0000938077-15-000004.txt : 20150814 0000938077-15-000004.hdr.sgml : 20150814 20150813181900 ACCESSION NUMBER: 0000938077-15-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150814 DATE AS OF CHANGE: 20150813 EFFECTIVENESS DATE: 20150814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOLIVER CAPITAL ADVISORS, INC. CENTRAL INDEX KEY: 0000938077 IRS NUMBER: 561827546 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05031 FILM NUMBER: 151051982 BUSINESS ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 713-917-0022 MAIL ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/ DATE OF NAME CHANGE: 19950215 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000938077 XXXXXXXX 06-30-2015 06-30-2015 DOLIVER CAPITAL ADVISORS, INC.

6363 WOODWAY, SUITE 963 HOUSTON TX 77057

13F HOLDINGS REPORT 028-05031 N Ralph D. McBride 713-917-0022 Ralph D. McBride Houston TX 08-13-2015 0 275 149816 false INFORMATION TABLE 2 13F.xml FIRST TR STRATEGIC HIGH INC COM SHS NEW 337353304 335 25336 SH SOLE NONE 0 0 25336 MFS MUN INCOME TR SH BEN INT 552738106 85 20571 SH SOLE NONE 0 0 20571 PIONEER MUNIC HIGH INCOME ADV TRUST COM 723762100 332 26610 SH SOLE NONE 0 0 26610 ABERDEEN ASIA PACIFIC INCOM COM 003009107 2430 490001 SH SOLE NONE 0 0 490001 ABERDEEN GLOBAL INCOME COM 003013109 167 19471 SH SOLE NONE 0 0 19471 ABERDEEN GTR CHINA FD INC COM COM 003031101 285 28096 SH SOLE NONE 0 0 28096 ADAMS EXPRESS CO COM 006212104 272 19455 SH SOLE NONE 0 0 19455 ADVENT CLAY CONV SEC INC FD COM 007639107 297 46351 SH SOLE NONE 0 0 46351 ADVENT CLAY CONV SEC INC FD COM 00764C109 430 26384 SH SOLE NONE 0 0 26384 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 176 19398 SH SOLE NONE 0 0 19398 ALLIANCE NEW YORK MUN INC FD COM 018714105 391 27815 SH SOLE NONE 0 0 27815 ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FD COM 01879R106 496 41297 SH SOLE NONE 0 0 41297 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 1157 155551 SH SOLE NONE 0 0 155551 ALLIANZ GI CONV & INCOME FD II COM 018825109 253 33774 SH SOLE NONE 0 0 33774 AALIANC GI CONV & INCOME FD COM 018828103 1038 127794 SH SOLE NONE 0 0 127794 ALLIANZGI EQUITY & CONV INCO COM 018829101 1080 55966 SH SOLE NONE 0 0 55966 AALLIANZ GI DIV INTEREST & PREMIUM STRATEGY FD COM 01883A107 1398 92428 SH SOLE NONE 0 0 92428 ALPINE GLOBAL DYNAMIC DIVIDEND FUND COM NEW 02082E205 109 11016 SH SOLE NONE 0 0 11016 ALPINE GLOBAL PREMIER PROPERTIES FD COM SBI 02083A103 722 111615 SH SOLE NONE 0 0 111615 ALPINE TOTAL DYNAMIC DIVID FD COM SH BEN INT N 021060207 2027 234603 SH SOLE NONE 0 0 234603 AVENUE INCOME CR STRATEGIES COM 05358E106 360 25353 SH SOLE NONE 0 0 25353 BABSON CAP GLB SHT DURHGH YL COM 05617T100 1062 53211 SH SOLE NONE 0 0 53211 BANCROFT FUND LTD COM 059695106 594 28040 SH SOLE NONE 0 0 28040 BLACKROCK GLOBAL FLOATING RATE INCOME T COM 091941104 310 23916 SH SOLE NONE 0 0 23916 BLACKROCK INCOME TR INC COM 09247F100 121 19115 SH SOLE NONE 0 0 19115 BLACKROCK UTIL & INFRASTRCTU COM 09248D104 800 44089 SH SOLE NONE 0 0 44089 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 353 24336 SH SOLE NONE 0 0 24336 BLACKROCK MUNICIPAL INCOME T BRIC ETF 09248F109 490 36352 SH SOLE NONE 0 0 36352 BLACKROCK BUILD AMERICA BOND TRUST SHS 09248X100 1798 90464 SH SOLE NONE 0 0 90464 BLACKROCK CORE BOND T SHS BEN INT 09249E101 1489 117528 SH SOLE NONE 0 0 117528 BLACKROCK LTD DURATION INC T COM SHS 09249W101 1628 107482 SH SOLE NONE 0 0 107482 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 458 33274 SH SOLE NONE 0 0 33274 BLACKROCK CREDIT ALLCTN INC TR COM 092508100 742 58590 SH SOLE NONE 0 0 58590 BLACKROCK ENERGY & RES TR COM 09250U101 898 49994 SH SOLE NONE 0 0 49994 BLACKROCK ENHANCED EQT DIV T COM 09251A104 548 68661 SH SOLE NONE 0 0 68661 BLACKROCK MUNIVEST FD II COM 09253T101 223 15031 SH SOLE NONE 0 0 15031 BLACKROCK MUNIYIELD FD INC COM 09253W104 259 18721 SH SOLE NONE 0 0 18721 BLACKROCK MUNIY QUALITY FD I COM 09254G108 139 11036 SH SOLE NONE 0 0 11036 BLACKROCK MUNIHOLDINGS CALI QL COM 09254L107 543 38798 SH SOLE NONE 0 0 38798 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 190 12598 SH SOLE NONE 0 0 12598 BLACKROCK MUNIYIELD CALIF QUALITY FD COM 09254N103 579 39873 SH SOLE NONE 0 0 39873 BLACKROCK MUNIYLD MICH QLTY COM 09254V105 222 16690 SH SOLE NONE 0 0 16690 BLACKROCK MUNIYLD MICH QLTY COM 09254W103 165 13214 SH SOLE NONE 0 0 13214 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 777 58634 SH SOLE NONE 0 0 58634 BLACKROCK MUNI N Y INTER DUR COM 09255F109 142 10087 SH SOLE NONE 0 0 10087 BLACKROCK MUNIYIELD PA QLTY COM 09255G107 272 20251 SH SOLE NONE 0 0 20251 BLACKROCK CORPOR HI YLD FD I COM 09255P107 2016 186834 SH SOLE NONE 0 0 186834 BLACKROCK DEBT STRAT FD INC COM 09255R103 464 128142 SH SOLE NONE 0 0 128142 BLACKROCK FLOATING RATE INCOME STRATEGIES FD COM 09255X100 379 28047 SH SOLE NONE 0 0 28047 BLACKROCK ENH CAP & INC FD I COM 09256A109 309 21055 SH SOLE NONE 0 0 21055 BLACKROCK RES & COMM STRAT T SHS 09257A108 1429 156636 SH SOLE NONE 0 0 156636 BLACKSTONE GSO LONG-SHORT CREDIT INCOME FD COM SHS BN INT 09257D102 392 25326 SH SOLE NONE 0 0 25326 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 1071 68548 SH SOLE NONE 0 0 68548 BROOKFIELD HIGH INCOME FD IN COM 11272P102 319 39125 SH SOLE NONE 0 0 39125 BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FD COM SHS 11273Q109 2121 128130 SH SOLE NONE 0 0 128130 CBRE CLARION GLOBAL REAL EST COM 12504G100 305 38277 SH SOLE NONE 0 0 38277 CALAMOS CONV OPPORTUNITIES & INCM FD SH BEN INT 128117108 435 35642 SH SOLE NONE 0 0 35642 CALAMOS GBL DYN INCOME FUND COM 12811L107 190 22333 SH SOLE NONE 0 0 22333 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 909 68426 SH SOLE NONE 0 0 68426 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 334 30471 SH SOLE NONE 0 0 30471 CENTRAL EUROPE, RUSSIA & TURKEY FD COM 153436100 416 19939 SH SOLE NONE 0 0 19939 MFS CALIF MUN FD COM 184692101 372 15977 SH SOLE NONE 0 0 15977 EATON VANCE NEW YORK MUN BD COM 18469P100 1741 93003 SH SOLE NONE 0 0 93003 CLEARBRIDGE ENERGY MLP TR FD COM 18469Q108 1089 59577 SH SOLE NONE 0 0 59577 CLOUGH GLOBAL EQUITY FD COM 18914C100 720 48677 SH SOLE NONE 0 0 48677 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 308 25531 SH SOLE NONE 0 0 25531 COHEN & STEERS QUALITY REALTY COM 19247L106 617 57759 SH SOLE NONE 0 0 57759 COHEN & STEERS REIT & PFD IN COM 19247X100 508 29069 SH SOLE NONE 0 0 29069 COHEN & STEERS INFRASTRUCTUR COM 19248A109 288 13720 SH SOLE NONE 0 0 13720 COHEN & STEERS LTD DUR PFD I COM 19248C105 639 27771 SH SOLE NONE 0 0 27771 COHEN & STEERS CLOSED END OP COM 19248P106 170 14044 SH SOLE NONE 0 0 14044 COHEN & STEERS SLT PFD INCM COM 19248Y107 653 27084 SH SOLE NONE 0 0 27084 COLUMBIA SELIGMAN PREMIUM TECHNOLOGY GROWTH FD COM 19842X109 251 13430 SH SOLE NONE 0 0 13430 CREDIT SUISSE ASSET MGMT INC COM 224916106 186 58072 SH SOLE NONE 0 0 58072 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 343 133070 SH SOLE NONE 0 0 133070 NOT REQ"D TO REPORT NOT ON SEC LIST SHS NEW 23337C208 133 15552 SH SOLE NONE 0 0 15552 DWS MULTI MKT INCOME TR SHS 23338L108 417 51372 SH SOLE NONE 0 0 51372 DWS STRATEGIC INCOME TR SHS 23338N104 164 14769 SH SOLE NONE 0 0 14769 DWS GLOBAL HIGH INCOME FD COM 23338W104 163 19981 SH SOLE NONE 0 0 19981 DWS HIGH INCOME OPPORT FD IN SH BEN INT 23339M204 968 66284 SH SOLE NONE 0 0 66284 DELAWARE ENHANCED GBL DIV & SH BEN INT 246060107 264 24411 SH SOLE NONE 0 0 24411 DELAWARE INVT NAT MUNI INC F SH BEN INT 24610T108 338 26747 SH SOLE NONE 0 0 26747 DEUTSCHE MUN INCOME COM 25160C106 152 12071 SH SOLE NONE 0 0 12071 DIVIDEND & INCOME FUND COM NEW 25538A204 280 19808 SH SOLE NONE 0 0 19808 DOUBLELINE OPPORTUNISTIC CR COM 258623107 244 10550 SH SOLE NONE 0 0 10550 DREYFUS STRATEGIC MUNS INC COM 261932107 99 12501 SH SOLE NONE 0 0 12501 DELAWARE INVTS GLOBAL DIV & INCOME FD COM NEW 26200S101 452 135393 SH SOLE NONE 0 0 135393 DREYFUS MUNIC INCOME COM 26201R102 133 14954 SH SOLE NONE 0 0 14954 DUFF & PHELPS GLOBAL UTILITY INCOME FD COM 26433C105 649 36599 SH SOLE NONE 0 0 36599 EATON VANCE MI MUNI INCOME T SH BEN INT 27826D106 311 25172 SH SOLE NONE 0 0 25172 EATON VANCE MA MUNI INCOME T SH BEN INT 27826E104 247 18528 SH SOLE NONE 0 0 18528 EATON VANCE SR INCOME TR SH BEN INT 27826S103 305 49077 SH SOLE NONE 0 0 49077 EATON VANCE PA MUNI INCOME T SH BEN INT 27826T101 192 16676 SH SOLE NONE 0 0 16676 EATON VANCE ENHANCED EQ INC COM 278274105 279 21223 SH SOLE NONE 0 0 21223 EATON VANCE FLTING RATE INC COM 278279104 341 24777 SH SOLE NONE 0 0 24777 EATON VANCE CALIF MUN BD FD COM 27828A100 277 24566 SH SOLE NONE 0 0 24566 EATON VANCE TAX ADVT DIV INC COM 27828G107 744 37587 SH SOLE NONE 0 0 37587 EATON VANCE LTD DUR INCOME F COM 27828H105 2786 206829 SH SOLE NONE 0 0 206829 EATON VANCE SR FLTG RTE TR COM 27828Q105 259 18872 SH SOLE NONE 0 0 18872 EATON VANCE TX ADV GLBL DIV COM 27828S101 605 35840 SH SOLE NONE 0 0 35840 EATON VANCE SH TM DR DIVR IN COM 27828V104 218 15720 SH SOLE NONE 0 0 15720 EATON VANCE TAX MANAGED BUY WRITE OPPORTUNITIE FD COM 27828Y108 270 18229 SH SOLE NONE 0 0 18229 EATON VANCE RISK MNGD DIV EQ COM 27829G106 166 15351 SH SOLE NONE 0 0 15351 EATON VANCE TAX-ADV BD & OPT COM SH BEN INT 27829M103 1071 83012 SH SOLE NONE 0 0 83012 ELLSWORTH FD LTD COM 289074106 392 44438 SH SOLE NONE 0 0 44438 FIDUCIARY/CLAYMORE MLP OPPORTUNITY FD COM 31647Q106 449 20199 SH SOLE NONE 0 0 20199 FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FD COM SHS 337319107 1013 92786 SH SOLE NONE 0 0 92786 FIRST TR ACTIVE DIVID INCOME COM 33731L100 186 21994 SH SOLE NONE 0 0 21994 FIRST TRUST/GALLATIN SPECIALTY FINANCE & FIN OPP FD COM BEN INTR 33733G109 66 10248 SH SOLE NONE 0 0 10248 FIRST TR SR FLG RTE INCM FD COM 33733U108 191 14504 SH SOLE NONE 0 0 14504 FIRST TRUST ENERGY INFRASTRUCTURE FD COM 33738C103 1036 50303 SH SOLE NONE 0 0 50303 FIRST TR HIGH INCOME L/S FD COM 33738E109 738 47206 SH SOLE NONE 0 0 47206 FORT DEARBORN INCOME SECS 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ENHANC COM SH BEN INT 40167M106 329 17848 SH SOLE NONE 0 0 17848 HANCOCK JOHN INV TRUST TAX ADV GLB SH 41013P749 407 40401 SH SOLE NONE 0 0 40401 JOHN HANCOCK PREFERRED INCOME FD I COM 41013X106 228 11825 SH SOLE NONE 0 0 11825 HANCOCK JOHN INVS TR COM 410142103 311 19388 SH SOLE NONE 0 0 19388 HANCOCK JOHN PFD INCOME FD I COM 41021P103 567 33970 SH SOLE NONE 0 0 33970 ING PRIME RATE TRUST COM SH BEN INT 44977W106 420 80033 SH SOLE NONE 0 0 80033 ING RISK MANAGED NAT RES FD COM 449810100 626 80285 SH SOLE NONE 0 0 80285 INDIA FD INC COM 454089103 344 12983 SH SOLE NONE 0 0 12983 ING GLOBAL EQTY DIV & PREM O COM 45684E107 381 46610 SH SOLE NONE 0 0 46610 INVESCO SENIOR INCOME TRUST COM 46131H107 119 26647 SH SOLE NONE 0 0 26647 INVESCO MUN TR COM 46131J103 144 11966 SH SOLE NONE 0 0 11966 INVESCO ADVANTAGE MUNICIPAL SH BEN INT 46132E103 197 17943 SH SOLE NONE 0 0 17943 INVESCO CALIF VALUE MUNIC INCOME TRUST COM 46132H106 606 49003 SH SOLE NONE 0 0 49003 INVESCO PA VALUE MUN INCOME COM 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INCOME TR SH BEN INT 552939100 66 12247 SH SOLE NONE 0 0 12247 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 289 12368 SH SOLE NONE 0 0 12368 MADISON COVERED CALL & EQUITY STRATEGY FD COM 557437100 118 14751 SH SOLE NONE 0 0 14751 MADISON STRTG SECTOR PREM FD COM 558268108 401 34255 SH SOLE NONE 0 0 34255 MAINSTAY DEFINEDTERM MN OPP COM 56064K100 596 34542 SH SOLE NONE 0 0 34542 MANAGED HIGH YIELD PLUS FD I COM 561911108 213 118794 SH SOLE NONE 0 0 118794 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 120 26123 SH SOLE NONE 0 0 26123 MFS INTERMARKET INCOME TRUST SH BEN INT 59318R103 168 19872 SH SOLE NONE 0 0 19872 MFS INTERMEDIATE HIGH INC FD SH BEN INT 59318T109 31 11486 SH SOLE NONE 0 0 11486 MORGAN STANLEY EMER MKTS DEB COM 61744H105 360 39922 SH SOLE NONE 0 0 39922 MORGAN STANLEY INDIA INVS FD COM 61745C105 213 7750 SH SOLE NONE 0 0 7750 MORGAN STANLEY TRUSTS INCOME SECS INC 61745P874 357 20736 SH SOLE NONE 0 0 20736 MS CHINA A SHARE FD COM 617468103 204 6000 SH SOLE NONE 0 0 6000 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86164T107 1091 72559 SH SOLE NONE 0 0 72559 STONE HBR EMERG MKTS TL INC COM 86164W100 256 18238 SH SOLE NONE 0 0 18238 STRATEGIC GLOBAL INCOME FD COM 862719101 276 33315 SH SOLE NONE 0 0 33315 SWISS HELVETIA FD COM 870875101 234 19982 SH SOLE NONE 0 0 19982 TAIWAN FD INC COM 874036106 212 11890 SH SOLE NONE 0 0 11890 TEMPLETON DRAGON FD INC COM 88018T101 1542 62163 SH SOLE NONE 0 0 62163 TEMPLETON EMERGING MARKETS INCOME FD COM 880192109 316 29522 SH SOLE NONE 0 0 29522 TEMPLETON GLOBAL INCOME FD COM 880198106 901 128125 SH SOLE NONE 0 0 128125 THAI FD INC COM 882904105 216 26093 SH SOLE NONE 0 0 26093 TRI CONTL CORP COM 895436103 1195 56405 SH SOLE NONE 0 0 56405 VIRTUS TOTAL RETURN FD COM 92829A103 111 25007 SH SOLE NONE 0 0 25007 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 255 16242 SH SOLE NONE 0 0 16242 VOYA EMERGING MKTS HIGH DIVI COM 92912P108 152 15441 SH SOLE NONE 0 0 15441 WELLS FARGO ADVANTAGE INCOME COM SHS 94987B105 659 79644 SH SOLE NONE 0 0 79644 WELLS FARGO ADV GLOBAL DIV OPPORTUNITY FD COM 94987C103 252 36474 SH SOLE NONE 0 0 36474 WELLS FARGO ADVANTAGE MULTI COM SHS 94987D101 1357 107153 SH SOLE NONE 0 0 107153 WELLS FARGO ADV UTILITIES & HIGH INCOME FD COM 94987E109 257 22740 SH SOLE NONE 0 0 22740 WESTERN ASSET WORLDWIDE INCO COM 957668106 254 23415 SH SOLE NONE 0 0 23415 WESTERN ASSET EMRG MKT DEBT COM 95766A101 1026 68571 SH SOLE NONE 0 0 68571 WESTERN ASSET GLB HI INCOME COM 95766B109 452 43717 SH SOLE NONE 0 0 43717 WESTERN ASSET EMRG MKT INCM COM 95766E103 413 38510 SH SOLE NONE 0 0 38510 WESTERN ASSET GLB PTNRS INCO COM 95766G108 149 16279 SH SOLE NONE 0 0 16279 WESTERN ASSET HIGH INCM FD I COM 95766J102 717 95123 SH SOLE NONE 0 0 95123 WESTERN ASSET HIGH INCOME OPPORTUNITY FD COM 95766K106 513 99551 SH SOLE NONE 0 0 99551 WESTERN ASSET MGD HI INCM FD COM 95766L107 255 51616 SH SOLE NONE 0 0 51616 WESTERN ASST MNGD MUN FD INC COM 95766M105 145 10787 SH SOLE NONE 0 0 10787 WESTERN ASSET MUNIC HIGH INCOME FD COM 95766N103 88 12356 SH SOLE NONE 0 0 12356 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 606 53795 SH SOLE NONE 0 0 53795 WESTERN ASSET CLYM INFL OPP COM 95766R104 539 48203 SH SOLE NONE 0 0 48203 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 506 32865 SH SOLE NONE 0 0 32865 WESTERN ASSET GLOBAL CP DEFI COM 95790C107 390 22767 SH SOLE NONE 0 0 22767 ZWEIG FD COM NEW 989834205 249 16950 SH SOLE NONE 0 0 16950 ZWEIG TOTAL RETURN FD INC COM 989837208 764 59057 SH SOLE NONE 0 0 59057