925 SH SOLE 0 0 390925 Liberty All Star Growth Fund I Common 529900102 471 109294 SH SOLE 0 0 109294 Macquarie Global Infrastructur Common 55608D101 1512 69358 SH SOLE 0 0 69358 Macquarie/First Trust Global I Common 55607W100 469 37184 SH SOLE 0 0 37184 MainStay DefinedTerm Municipal Common 56064K100 231 11377 SH SOLE 0 0 11377 MFS Charter Income Trust Common 552727109 250 28930 SH SOLE 0 0 28930 MFS Government Markets Income Common 552939100 56 10306 SH SOLE 0 0 10306 MFS Intermediate Income Trust Common 55273C107 270 59630 SH SOLE 0 0 59630 MFS Multimarket Income Trust Common 552737108 295 48437 SH SOLE 0 0 48437 MFS Municipal Income Trust Common 552738106 237 31580 SH SOLE 0 0 31580 Morgan Stanley Emerging Market Common 617477104 903 112426 SH SOLE 0 0 112426 Morgan Stanley Emerging Market Common 61744G107 221 15217 SH SOLE 0 0 15217 Morgan Stanley Emerging Market Common 61744H105 106 10990 SH SOLE 0 0 10990 Morgan Stanley India Investmen Common 61745C105 567 19938 SH SOLE 0 0 19938 Neuberger Berman Real Estate S Common 64190A103 470 82553 SH SOLE 0 0 82553 New Germany Fund Inc/The Common 644465106 209 14599 SH SOLE 0 0 14599 Nuveen AMT-Free Quality Munici Common 670657105 1687 115519 SH SOLE 0 0 115519 Nuveen California Dividend Adv Common 67066Y105 278 16914 SH SOLE 0 0 16914 Nuveen California Dividend Adv Common 67070Y109 158 10308 SH SOLE 0 0 10308 Nuveen Core Equity Alpha Fund Common 67090X107 139 10126 SH SOLE 0 0 10126 Nuveen Credit Strategies Incom Common 67073D102 275 32414 SH SOLE 0 0 32414 Nuveen Diversified Commodity F Common 67074P104 402 44324 SH SOLE 0 0 44324 Nuveen Diversified Dividend & Common 6706EP105 161 13752 SH SOLE 0 0 13752 Nuveen Enhanced Municipal Valu Common 67074M101 844 52951 SH SOLE 0 0 52951 Nuveen Global Equity Income Fu Common 6706EH103 192 16098 SH SOLE 0 0 16098 Nuveen Long/Short Commodity To Common 670731108 958 72443 SH SOLE 0 0 72443 Nuveen Michigan Quality Income Common 670979103 254 17250 SH SOLE 0 0 17250 Nuveen Municipal High Income O Common 670682103 429 29549 SH SOLE 0 0 29549 Nuveen Municipal Value Fund In Common 670928100 330 31144 SH SOLE 0 0 31144 Nuveen New Jersey Dividend Adv Common 67069Y102 649 43764 SH SOLE 0 0 43764 Nuveen New York AMT-Free Munic Common 670656107 327 23148 SH SOLE 0 0 23148 Nuveen New York Dividend Advan Common 67066X107 266 17322 SH SOLE 0 0 17322 Nuveen North Carolina Premium Common 67060P100 532 37507 SH SOLE 0 0 37507 Nuveen Pennsylvania Investment Common 670972108 353 23685 SH SOLE 0 0 23685 Nuveen Preferred Income Opport Common 67073B106 517 51561 SH SOLE 0 0 51561 Nuveen Quality Municipal Incom Common 67066V101 2719 180396 SH SOLE 0 0 180396 Nuveen Select Tax-Free Income Common 67062F100 171 11154 SH SOLE 0 0 11154 PIMCO High Income Fund Common 722014107 151 15200 SH SOLE 0 0 15200 PIMCO Income Opportunity Fund Common 72202B100 607 26197 SH SOLE 0 0 26197 PIMCO New York Municipal Incom Common 72200T103 164 12364 SH SOLE 0 0 12364 Pioneer Floating Rate Trust Common 72369J102 336 28468 SH SOLE 0 0 28468 Pioneer High Income Trust Common 72369H106 556 52946 SH SOLE 0 0 52946 Pioneer Municipal High Income Common 723762100 1654 126355 SH SOLE 0 0 126355 Pioneer Municipal High Income Common 723763108 1391 105593 SH SOLE 0 0 105593 Principal Real Estate Income F Common 74255X104 589 33354 SH SOLE 0 0 33354 Prudential Global Short Durati Common 74433A109 1481 98010 SH SOLE 0 0 98010 Prudential Short Duration High Common 74442F107 254 15860 SH SOLE 0 0 15860 Putnam Master Intermediate Inc Common 746909100 124 28149 SH SOLE 0 0 28149 Reaves Utility Income Fund Common 756158101 1150 37636 SH SOLE 0 0 37636 RMR Real Estate Income Fund Common 76970B101 1138 52315 SH SOLE 0 0 52315 Royce Global Value Trust Inc Common 78081T104 332 40847 SH SOLE 0 0 40847 Royce Micro-Cap Trust Inc Common 780915104 851 109020 SH SOLE 0 0 109020 Royce Value Trust Inc Common 780910105 280 22086 SH SOLE 0 0 22086 Sprott Focus Trust Inc Common 85208J109 95 13808 SH SOLE 0 0 13808 Taiwan Fund Inc/The Common 874036106 313 18066 SH SOLE 0 0 18066 Tekla Healthcare Investors Common 87911J103 1279 53725 SH SOLE 0 0 53725 Tekla Life Sciences Investors Common 87911K100 1089 58141 SH SOLE 0 0 58141 Templeton Dragon Fund Inc Common 88018T101 875 49637 SH SOLE 0 0 49637 Templeton Emerging Markets Fun Common 880191101 236 18712 SH SOLE 0 0 18712 Templeton Global Income Fund Common 880198106 1170 187518 SH SOLE 0 0 187518 Thai Fund Inc/The Common 882904105 215 26298 SH SOLE 0 0 26298 THL Credit Senior Loan Fund Common 87244R103 406 24599 SH SOLE 0 0 24599 Turkish Investment Fund Inc/Th Common 900145103 251 31240 SH SOLE 0 0 31240 Virtus Global Dividend & Incom Common 92835W107 1394 115816 SH SOLE 0 0 115816 Virtus Total Return Fund Common 92829A103 339 71558 SH SOLE 0 0 71558 Voya Global Advantage and Prem Common 92912R104 825 81506 SH SOLE 0 0 81506 Voya International High Divide Common 92912Y109 448 67832 SH SOLE 0 0 67832 Voya Prime Rate Trust Common 92913A100 193 36574 SH SOLE 0 0 36574 Wells Fargo Global Dividend Op Common 94987C103 132 22760 SH SOLE 0 0 22760 Wells Fargo Income Opportuniti Common 94987B105 206 24691 SH SOLE 0 0 24691 Wells Fargo Multi-Sector Incom Common 94987D101 283 21853 SH SOLE 0 0 21853 Wells Fargo Utilities and High Common 94987E109 147 11821 SH SOLE 0 0 11821 Western Asset Emerging Markets Common 95766A101 677 41661 SH SOLE 0 0 41661 Western Asset Emerging Markets Common 95766E103 209 18129 SH SOLE 0 0 18129 Western Asset Global High Inco Common 95766B109 188 18409 SH SOLE 0 0 18409 Western Asset High Income Fund Common 95766J102 1212 168815 SH SOLE 0 0 168815 Western Asset High Income Oppo Common 95766K109 403 79760 SH SOLE 0 0 79760 Western Asset Intermediate Mun Common 958435109 153 14479 SH SOLE 0 0 14479 Western Asset Municipal High I Common 95766N103 172 21664 SH SOLE 0 0 21664 Western Asset/Claymore Inflati Common 95766R104 1245 111225 SH SOLE 0 0 111225 Western Asset/Claymore Inflati Common 95766Q106 532 46461 SH SOLE 0 0 46461 Zweig Fund Inc Common 989834205 815 62965 SH SOLE 0 0 62965