0000938077-14-000003.txt : 20140516
0000938077-14-000003.hdr.sgml : 20140516
20140516173004
ACCESSION NUMBER: 0000938077-14-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140516
DATE AS OF CHANGE: 20140516
EFFECTIVENESS DATE: 20140516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOLIVER CAPITAL ADVISORS, INC.
CENTRAL INDEX KEY: 0000938077
IRS NUMBER: 561827546
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05031
FILM NUMBER: 14852617
BUSINESS ADDRESS:
STREET 1: 6363 WOODWAY, SUITE 963
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 713-917-0022
MAIL ADDRESS:
STREET 1: 6363 WOODWAY, SUITE 963
CITY: HOUSTON
STATE: TX
ZIP: 77057
FORMER COMPANY:
FORMER CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/
DATE OF NAME CHANGE: 19950215
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000938077
XXXXXXXX
03-31-2014
03-31-2014
DOLIVER CAPITAL ADVISORS, INC.
6363 WOODWAY, SUITE 963
HOUSTON
TX
77057
13F HOLDINGS REPORT
028-05031
N
Ralph D. McBride
Partner
71-917-0022
Ralph D. McBride
Houston
TX
05-15-2014
0
217
152091
false
INFORMATION TABLE
2
13-f.xlsx.xml
1ST QUARTER 2014
ABERDEEN EMERGING MKTS SMALL
COM
00301T102
225
16947
SH
SOLE
NONE
0
0
16947
ABERDEEN GLOBAL INCOME
COM
3013109
272
25035
SH
SOLE
NONE
0
0
25035
ABERDEEN ISRAEL FUND INC
COM
00301L109
370
20289
SH
SOLE
NONE
0
0
20289
ABERDEEN SINGAPORE FD INC
COM
003244100
220
17599
SH
SOLE
NONE
0
0
17599
ADAMS EXPRESS CO
COM
006212104
2971
228926
SH
SOLE
NONE
0
0
228926
ADVENT CLAYMORE CV SECS & IN
COM
00764C109
271
14587
SH
SOLE
NONE
0
0
14587
ADVENT CLAYMORE ENH GRW & IN
COM
00765E104
631
61927
SH
SOLE
NONE
0
0
61927
ALLIANCE CALIF MUN INCOME FD
COM
18546101
373
29362
SH
SOLE
NONE
0
0
29362
ALLIANCE NEW YORK MUN INC FD
COM
018714105
574
45953
SH
SOLE
NONE
0
0
45953
ALLIANCEBERNSTEIN INCOME FUN
COM
01881E101
595
81083
SH
SOLE
NONE
0
0
81083
ALPINE GLOBAL PREMIER PPTYS
COM SBI
02083A103
862
122258
SH
SOLE
NONE
0
0
122258
ALPINE TOTAL DYNAMIC DIVID F
COM SBI
021060108
1847
220084
SH
SOLE
NONE
0
0
220084
AMERICAN INCOME FD INC
COM
02672T109
577
78588
SH
SOLE
NONE
0
0
76163
AMERICAN SELECT PORTFOLIO IN
COM
029570108
854
85936
SH
SOLE
NONE
0
0
85936
AMERICAN STRATEGIC INCM PTFL
COM
030098107
204
20694
SH
SOLE
NONE
0
0
20694
AMERICAN STRATEGIC INCOME II
COM
03009T101
1837
258391
SH
SOLE
NONE
0
0
258391
AMERN STRATEGIC INCOME PTFL
COM
030099105
512
61613
SH
SOLE
NONE
0
0
61613
ASIA PAC FD INC
COM
044901106
397
38473
SH
SOLE
NONE
0
0
38473
AVENUE INCOME CR STRATEGIES
COM
05358E106
327
28728
SH
SOLE
NONE
0
0
28728
BANCROFT FUND LTD
COM
059695106
1677
85767
SH
SOLE
NONE
0
0
85767
BLACKROCK CORE BD TR
SH BEN INT
09249E101
453
33719
SH
SOLE
NONE
0
0
33719
BLACKROCK CREDIT ALL INC TR
COM
092508100
620
45891
SH
SOLE
NONE
0
0
45891
BLACKROCK ECOSOLUTIONS INVT
COM SH
092546100
869
108005
SH
SOLE
NONE
0
0
108005
BLACKROCK ENERGY & RES TR
COM
09250U101
690
28561
SH
SOLE
NONE
0
0
28561
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
2477
311964
SH
SOLE
NONE
0
0
311964
BLACKROCK ENHANCED GOVT FD I
COM
09255K108
410
29146
SH
SOLE
NONE
0
0
29146
BLACKROCK GLOBAL OPP EQTY TR
COM
092501105
1312
89690
SH
SOLE
NONE
0
0
89690
BLACKROCK INCOME TR INC
COM
09247F100
324
49624
SH
SOLE
NONE
0
0
49624
BLACKROCK INTL GRWTH & INC T
COM BENE INTER
092524107
181
22512
SH
SOLE
NONE
0
0
22512
BLACKROCK MD MUNICIPAL BOND
COM
09249L105
370
27633
SH
SOLE
NONE
0
0
27633
BLACKROCK MUNI INTER DR FD I
COM
09253X102
412
29027
SH
SOLE
NONE
0
0
29027
BLACKROCK MUNI N Y INTER DUR
COM
09255F109
432
31856
SH
SOLE
NONE
0
0
31856
BLACKROCK MUNIC BD INVST TR
COM
09249K107
286
20179
SH
SOLE
NONE
0
0
20179
BLACKROCK MUNIC INCM INVST T
SH BEN INT
09248H105
210
15782
SH
SOLE
NONE
0
0
15782
BLACKROCK MUNIHLDGS NJ QLTY
COM
09254X101
339
24490
SH
SOLE
NONE
0
0
24490
BLACKROCK MUNIHLDNGS QLTY II
COM
09254C107
537
42160
SH
SOLE
NONE
0
0
42160
BLACKROCK MUNIHLDS INVSTM QL
COM
09254P108
242
18034
SH
SOLE
NONE
0
0
18034
BLACKROCK MUNIYIELD QUALITY
COM
09254F100
315
21747
SH
SOLE
NONE
0
0
21747
BLACKROCK MUNIYIELD NJ QLTY
COM
09255A100
309
22248
SH
SOLE
NONE
0
0
22248
BLACKROCK MUNIYIELD PA QLTY
COM
09255G107
1148
41170
SH
SOLE
NONE
0
0
41170
BLACKROCK MUNIYLD MICH QLTY
COM
09254V105
221
16720
SH
SOLE
NONE
0
0
16720
BLACKROCK MUNIYLD MICH QLTY
COM
09254W103
559
44938
SH
SOLE
NONE
0
0
44938
BLACKROCK N J MUN INCOME TR
SH BEN INT
09248J101
342
24604
SH
SOLE
NONE
0
0
24604
BLACKROCK NJ MUNICIPAL BOND
COM
09249A109
282
20282
SH
SOLE
NONE
0
0
20282
BLACKROCK NY MUN INCOME TR I
COM
09249R102
337
24704
SH
SOLE
NONE
0
0
24704
BLACKROCK NY MUNI INC QLTY T
COM
09249U105
356
27694
SH
SOLE
NONE
0
0
27694
BLACKROCK PA STRATEGIC MUN T
COM
09248R103
202
16082
SH
SOLE
NONE
0
0
16082
BLACKROCK REAL ASSET EQUITY
COM
09254B109
1673
187980
SH
SOLE
NONE
0
0
187980
BLACKROCK RES & COMM STRAT T
SHS
09257A108
2713
235952
SH
SOLE
NONE
0
0
235952
BLACKROCK S&P QLTY RK EQ MD
SHS BEN INT
09250D109
995
76217
SH
SOLE
NONE
0
0
76217
BLACKROCK UTIL & INFRASTRCTU
COM
09248D104
1275
67232
SH
SOLE
NONE
0
0
67232
BROOKFIELD GLOBAL LISTED INFRA
COM SHS
11273Q109
990
46302
SH
SOLE
NONE
0
0
46302
CALAMOS GBL DYN INCOME FUND
COM
12811l107
1394
154912
SH
SOLE
NONE
0
0
154912
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
573
51560
SH
SOLE
NONE
0
0
51560
CBRE CLARION GLOBAL REAL EST
COM
12504G100
548
65569
SH
SOLE
NONE
0
0
65569
CENTRAL EUR RUSS & TURK FD I
COM
153436100
290
11025
SH
SOLE
NONE
0
0
11025
CHINA FD INC
COM
169373107
557
27954
SH
SOLE
NONE
0
0
27954
CLEARBRIDGE ENERGY MLP OPP F
COM
18469P100
875
38871
SH
SOLE
NONE
0
0
38871
CLEARBRIDGE ENERGY MLP TR FD
COM
18469Q108
444
20648
SH
SOLE
NONE
0
0
20648
CLOUGH GLOBAL ALLOCATION FUN
COM SHS BEN IN
18913Y103
711
46839
SH
SOLE
NONE
0
0
46839
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
508
39836
SH
SOLE
NONE
0
0
39836
COHEN & STEERS CLOSED END OP
COM
19248P106
1916
149092
SH
SOLE
NONE
0
0
149092
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
1078
48832
SH
SOLE
NONE
0
0
48832
COHEN & STEERS REIT & PFD IN
COM
19247X100
1322
77747
SH
SOLE
NONE
0
0
77747
DELAWARE ENHANCED GBL DIV &
COM
246060107
1038
84430
SH
SOLE
NONE
0
0
84430
DELAWARE INV MN MUN INC FD I
COM
24610V103
606
45420
SH
SOLE
NONE
0
0
45420
DELAWARE INVT NAT MUNI INC F
SH BEN INT
24610T108
581
47008
SH
SOLE
NONE
0
0
47008
DELAWARE INVTS DIV & INCOME
COM
245915103
484
50573
SH
SOLE
NONE
0
0
50573
DTF TAX-FREE INCOME INC
COM
23334J107
339
22946
SH
SOLE
NONE
0
0
22946
DWS GLOBAL HIGH INCOME FD
COM
23338W104
198
24305
SH
SOLE
NONE
0
0
24305
DWS HIGH INCOME OPPORT FD IN
COM NEW
23339M204
1255
85913
SH
SOLE
NONE
0
0
85913
DWS HIGH INCOME TR
SHS NEW
23337C208
379
40272
SH
SOLE
NONE
0
0
40272
DWS MULTI MKT INCOME TR
SHS
23338L108
778
81775
SH
SOLE
NONE
0
0
81775
DWS STRATEGIC INCOME TR
SHS
23338N104
358
27926
SH
SOLE
NONE
0
0
27926
EATON VANCE CALIF MUN BD FD
COM
27828A100
248
22794
SH
SOLE
NONE
0
0
22794
EATON VANCE CALIF MUN BD FD II
COM
27828C106
180
15517
SH
SOLE
NONE
0
0
15517
EATON VANCE ENH EQTY INC FD
COM
278277108
524
40100
SH
SOLE
NONE
0
0
40100
EATON VANCE MA MUNI INCOME T
SH BEN INT
27826E104
347
26758
SH
SOLE
NONE
0
0
26758
EATON VANCE MUN BD FD
COM
27827X101
375
31595
SH
SOLE
NONE
0
0
31595
EATON VANCE MI MUNI INCOME T
SH BEN INT
27826D106
619
51610
SH
SOLE
NONE
0
0
51610
EATON VANCE MICH MUN BD FD
COM
27828M104
140
11242
SH
SOLE
NONE
0
0
11242
EATON VANCE N J MUN BD FD
COM
27828R103
149
12125
SH
SOLE
NONE
0
0
12125
EATON VANCE N Y MUN BD FD II
COM
27828T109
202
16807
SH
SOLE
NONE
0
0
16807
EATON VANCE NATL MUN OPPORT
COM SHS
27829L105
529
27280
SH
SOLE
NONE
0
0
27280
EATON VANCE NEW YORK MUN BD
COM
27827Y109
253
21109
SH
SOLE
NONE
0
0
21109
EATON VANCE TX ADV GLB DIV O
COM
27828U106
426
17618
SH
SOLE
NONE
0
0
17618
EATON VANCE OH MUNI INCOME T
SH BEN INT
27826G109
249
19178
SH
SOLE
NONE
0
0
19178
EATON VANCE PA MUN BD FD
COM
27828W102
175
14228
SH
SOLE
NONE
0
0
14228
EATON VANCE PA MUNI INCOME T
SH BEN INT
27826T101
388
32284
SH
SOLE
NONE
0
0
32284
EATON VANCE RISK MNGD DIV EQ
COM
27829G106
4434
392383
SH
SOLE
NONE
0
0
392383
EATON VANCE SH TM DR DIVR IN
COM
27828V104
600
39500
SH
SOLE
NONE
0
0
39500
EATON VANCE TAX-ADV BD & OPT
COM SH BEN INT
27829M103
263
18976
SH
SOLE
NONE
0
0
18976
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
661
33644
SH
SOLE
NONE
0
0
33644
ELLSWORTH FUND LTD
COM
289074106
1236
143723
SH
SOLE
NONE
0
0
143723
FEDERATED ENHANC TREAS INCM
COM SH BEN INT
314162108
489
35841
SH
SOLE
NONE
0
0
35841
FEDERATED PREM INTR MUN INC
COM
31423M105
196
15263
SH
SOLE
NONE
0
0
15263
FIRST TR ACTIVE DIVID INCOME
COM
33731L100
525
60129
SH
SOLE
NONE
0
0
60129
FIRST TR ENERGY INFRA FD
COM
33738C103
860
40865
SH
SOLE
NONE
0
0
40865
FIRST TR ENHANCED EQTY INC F
COM
337318109
1447
108468
SH
SOLE
NONE
0
0
108468
FIRST TR HIGH INCOME L/S FD
COM
33738E109
270
15219
SH
SOLE
NONE
0
0
15219
FIRST TRUST MORTGAGE INCM FD
COM SHS
33734E103
274
17431
SH
SOLE
NONE
0
0
17431
FIRST TR ABERDEEN EMERG OPT
COM
33731K102
678
37614
SH
SOLE
NONE
0
0
37614
FORT DEARBORN INCOME SECS IN
COM
347200107
751
52113
SH
SOLE
NONE
0
0
52113
FRANKLIN TEMPLETON LTD DUR I
COM
35472T101
539
41336
SH
SOLE
NONE
0
0
41336
FRANKLIN UNVL TR
SH BEN INT
355145103
871
121080
SH
SOLE
NONE
0
0
121080
GABELLI DIVD & INCOME TR
COM
36242H104
373
16985
SH
SOLE
NONE
0
0
16985
GABELLI GLOBL UTIL & INCOME
COM SH BEN INT
36242L105
812
40801
SH
SOLE
NONE
0
0
40801
GABELLI HLTHCARE & WELLNESS
SHS
36246K103
374
36130
SH
SOLE
NONE
0
0
36130
GDL FUND
COM SH BEN IT
361570104
1441
130627
SH
SOLE
NONE
0
0
130627
GENERAL AMERN INVS INC
COM
368802104
2105
59744
SH
SOLE
NONE
0
0
59744
GLOBAL HIGH INCOME FUND INC
COM
37933G108
1051
106487
SH
SOLE
NONE
0
0
106487
GUGGENHEIM ENHNCD EQTY INCM
COM
40167B100
388
43515
SH
SOLE
NONE
0
0
106487
GUGGENHEIM EQ WEIGHT ENHANC
COM SH BEN INT
40167M106
684
36343
SH
SOLE
NONE
0
0
36343
HANCOCK JOHN FINL OPPTYS FD
SH BEN INT NEW
409735206
558
23185
SH
SOLE
NONE
0
0
23185
HANCOCK JOHN TAX-ADV DIV INC
COM
41013V100
540
27128
SH
SOLE
NONE
0
0
27128
HELIOS HIGH INCOME FD INC
COM NEW
42327X204
280
32499
SH
SOLE
NONE
0
0
32499
INDIA FUND
COM
00305P106
772
33504
SH
SOLE
NONE
0
0
33504
ING EMERGING MKTS HGH DIV EQ
COM
45685X104
173
14483
SH
SOLE
NONE
0
0
14483
ING GLBL ADV & PREM OPP FUND
COM
44982N109
236
19692
SH
SOLE
NONE
0
0
19692
ING GLOBAL EQTY DIV & PREM O
COM
45684E107
380
41329
SH
SOLE
NONE
0
0
41329
ING INFRASTRUCTURE INDLS & M
COM
45685U100
997
56730
SH
SOLE
NONE
0
0
56730
ING RISK MANAGED NAT RES FD
COM
449810100
437
41373
SH
SOLE
NONE
0
0
41373
INVESCO BD FD
COM
46132L107
318
17488
SH
SOLE
NONE
0
0
17488
INVESCO HIGH INCOME TR II
COM
46131F101
408
24669
SH
SOLE
NONE
0
0
24669
INVESCO MUN TR
COM
46131J103
353
24792
SH
SOLE
NONE
0
0
24792
INVESCO MUN OPPORTUNITY TR
COM
46132C107
413
33832
SH
SOLE
NONE
0
0
37121
INVESCO SR INCOME TR
COM
46131H107
232
46244
SH
SOLE
NONE
0
0
46244
JAPAN EQUITY FD INC
COM
471057109
232
35485
SH
SOLE
NONE
0
0
35485
J F CHINA REGION FD INC
COM
46614T107
353
24792
SH
SOLE
NONE
0
0
24792
JOHN HANCOCK HDG EQ & INC FD
COM
47804L102
627
35803
SH
SOLE
NONE
0
0
35803
LAZARD GLB TTL RET&INCM FD I
COM
52106W103
509
29257
SH
SOLE
NONE
0
0
29257
LAZARD WORLD DIVID & INCOME
COM
521076109
221
15985
SH
SOLE
NONE
0
0
15985
LEGG MASON BW GLOBAL INC OPPS
COM
52469B100
770
43841
SH
SOLE
NONE
0
0
43841
LIBERTY ALL STAR EQUIT FD
COM
530158104
923
156890
SH
SOLE
NONE
0
0
156890
LMP CAPITAL INCOME FD
COM
50208A102
871
54100
SH
SOLE
NONE
0
0
54100
LMP REAL ESTATE INCOME FD IN
COM
50208C108
1038
96123
SH
SOLE
NONE
0
0
96123
MADISON CLAYMORE CALL &EQTY
COM
556582104
998
120730
SH
SOLE
NONE
0
0
120730
MADISON STRTG SECTOR PREM FD
COM
558268108
1269
104175
SH
SOLE
NONE
0
0
104175
MFS CALIF MUN FD
COM
59318C106
241
22776
SH
SOLE
NONE
0
0
22776
MFS CHARTER INCOME TR
SH BEN INT
552727109
1179
129100
SH
SOLE
NONE
0
0
129100
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
885
135564
SH
SOLE
NONE
0
0
135564
MONTGOMERY STR INCOME SECS I
COM
614115103
326
20243
SH
SOLE
NONE
0
0
20243
MORGAN STANLEY EASTN EUR FD
COM
616988101
370
20573
SH
SOLE
NONE
0
0
20573
MORGAN STANLEY EMER MKTS DEB
COM
61744H105
712
71951
SH
SOLE
NONE
0
0
71951
MORGAN STANLEY ASIA PAC FD I
COM
61744U106
505
29908
SH
SOLE
NONE
0
0
29908
MORGAN STANLEY TRUSTS
INCOME SECS INC
61745P874
829
47266
SH
SOLE
NONE
0
0
47266
NEUBERGER BERMAN RE ES SEC F
COM
64190A103
1517
321368
SH
SOLE
NONE
0
0
321368
NEW GERMANY FD INC
COM
644465106
383
19656
SH
SOLE
NONE
0
0
34368
NEW IRELAND FUND INC
COM
645673104
627
43658
SH
SOLE
NONE
0
0
43658
NUVEEN ARIZ PREM INCOME MUN
COM
67061W104
358
27898
SH
SOLE
NONE
0
0
27898
NUVEEN CA DIV ADV MUNI FD 3
COM SH BEN INT
67070Y109
200
16343
SH
SOLE
NONE
0
0
16343
NUVEEN CALIF PREM INCOME MUN
COM
6706L0102
214
15760
SH
SOLE
NONE
0
0
15760
NUVEEN CONN PREM INCOME MUN
SH BEN INT
67060D107
1184
97346
SH
SOLE
NONE
0
0
97346
NUVEEN DIV ADV MUNI FD 3
COM SH BEN INT
67070X101
572
43665
SH
SOLE
NONE
0
0
43665
NUVEEN DIVER CURRENCY OPPOR
COM
67090N109
1138
108450
SH
SOLE
NONE
0
0
108450
NUVEEN DIVERSIFIED COMMODTY
COM UT BEN INT
67074P104
1361
117806
SH
SOLE
NONE
0
0
117806
NUVEEN DIVERSIFIED DIV INCM
COM
6706EP105
667
57000
SH
SOLE
NONE
0
0
57000
NUVEEN DIVID ADVANTAGE MUN F
COM
67066V101
268
19990
SH
SOLE
NONE
0
0
19990
NUVEEN DIVID ADVANTAGE MUN I
COM
67071L106
808
60642
SH
SOLE
NONE
0
0
60642
NUVEEN EQUITY PREM & GROWTH
COM
6706EW100
281
19852
SH
SOLE
NONE
0
0
19852
NUVEEN EQUITY PREM ADV FD
COM
6706ET107
404
31842
SH
SOLE
NONE
0
0
31842
NUVEEN EQUITY PREM INCOME FD
COM
6706ER101
249
19734
SH
SOLE
NONE
0
0
19734
NUVEEN GA DIV ADV MUN FD 2
COM
67072B107
463
37645
SH
SOLE
NONE
0
0
37645
NUVEEN GBL INCOME OPPORTUN F
COM
67073C104
1363
154912
SH
SOLE
NONE
0
0
154912
NUVEEN GBL VL OPPORTUNITIES
COM
6706EH103
872
66539
SH
SOLE
NONE
0
0
66539
NUVEEN MASS PREM INCOME MUN
COM
67061E104
755
59190
SH
SOLE
NONE
0
0
59190
NUVEEN MD PREM INCOME MUN FD
COM
67061Q107
1113
89805
SH
SOLE
NONE
0
0
89805
NUVEEN MUN ADVANTAGE FD INC
COM
67062H106
342
26325
SH
SOLE
NONE
0
0
26325
NUVEEN MUN OPPORTUNITY FD IN
COM
67098413
251
18269
SH
SOLE
NONE
0
0
18269
NUVEEN MUN MKT OPPORTUNITY F
COM
67062W103
276
21628
SH
SOLE
NONE
0
0
21628
NUVEEN N C PREM INCOME MUN F
SH BEN INT
67060P100
1359
107315
SH
SOLE
NONE
0
0
107315
NUVEEN NEW JERSEY DIVID
COM
67071T109
591
45605
SH
SOLE
NONE
0
0
45605
NUVEEN NEW JERSEY MUN VALUE
COM
670702109
486
33967
SH
SOLE
NONE
0
0
33967
NUVEEN NEW YORK MUN VALUE FD
COM
670706100
328
23465
SH
SOLE
NONE
0
0
23465
NUVEEN NJ DIV ADVANTAGE MUN
COM
67069Y102
723
54602
SH
SOLE
NONE
0
0
54602
NUVEEN NJ INVT QUALITY MUN F
COM
670971100
591
44565
SH
SOLE
NONE
0
0
44565
NUVEEN NJ PREM INCOME MUN FD
COM
67101N106
746
54529
SH
SOLE
NONE
0
0
54529
NUVEEN NY DIV ADVANTG MUN FD
COM
67070A101
463
35449
SH
SOLE
NONE
0
0
35449
NUVEEN NY DIVID ADVNTG MUN F
COM
67066X107
506
38038
SH
SOLE
NONE
0
0
38038
NUVEEN NY MUN VALUE FD
COM
67062M105
288
30463
SH
SOLE
NONE
0
0
30463
NUVEEN NY PERFORM PLUS MUN F
COM
67062R104
258
18494
SH
SOLE
NONE
0
0
18494
NUVEEN PA INVT QUALITY MUN F
COM
670972108
2028
152167
SH
SOLE
NONE
0
0
152167
NUVEEN PA MUN VALUE FD
COM
67074K105
245
16982
SH
SOLE
NONE
0
0
16982
NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
211
22671
SH
SOLE
NONE
0
0
22671
NUVEEN PREMIER MUN INCOME FD
COM
670988104
154
11723
SH
SOLE
NONE
0
0
11723
NUVEEN QUALITY PFD INC FD 3
COM
67072W101
622
74319
SH
SOLE
NONE
0
0
74319
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
499
52466
SH
SOLE
NONE
0
0
52466
NUVEEN TAX ADVANTAGED DIV GR
COM
67073G105
868
56728
SH
SOLE
NONE
0
0
56728
NUVEEN TEX QUALITY INCOM MU
COM
670983105
497
36524
SH
SOLE
NONE
0
0
36524
NUVEEN VA PREM INCOME MUN FD
COM
67064R102
285
22428
SH
SOLE
NONE
0
0
22428
PETROLEUM & RES CORP
COM
716549100
3798
136041
SH
SOLE
NONE
0
0
136041
PUTNAM PREMIER INCOME TR
SH BEN INT
74653100
425
76905
SH
SOLE
NONE
0
0
76905
PUTNAM MASTER INTER INCOME T
SH BEN INT
746909100
211
40890
SH
SOLE
NONE
0
0
40890
PUTMAN HIGH INCOME SEC FUND
SH BEN INT
746779107
393
46968
SH
SOLE
NONE
0
0
46968
RMR REAL ESTATE INCOME FUND
COM
76970B101
847
45657
SH
SOLE
NONE
0
0
45657
ROYCE FOCUS TR
COM
78080N108
253
31742
SH
SOLE
NONE
0
0
31742
ROYCE GLOBAL VALUE TR INC
COM
78081T104
761
84709
SH
SOLE
NONE
0
0
45657
ROYCE MICRO-CAP TR INC
COM
780915104
864
70578
SH
SOLE
NONE
0
0
70578
ROYCE VALUE TR INC
COM
780910105
1546
98312
SH
SOLE
NONE
0
0
98312
SWISS HELVETIA FD
COM
870875101
717
49850
SH
SOLE
NONE
0
0
49850
TEMPLETON DRAGON FD INC
COM
88018T101
461
18818
SH
SOLE
NONE
0
0
18818
TEMPLETON EMERGING MKTS FD I
COM
880191101
289
17037
SH
SOLE
NONE
0
0
17037
THAI FD INC
COM
882904105
403
37202
SH
SOLE
NONE
0
0
37202
TRI CONTL CORP
COM
895436103
2556
127296
SH
SOLE
NONE
0
0
127296
VIRTUS GLOBAL MULTI-SEC INC
COM
92829B101
1203
71203
SH
SOLE
NONE
0
0
71203
VIRTUS TOTAL RETURN FD
COM
92829A103
614
138859
SH
SOLE
NONE
0
0
138859
WELLS FARGO ADV GLOBAL INC
COM SHS
94987C103
772
98070
SH
SOLE
NONE
0
0
98070
WESTERN ASSET CLYM INFL OPP
COM
95766R104
1960
168519
SH
SOLE
NONE
0
0
168519
WESTERN ASSET CLYM INFL SEC
COM SH BEN INT
95766Q106
1269
108931
SH
SOLE
NONE
0
0
108931
WESTERN ASSET EMRG MKT DEBT
COM
95766A101
658
37838
SH
SOLE
NONE
0
0
37838
WESTERN ASSET EMRG MKT INCM
COM
95766E103
557
45159
SH
SOLE
NONE
0
0
15159
WESTERN ASSET GLOBAL CP DEFI
COM
95790C107
913
50203
SH
SOLE
NONE
0
0
50203
WESTERN ASSET VAR RT STRG FD
COM
957667108
236
13774
SH
SOLE
NONE
0
0
13774
WESTERN ASSET WORLDWIDE INCO
COM
957668106
1179
129100
SH
SOLE
NONE
0
0
129100
ZWEIG FD
COM NEW
989834205
1282
84404
SH
SOLE
NONE
0
0
84404
ZWEIG TOTAL RETURN FD INC
COM NEW
989837208
1720
122322
SH
SOLE
NONE
0
0
122322