0000938077-14-000002.txt : 20140213 0000938077-14-000002.hdr.sgml : 20140213 20140213124142 ACCESSION NUMBER: 0000938077-14-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 EFFECTIVENESS DATE: 20140213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOLIVER CAPITAL ADVISORS, INC. CENTRAL INDEX KEY: 0000938077 IRS NUMBER: 561827546 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05031 FILM NUMBER: 14604416 BUSINESS ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 713-917-0022 MAIL ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/ DATE OF NAME CHANGE: 19950215 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000938077 XXXXXXXX 12-31-2013 12-31-2013 DOLIVER CAPITAL ADVISORS, INC.
6363 WOODWAY, SUITE 963 HOUSTON TX 77057
13F HOLDINGS REPORT 028-05031 N
Ralph D. McBride Partner 713-917-0022 Ralph D. McBride Houston TX 02-13-2014 0 255 156556 false
INFORMATION TABLE 2 doliver13f.xml 4TH QUARTER 2013 ABERDEEN ASIA-PACIFIC INC COM 3009107 217 37752 SH SOLE NONE 0 0 37752 ABERDEEN GLOBAL INCOME COM 3013109 199 19153 SH SOLE NONE 0 0 19153 ABERDEEN ISRAEL FUND INC COM 00301L109 183 10881 SH SOLE NONE 0 0 10881 ADAMS EXPRESS CO COM 006212104 1200 91789 SH SOLE NONE 0 0 91789 ADVENT CLAY CONV SEC INC FD COM 007639107 188 25810 SH SOLE NONE 0 0 25810 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 552 54530 SH SOLE NONE 0 0 54530 ALLIANCE CALIF MUN INCOME FD COM 18546101 288 23733 SH SOLE NONE 0 0 23733 ALLIANCE NEW YORK MUN INC FD COM 018714105 598 50414 SH SOLE NONE 0 0 50414 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 614 86117 SH SOLE NONE 0 0 86117 ALLIANZGI EQUITY & CONV INCO COM 018829101 1089 55812 SH SOLE NONE 0 0 55812 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 1153 275189 SH SOLE NONE 0 0 275189 AMERICAN INCOME FD INC COM 02672T109 576 78588 SH SOLE NONE 0 0 78588 AMERICAN SELECT PORTFOLIO IN COM 029570108 596 64351 SH SOLE NONE 0 0 64351 AMERICAN STRATEGIC INCM PTFL COM 030098107 477 53084 SH SOLE NONE 0 0 53084 AMERICAN STRATEGIC INCOME II COM 03009T101 1697 258668 SH SOLE NONE 0 0 258668 AMERN STRATEGIC INCOME PTFL COM 030099105 377 48911 SH SOLE NONE 0 0 48911 AVENUE INCOME CR STRATEGIES COM 05358E106 338 19202 SH SOLE NONE 0 0 19202 BANCROFT FUND LTD COM 059695106 1633 87770 SH SOLE NONE 0 0 87770 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 353 25802 SH SOLE NONE 0 0 25802 BLACKROCK CREDIT ALL INC TR COM 092508100 991 75867 SH SOLE NONE 0 0 75867 BLACKROCK DEBT STRAT FD INC COM 09255R103 86 21520 SH SOLE NONE 0 0 21520 BLACKROCK ECOSOLUTIONS INVT COM SH 092546100 1329 169067 SH SOLE NONE 0 0 169067 BLACKROCK ENERGY & RES TR COM 09250U101 460 18938 SH SOLE NONE 0 0 18938 BLACKROCK ENH CAP & INC FD I COM 09256A109 928 67852 SH SOLE NONE 0 0 67852 BLACKROCK ENHANCED EQT DIV T COM 09251A104 2583 325311 SH SOLE NONE 0 0 325311 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 238 15916 SH SOLE NONE 0 0 15916 BLACKROCK INCOME OPP TRUST I COM 092475102 666 68629 SH SOLE NONE 0 0 68629 BLACKROCK INCOME TR INC COM 09247F100 335 51760 SH SOLE NONE 0 0 51760 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 130 15937 SH SOLE NONE 0 0 15937 BLACKROCK INVT QUALITY MUN T COM 09247D105 154 10792 SH SOLE NONE 0 0 10792 BLACKROCK LONG-TERM MUNI ADV COM 09250B103 403 39549 SH SOLE NONE 0 0 39549 BLACKROCK MD MUNICIPAL BOND COM 09249L105 438 34644 SH SOLE NONE 0 0 34644 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 1045 61038 SH SOLE NONE 0 0 61038 BLACKROCK MUNI INCOME INV QL COM 09250G102 687 53353 SH SOLE NONE 0 0 53353 BLACKROCK MUNI INCOME TR II COM 09249N101 479 36230 SH SOLE NONE 0 0 36230 BLACKROCK MUNI INTER DR FD I COM 09253X102 184 13235 SH SOLE NONE 0 0 13235 BLACKROCK MUNI N Y INTER DUR COM 09255F109 487 37041 SH SOLE NONE 0 0 37041 BLACKROCK MUNIASSETS FD INC COM 09254J102 655 56697 SH SOLE NONE 0 0 56697 BLACKROCK MUNIC BD INVST TR COM 09249K107 362 27046 SH SOLE NONE 0 0 27046 BLACKROCK MUNIC INCM INVST T SH BEN INT 09248H105 530 42475 SH SOLE NONE 0 0 42475 BLACKROCK MUNICIPL INC QLTY COM 092479104 449 35414 SH SOLE NONE 0 0 35414 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 965 73521 SH SOLE NONE 0 0 73521 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 300 24000 SH SOLE NONE 0 0 24000 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 258 19496 SH SOLE NONE 0 0 19496 BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 788 65186 SH SOLE NONE 0 0 65186 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 290 23193 SH SOLE NONE 0 0 23193 BLACROCK MUNIHOLDNGS QLTY I COM 09254A101 847 71411 SH SOLE NONE 0 0 71411 BLACKROCK MUNIY QUALITY FD I COM 09254G108 696 59612 SH SOLE NONE 0 0 59612 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 223 16186 SH SOLE NONE 0 0 16186 BLACKROCK MUNIYIELD FD INC COM 09253W104 287 22382 SH SOLE NONE 0 0 22382 BLACKROCK MUNIYIELD N J FD I COM 09254Y109 814 59582 SH SOLE NONE 0 0 59582 BLACKROCK MUNIYIELD NJ QLTY COM 09255A100 692 53331 SH SOLE NONE 0 0 53331 BLACKROCK MUNIYIELD NY QLTY COM 09255E102 222 18356 SH SOLE NONE 0 0 18356 BLACKROCK MUNIYIELD PA QLTY COM 09255G107 1148 89640 SH SOLE NONE 0 0 89640 BLACKROCK MUNIYLD INVST QLTY COM 09254T100 569 46510 SH SOLE NONE 0 0 46510 BLACKROCK MUNIYLD MICH QLTY COM 09254V105 519 41684 SH SOLE NONE 0 0 41684 BLACKROCK MUNIYLD MICH QLTY COM 09254W103 644 56045 SH SOLE NONE 0 0 56045 BLACKROCK N J MUN INCOME TR SH BEN INT 09248J101 225 17149 SH SOLE NONE 0 0 17149 BLACKROCK NJ MUNICIPAL BOND COM 09249A109 261 19636 SH SOLE NONE 0 0 19636 BLACKROCK NY MUN INCOME TR I COM 09249R102 563 44498 SH SOLE NONE 0 0 44498 BLACKROCK NY MUNI INC QLTY T COM 09249U105 638 52833 SH SOLE NONE 0 0 52833 BLACKROCK PA STRATEGIC MUN T COM 09248R103 192 16602 SH SOLE NONE 0 0 16602 BLACKROCK REAL ASSET EQUITY COM 09254B109 1213 139253 SH SOLE NONE 0 0 139253 BLACKROCK RES & COMM STRAT T SHS 09257A108 2202 189997 SH SOLE NONE 0 0 189997 BLACKROCK S&P QLTY RK EQ MD SHS BEN INT 09250D109 809 62422 SH SOLE NONE 0 0 62422 BLACKROCK STRATEGIC MUN TR COM 09248T109 268 22132 SH SOLE NONE 0 0 22132 BLACKROCK UTIL & INFRASTRCTU COM 09248D104 1367 76522 SH SOLE NONE 0 0 76522 CBRE CLARION GLOBAL REAL EST COM 12504G100 229 28948 SH SOLE NONE 0 0 28948 CLOUGH GLOBAL ALLOCATION FUN COM SHS BEN IN 18913Y103 705 45861 SH SOLE NONE 0 0 45861 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 642 49137 SH SOLE NONE 0 0 49137 COHEN & STEERS CLOSED END OP COM 19248P106 711 56545 SH SOLE NONE 0 0 56545 COHEN & STEERS DIV MJRS FDIN COM 19248G106 189 12978 SH SOLE NONE 0 0 12978 COHEN & STEERS INFRASTRUCTUR COM 19248A109 374 18133 SH SOLE NONE 0 0 18133 COHEN & STEERS LTD DUR PFD I COM 19248C105 466 20616 SH SOLE NONE 0 0 20616 COHEN & STEERS REIT & PFD IN COM 19247X100 326 20754 SH SOLE NONE 0 0 20754 COHEN & STEERS SLT PFD INCM COM 19248Y107 260 10530 SH SOLE NONE 0 0 10530 DELAWARE ENHANCED GBL DIV & COM 246060107 187 15322 SH SOLE NONE 0 0 15322 DELAWARE INV CO MUN INC FD I COM 246101109 136 10950 SH SOLE NONE 0 0 10950 DELAWARE INV MN MUN INC FD I COM 24610V103 1010 82043 SH SOLE NONE 0 0 82043 DELAWARE INVT NAT MUNI INC F SH BEN INT 24610T108 620 53118 SH SOLE NONE 0 0 53118 DELAWARE INVTS DIV & INCOME COM 245915103 205 21790 SH SOLE NONE 0 0 21790 DTF TAX-FREE INCOME INC COM 23334J107 758 54043 SH SOLE NONE 0 0 54043 DWS GLOBAL HIGH INCOME FD COM 23338W104 100 12528 SH SOLE NONE 0 0 12528 DWS HIGH INCOME OPPORT FD IN COM NEW 23339M204 1130 78504 SH SOLE NONE 0 0 78504 DWS HIGH INCOME TR SHS NEW 23337C208 351 38380 SH SOLE NONE 0 0 38380 DWS MULTI MKT INCOME TR SHS 23338L108 1101 117297 SH SOLE NONE 0 0 117297 DWS STRATEGIC INCOME TR SHS 23338N104 165 12669 SH SOLE NONE 0 0 12669 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 364 32371 SH SOLE NONE 0 0 32371 EATON VANCE CALIF MUN BD FD COM 27828A100 267 26077 SH SOLE NONE 0 0 26077 EATON VANCE CALIF MUN BD FD II COM 27828C106 194 18159 SH SOLE NONE 0 0 18159 EATON VANCE ENH EQTY INC FD COM 278277108 430 33083 SH SOLE NONE 0 0 33083 EATON VANCE FLTING RATE INC COM 278279104 337 22062 SH SOLE NONE 0 0 22062 EATON VANCE LTD DUR INCOME F COM 27828H105 218 14238 SH SOLE NONE 0 0 14238 EATON VANCE MA MUNI INCOME T SH BEN INT 27826E104 386 31475 SH SOLE NONE 0 0 31475 EATON VANCE MASS MUN BD FD COM 27828K108 208 16958 SH SOLE NONE 0 0 16958 EATON VANCE MI MUNI INCOME T SH BEN INT 27826D106 527 47544 SH SOLE NONE 0 0 47544 EATON VANCE MICH MUN BD FD COM 27828M104 119 10314 SH SOLE NONE 0 0 10314 EATON VANCE N J MUN BD FD COM 27828R103 249 21391 SH SOLE NONE 0 0 21391 EATON VANCE N Y MUN BD FD II COM 27828T109 227 20569 SH SOLE NONE 0 0 20569 EATON VANCE NATL MUN OPPORT COM SHS 27829L105 489 26464 SH SOLE NONE 0 0 26464 EATON VANCE NEW YORK MUN BD COM 27827Y109 368 32486 SH SOLE NONE 0 0 32486 EATON VANCE OH MUNI INCOME T SH BEN INT 27826G109 353 29140 SH SOLE NONE 0 0 29140 EATON VANCE PA MUN BD FD COM 27828W102 246 21397 SH SOLE NONE 0 0 21397 EATON VANCE PA MUNI INCOME T SH BEN INT 27826T101 369 33262 SH SOLE NONE 0 0 33262 EATON VANCE RISK MNGD DIV EQ COM 27829G106 4549 403641 SH SOLE NONE 0 0 403641 EATON VANCE SH TM DR DIVR IN COM 27828V104 191 12477 SH SOLE NONE 0 0 12477 EATON VANCE TAX-ADV BD & OPT COM SH BEN INT 27829M103 436 30671 SH SOLE NONE 0 0 30671 EATON VANCE TAX MNGD GBL DV COM 27829F108 829 43578 SH SOLE NONE 0 0 43578 EATON VANCE TX MGD DIV EQ IN COM 27828N102 127 11661 SH SOLE NONE 0 0 11661 ELLSWORTH FUND LTD COM 289074106 605 73892 SH SOLE NONE 0 0 73892 FEDERATED ENHANC TREAS INCM COM SH BEN INT 314162108 1028 80467 SH SOLE NONE 0 0 80467 FEDERATED PREM INTR MUN INC COM 31423M105 569 46721 SH SOLE NONE 0 0 46721 FIRST TR ACTIVE DIVID INCOME COM 33731L100 226 25688 SH SOLE NONE 0 0 25688 FIRST TR ENHANCED EQTY INC F COM 337318109 732 54986 SH SOLE NONE 0 0 54986 FIRST TR HIGH INCOME L/S FD COM 33738E109 1841 106904 SH SOLE NONE 0 0 106904 FIRST TR STRATEGIC HIGH INC COM SHS NEW 337353304 241 15046 SH SOLE NONE 0 0 15046 FIRST TR ABERDEEN EMERG OPT COM 33731K102 263 14576 SH SOLE NONE 0 0 14576 FORT DEARBORN INCOME SECS IN COM 347200107 818 59283 SH SOLE NONE 0 0 59283 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 234 18003 SH SOLE NONE 0 0 18003 FRANKLIN UNVL TR SH BEN INT 355145103 720 103704 SH SOLE NONE 0 0 103704 GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 634 31674 SH SOLE NONE 0 0 31674 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 329 36473 SH SOLE NONE 0 0 36473 GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 520 51883 SH SOLE NONE 0 0 51883 GDL FUND COM SH BEN IT 361570104 1037 94135 SH SOLE NONE 0 0 94135 GENERAL AMERN INVS INC COM 368802104 684 19435 SH SOLE NONE 0 0 19435 GLOBAL HIGH INCOME FUND INC COM 37933G108 552 55647 SH SOLE NONE 0 0 55647 GUGGENHEIM BLD AMR BDS MNG D COM 401664107 683 34456 SH SOLE NONE 0 0 34456 GUGGENHEIM EQ WEIGHT ENHANC COM SH BEN INT 40167M106 741 39230 SH SOLE NONE 0 0 39230 HANCOCK JOHN PREMIUM DIV FD COM SH BEN INT 41013T105 127 10940 SH SOLE NONE 0 0 10940 HELIOS HIGH INCOME FD INC COM NEW 42327X204 279 33803 SH SOLE NONE 0 0 33803 HELIOS MULTI SEC HI INC FD I COM NEW 42327Y202 159 26484 SH SOLE NONE 0 0 26484 HELIOS STRATEGIC INCOME FD I COM NEW 42328A203 118 17852 SH SOLE NONE 0 0 17852 ING EMERGING MKTS HGH DIV EQ COM 45685X104 374 31790 SH SOLE NONE 0 0 31790 ING GLBL ADV & PREM OPP FUND COM 44982N109 706 59997 SH SOLE NONE 0 0 59997 ING GLOBAL EQTY DIV & PREM O COM 45684E107 978 109254 SH SOLE NONE 0 0 109254 ING INFRASTRUCTURE INDLS & M COM 45685U100 536 31316 SH SOLE NONE 0 0 31316 ING INTL HIGH DIVD EQTY INC COM 45684Q100 116 12302 SH SOLE NONE 0 0 12302 ING RISK MANAGED NAT RES FD COM 449810100 1189 121154 SH SOLE NONE 0 0 121154 INVESCO ADVANTAGE MUNICIPAL SH BEN INT 46132E103 260 24669 SH SOLE NONE 0 0 24669 INVESCO BD FD COM 46132L107 188 10612 SH SOLE NONE 0 0 10612 INVESCO DYNAMIC CR OPP FD COM 46132R104 341 26469 SH SOLE NONE 0 0 26469 INVESCO HIGH INCOME TR II COM 46131F101 597 37121 SH SOLE NONE 0 0 37121 INVESCO MUN TR COM 46131J103 162 14007 SH SOLE NONE 0 0 14007 INVESCO PA VALUE MUN INCOME COM 46132K109 588 48459 SH SOLE NONE 0 0 48459 INVESCO QUALITY MUNI INC TRS COM 46133G107 275 24738 SH SOLE NONE 0 0 24738 INVESCO TR INVT GRADE MUNS COM 46131M106 460 37746 SH SOLE NONE 0 0 37746 J F CHINA REGION FD INC COM 46614T107 270 17791 SH SOLE NONE 0 0 17791 JOHN HANCOCK HDG EQ & INC FD COM 47804L102 181 10621 SH SOLE NONE 0 0 10621 LAZARD GLB TTL RET&INCM FD I COM 52106W103 253 14382 SH SOLE NONE 0 0 14382 LAZARD WORLD DIVID & INCOME COM 521076109 201 13864 SH SOLE NONE 0 0 13864 LMP CORPORATE LN FD INC COM 50208B100 240 19594 SH SOLE NONE 0 0 19594 LMP REAL ESTATE INCOME FD IN COM 50208C108 848 84247 SH SOLE NONE 0 0 84247 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 207 9388 SH SOLE NONE 0 0 9388 MADISON CLAYMORE CALL &EQTY COM 556582104 620 75905 SH SOLE NONE 0 0 75905 MADISON STRTG SECTOR PREM FD COM 558268108 1207 100898 SH SOLE NONE 0 0 100898 MANAGED DURATION INVT GRD FU COM 56165R103 283 22844 SH SOLE NONE 0 0 22844 MFS CALIF MUN FD COM 59318C106 179 17951 SH SOLE NONE 0 0 17951 MFS CHARTER INCOME TR SH BEN INT 552727109 427 47130 SH SOLE NONE 0 0 47130 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 240 53660 SH SOLE NONE 0 0 53660 MFS INTERMARKET INCOME TRUST SH BEN INT 59318R103 718 88531 SH SOLE NONE 0 0 88531 MFS INTERMEDIATE HIGH INC FD SH BEN INT 59318T109 44 15260 SH SOLE NONE 0 0 15260 MFS INVT GRADE MUN TR SH BEN INT 59318B108 399 46261 SH SOLE NONE 0 0 46261 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 315 47523 SH SOLE NONE 0 0 47523 MONTGOMERY STR INCOME SECS I COM 614115103 160 10311 SH SOLE NONE 0 0 10311 MORGAN STANLEY EASTN EUR FD COM 616988101 306 15126 SH SOLE NONE 0 0 15126 MORGAN STANLEY EM MKTS DM DE COM 617477104 757 58160 SH SOLE NONE 0 0 58160 MORGAN STANLEY EMER MKTS DEB COM 61744H105 699 73258 SH SOLE NONE 0 0 73258 MORGAN STANLEY TRUSTS INCOME SECS INC 61745P874 578 34368 SH SOLE NONE 0 0 34368 NEUBERGER BERMAN RE ES SEC F COM 64190A103 509 117254 SH SOLE NONE 0 0 117254 NEW IRELAND FUND INC COM 645673104 384 29927 SH SOLE NONE 0 0 29927 NUVEEN AMT-FREE MUN INCOME F COM 670657105 454 37741 SH SOLE NONE 0 0 37741 NUVEEN ARIZ PREM INCOME MUN COM 67061W104 680 56124 SH SOLE NONE 0 0 56124 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 67070Y109 357 31258 SH SOLE NONE 0 0 31258 NUVEEN CA DIV ADVANTG MUN FD COM 67069X104 648 51332 SH SOLE NONE 0 0 51332 NUVEEN CA DIVIDEND ADV MUN F COM SHS 67066Y105 170 13222 SH SOLE NONE 0 0 13222 NUVEEN CA INVT QUALITY MUN F COM 67062A101 204 15515 SH SOLE NONE 0 0 15515 NUVEEN CA SELECT TAX FREE PR SH BEN INT 67063R103 185 13727 SH SOLE NONE 0 0 13727 NUVEEN CAL AMT-FREE MUN INC COM 670651108 266 21860 SH SOLE NONE 0 0 21860 NUVEEN CONN PREM INCOME MUN SH BEN INT 67060D107 1253 107977 SH SOLE NONE 0 0 107977 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 1076 87119 SH SOLE NONE 0 0 87119 NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 520 40956 SH SOLE NONE 0 0 40956 NUVEEN DIVER CURRENCY OPPOR COM 67090N109 1118 110864 SH SOLE NONE 0 0 110864 NUVEEN DIVERSIFIED COMMODTY COM UT BEN INT 67074P104 1727 113852 SH SOLE NONE 0 0 113852 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 854 75752 SH SOLE NONE 0 0 75752 NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 214 16967 SH SOLE NONE 0 0 16967 NUVEEN DIVID ADVANTAGE MUN I COM 67071L106 1095 87450 SH SOLE NONE 0 0 87450 NUVEEN ENHANCED MUN VALUE FD COM 67074M101 206 15926 SH SOLE NONE 0 0 15926 NUVEEN EQUITY PREM & GROWTH COM 6706EW100 652 46154 SH SOLE NONE 0 0 46154 NUVEEN EQUITY PREM ADV FD COM 6706ET107 1105 87436 SH SOLE NONE 0 0 87436 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 836 66584 SH SOLE NONE 0 0 66584 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 762 62545 SH SOLE NONE 0 0 62545 NUVEEN GA DIV ADV MUN FD 2 COM 67072B107 656 55884 SH SOLE NONE 0 0 55884 NUVEEN GBL INCOME OPPORTUN F COM 67073C104 731 64209 SH SOLE NONE 0 0 64209 NUVEEN GBL VL OPPORTUNITIES COM 6706EH103 707 53711 SH SOLE NONE 0 0 53711 NUVEEN INVT QUALITY MUN FD I COM 67062E103 325 24044 SH SOLE NONE 0 0 24044 NUVEEN LG/SHT COMMODITY TOTR COM UT BEN INT 670731108 604 35082 SH SOLE NONE 0 0 35082 NUVEEN MASS DIVID ADVANTAG M COM SH BEN INT 67069P101 381 31572 SH SOLE NONE 0 0 31572 NUVEEN MASS PREM INCOME MUN COM 67061E104 703 57994 SH SOLE NONE 0 0 57994 NUVEEN MD PREM INCOME MUN FD COM 67061Q107 1036 86903 SH SOLE NONE 0 0 86903 NUVEEN MICH QUALITY INCOME M COM 670979103 788 62940 SH SOLE NONE 0 0 62940 NUVEEN MTG OPPORTUNITY TERM COM 670735109 740 32000 SH SOLE NONE 0 0 32000 NUVEEN MTG OPPTY TERM FD 2 COM 67074R100 317 13800 SH SOLE NONE 0 0 13800 NUVEEN MUN ADVANTAGE FD INC COM 67062H106 836 68742 SH SOLE NONE 0 0 68742 NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 518 43197 SH SOLE NONE 0 0 43197 NUVEEN N C PREM INCOME MUN F SH BEN INT 67060P100 1932 161561 SH SOLE NONE 0 0 161561 NUVEEN NEW JERSEY DIVID COM 67071T109 567 45909 SH SOLE NONE 0 0 45909 NUVEEN NEW JERSEY MUN VALUE COM 670702109 403 29586 SH SOLE NONE 0 0 29586 NUVEEN NEW YORK MUN VALUE FD COM 670706100 406 29959 SH SOLE NONE 0 0 29959 NUVEEN NJ DIV ADVANTAGE MUN COM 67069Y102 745 59729 SH SOLE NONE 0 0 59729 NUVEEN NJ INVT QUALITY MUN F COM 670971100 734 56950 SH SOLE NONE 0 0 56950 NUVEEN NJ PREM INCOME MUN FD COM 67101N106 947 72491 SH SOLE NONE 0 0 72491 NUVEEN NY DIV ADVANTG MUN FD COM 67070A101 656 52455 SH SOLE NONE 0 0 52455 NUVEEN NY DIVID ADVNTG MUN F COM 67066X107 792 62345 SH SOLE NONE 0 0 62345 NUVEEN NY MUN VALUE FD COM 67062M105 669 76383 SH SOLE NONE 0 0 76383 NUVEEN NY PERFORM PLUS MUN F COM 67062R104 429 32220 SH SOLE NONE 0 0 32220 NUVEEN PA DIV ADVANTAGE MUN COM 67070E103 800 66202 SH SOLE NONE 0 0 66202 NUVEEN PA DIVID ADVANTAGE MU 2 COM 67071W102 699 58783 SH SOLE NONE 0 0 58783 NUVEEN PA INVT QUALITY MUN F COM 670972108 589 47771 SH SOLE NONE 0 0 47771 NUVEEN PA MUN VALUE FD COM 67074K105 252 18495 SH SOLE NONE 0 0 18495 NUVEEN PA PREM INCOME MUN FD COM 67061F101 1010 84961 SH SOLE NONE 0 0 84961 NUVEEN PFD & INCOME TERM FD COM 67075A106 390 17653 SH SOLE NONE 0 0 17653 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 408 45993 SH SOLE NONE 0 0 45993 NUVEEN PREM INCOME MUN FD COM 67062T100 526 42637 SH SOLE NONE 0 0 42637 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 907 72300 SH SOLE NONE 0 0 72300 NUVEEN PREMIER MUN INCOME FD COM 670988104 940 76006 SH SOLE NONE 0 0 76006 NUVEEN QUALITY INCOME MUN FD COM 670977107 575 46915 SH SOLE NONE 0 0 46915 NUVEEN QUALITY MUN FD INC COM 67062N103 482 39912 SH SOLE NONE 0 0 39912 NUVEEN QUALITY PFD INC FD 3 COM 67072W101 1038 132190 SH SOLE NONE 0 0 132190 NUVEEN QUALITY PFD INCOME FD COM 67071S101 799 103962 SH SOLE NONE 0 0 103962 NUVEEN QUALITY PFD INCOME FD 2 COM 67072C105 862 105859 SH SOLE NONE 0 0 105859 NUVEEN SELECT QUALITY MUN FD COM 670973106 692 55798 SH SOLE NONE 0 0 55798 NUVEEN TAX ADVANTAGED DIV GR COM 67073G105 722 46097 SH SOLE NONE 0 0 46097 NUVEEN TEX QUALITY INCOM MU COM 670983105 596 46411 SH SOLE NONE 0 0 46411 NUVEEN VA PREM INCOME MUN FD COM 67064R102 1013 85735 SH SOLE NONE 0 0 85735 PETROLEUM & RES CORP COM 716549100 2090 76347 SH SOLE NONE 0 0 76347 RMR REAL ESTATE INCOME FUND COM 76970B101 408 24118 SH SOLE NONE 0 0 24118 ROYCE FOCUS TR COM 78080N108 209 27408 SH SOLE NONE 0 0 27408 ROYCE MICRO-CAP TR INC COM 780915104 153 12160 SH SOLE NONE 0 0 12160 ROYCE VALUE TR INC COM 780910105 445 27819 SH SOLE NONE 0 0 27819 STRATEGIC GLOBAL INCOME FD COM 862719101 1049 116120 SH SOLE NONE 0 0 116120 TRI CONTL CORP COM 895436103 2903 145316 SH SOLE NONE 0 0 145316 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 629 37192 SH SOLE NONE 0 0 37192 VIRTUS TOTAL RETURN FD COM 92829A103 657 167087 SH SOLE NONE 0 0 167087 WELLS FARGO ADVANTAGE MULTI COM SHS 94987D101 1132 80526 SH SOLE NONE 0 0 80526 WESTERN ASSET CLYM INFL OPP COM 95766R104 1692 150144 SH SOLE NONE 0 0 150144 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 559 48976 SH SOLE NONE 0 0 48976 WESTERN ASSET EMRG MKT DEBT COM 95766A101 480 27934 SH SOLE NONE 0 0 27934 WESTERN ASSET EMRG MKT INCM COM 95766E103 876 73980 SH SOLE NONE 0 0 73980 WESTERN ASSET GLOBAL CP DEFI COM 95790C107 228 12627 SH SOLE NONE 0 0 12627 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 194 10929 SH SOLE NONE 0 0 10929 WESTERN ASSET MGD HI INCM FD COM 95766L107 429 75836 SH SOLE NONE 0 0 75836 WESTERN ASSET WORLDWIDE INCO COM 957668106 564 46331 SH SOLE NONE 0 0 43661 WESTERN ASST MN PRT FD INC COM 95766P108 199 14466 SH SOLE NONE 0 0 14466 ZWEIG FD COM NEW 989834205 177 11900 SH SOLE NONE 0 0 11900 ZWEIG TOTAL RETURN FD INC COM NEW 989837208 3149 225932 SH SOLE NONE 0 0 225932