0000938077-14-000002.txt : 20140213
0000938077-14-000002.hdr.sgml : 20140213
20140213124142
ACCESSION NUMBER: 0000938077-14-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140213
DATE AS OF CHANGE: 20140213
EFFECTIVENESS DATE: 20140213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOLIVER CAPITAL ADVISORS, INC.
CENTRAL INDEX KEY: 0000938077
IRS NUMBER: 561827546
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05031
FILM NUMBER: 14604416
BUSINESS ADDRESS:
STREET 1: 6363 WOODWAY, SUITE 963
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 713-917-0022
MAIL ADDRESS:
STREET 1: 6363 WOODWAY, SUITE 963
CITY: HOUSTON
STATE: TX
ZIP: 77057
FORMER COMPANY:
FORMER CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/
DATE OF NAME CHANGE: 19950215
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000938077
XXXXXXXX
12-31-2013
12-31-2013
DOLIVER CAPITAL ADVISORS, INC.
6363 WOODWAY, SUITE 963
HOUSTON
TX
77057
13F HOLDINGS REPORT
028-05031
N
Ralph D. McBride
Partner
713-917-0022
Ralph D. McBride
Houston
TX
02-13-2014
0
255
156556
false
INFORMATION TABLE
2
doliver13f.xml
4TH QUARTER 2013
ABERDEEN ASIA-PACIFIC INC
COM
3009107
217
37752
SH
SOLE
NONE
0
0
37752
ABERDEEN GLOBAL INCOME
COM
3013109
199
19153
SH
SOLE
NONE
0
0
19153
ABERDEEN ISRAEL FUND INC
COM
00301L109
183
10881
SH
SOLE
NONE
0
0
10881
ADAMS EXPRESS CO
COM
006212104
1200
91789
SH
SOLE
NONE
0
0
91789
ADVENT CLAY CONV SEC INC FD
COM
007639107
188
25810
SH
SOLE
NONE
0
0
25810
ADVENT CLAYMORE ENH GRW & IN
COM
00765E104
552
54530
SH
SOLE
NONE
0
0
54530
ALLIANCE CALIF MUN INCOME FD
COM
18546101
288
23733
SH
SOLE
NONE
0
0
23733
ALLIANCE NEW YORK MUN INC FD
COM
018714105
598
50414
SH
SOLE
NONE
0
0
50414
ALLIANCEBERNSTEIN INCOME FUN
COM
01881E101
614
86117
SH
SOLE
NONE
0
0
86117
ALLIANZGI EQUITY & CONV INCO
COM
018829101
1089
55812
SH
SOLE
NONE
0
0
55812
ALPINE TOTAL DYNAMIC DIVID F
COM SBI
021060108
1153
275189
SH
SOLE
NONE
0
0
275189
AMERICAN INCOME FD INC
COM
02672T109
576
78588
SH
SOLE
NONE
0
0
78588
AMERICAN SELECT PORTFOLIO IN
COM
029570108
596
64351
SH
SOLE
NONE
0
0
64351
AMERICAN STRATEGIC INCM PTFL
COM
030098107
477
53084
SH
SOLE
NONE
0
0
53084
AMERICAN STRATEGIC INCOME II
COM
03009T101
1697
258668
SH
SOLE
NONE
0
0
258668
AMERN STRATEGIC INCOME PTFL
COM
030099105
377
48911
SH
SOLE
NONE
0
0
48911
AVENUE INCOME CR STRATEGIES
COM
05358E106
338
19202
SH
SOLE
NONE
0
0
19202
BANCROFT FUND LTD
COM
059695106
1633
87770
SH
SOLE
NONE
0
0
87770
BLACKROCK CALIF MUN INCOME T
SH BEN INT
09248E102
353
25802
SH
SOLE
NONE
0
0
25802
BLACKROCK CREDIT ALL INC TR
COM
092508100
991
75867
SH
SOLE
NONE
0
0
75867
BLACKROCK DEBT STRAT FD INC
COM
09255R103
86
21520
SH
SOLE
NONE
0
0
21520
BLACKROCK ECOSOLUTIONS INVT
COM SH
092546100
1329
169067
SH
SOLE
NONE
0
0
169067
BLACKROCK ENERGY & RES TR
COM
09250U101
460
18938
SH
SOLE
NONE
0
0
18938
BLACKROCK ENH CAP & INC FD I
COM
09256A109
928
67852
SH
SOLE
NONE
0
0
67852
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
2583
325311
SH
SOLE
NONE
0
0
325311
BLACKROCK GLOBAL OPP EQTY TR
COM
092501105
238
15916
SH
SOLE
NONE
0
0
15916
BLACKROCK INCOME OPP TRUST I
COM
092475102
666
68629
SH
SOLE
NONE
0
0
68629
BLACKROCK INCOME TR INC
COM
09247F100
335
51760
SH
SOLE
NONE
0
0
51760
BLACKROCK INTL GRWTH & INC T
COM BENE INTER
092524107
130
15937
SH
SOLE
NONE
0
0
15937
BLACKROCK INVT QUALITY MUN T
COM
09247D105
154
10792
SH
SOLE
NONE
0
0
10792
BLACKROCK LONG-TERM MUNI ADV
COM
09250B103
403
39549
SH
SOLE
NONE
0
0
39549
BLACKROCK MD MUNICIPAL BOND
COM
09249L105
438
34644
SH
SOLE
NONE
0
0
34644
BLACKROCK MUN TARGET TERM TR
COM SHS BEN IN
09257P105
1045
61038
SH
SOLE
NONE
0
0
61038
BLACKROCK MUNI INCOME INV QL
COM
09250G102
687
53353
SH
SOLE
NONE
0
0
53353
BLACKROCK MUNI INCOME TR II
COM
09249N101
479
36230
SH
SOLE
NONE
0
0
36230
BLACKROCK MUNI INTER DR FD I
COM
09253X102
184
13235
SH
SOLE
NONE
0
0
13235
BLACKROCK MUNI N Y INTER DUR
COM
09255F109
487
37041
SH
SOLE
NONE
0
0
37041
BLACKROCK MUNIASSETS FD INC
COM
09254J102
655
56697
SH
SOLE
NONE
0
0
56697
BLACKROCK MUNIC BD INVST TR
COM
09249K107
362
27046
SH
SOLE
NONE
0
0
27046
BLACKROCK MUNIC INCM INVST T
SH BEN INT
09248H105
530
42475
SH
SOLE
NONE
0
0
42475
BLACKROCK MUNICIPL INC QLTY
COM
092479104
449
35414
SH
SOLE
NONE
0
0
35414
BLACKROCK MUNIHLDGS NJ QLTY
COM
09254X101
965
73521
SH
SOLE
NONE
0
0
73521
BLACKROCK MUNIHLDGS NY QLTY
COM
09255C106
300
24000
SH
SOLE
NONE
0
0
24000
BLACKROCK MUNIHLDNGS CALI QL
COM
09254L107
258
19496
SH
SOLE
NONE
0
0
19496
BLACKROCK MUNIHLDNGS QLTY II
COM
09254C107
788
65186
SH
SOLE
NONE
0
0
65186
BLACKROCK MUNIHLDS INVSTM QL
COM
09254P108
290
23193
SH
SOLE
NONE
0
0
23193
BLACROCK MUNIHOLDNGS QLTY I
COM
09254A101
847
71411
SH
SOLE
NONE
0
0
71411
BLACKROCK MUNIY QUALITY FD I
COM
09254G108
696
59612
SH
SOLE
NONE
0
0
59612
BLACKROCK MUNIYIELD CALIF FD
COM
09254M105
223
16186
SH
SOLE
NONE
0
0
16186
BLACKROCK MUNIYIELD FD INC
COM
09253W104
287
22382
SH
SOLE
NONE
0
0
22382
BLACKROCK MUNIYIELD N J FD I
COM
09254Y109
814
59582
SH
SOLE
NONE
0
0
59582
BLACKROCK MUNIYIELD NJ QLTY
COM
09255A100
692
53331
SH
SOLE
NONE
0
0
53331
BLACKROCK MUNIYIELD NY QLTY
COM
09255E102
222
18356
SH
SOLE
NONE
0
0
18356
BLACKROCK MUNIYIELD PA QLTY
COM
09255G107
1148
89640
SH
SOLE
NONE
0
0
89640
BLACKROCK MUNIYLD INVST QLTY
COM
09254T100
569
46510
SH
SOLE
NONE
0
0
46510
BLACKROCK MUNIYLD MICH QLTY
COM
09254V105
519
41684
SH
SOLE
NONE
0
0
41684
BLACKROCK MUNIYLD MICH QLTY
COM
09254W103
644
56045
SH
SOLE
NONE
0
0
56045
BLACKROCK N J MUN INCOME TR
SH BEN INT
09248J101
225
17149
SH
SOLE
NONE
0
0
17149
BLACKROCK NJ MUNICIPAL BOND
COM
09249A109
261
19636
SH
SOLE
NONE
0
0
19636
BLACKROCK NY MUN INCOME TR I
COM
09249R102
563
44498
SH
SOLE
NONE
0
0
44498
BLACKROCK NY MUNI INC QLTY T
COM
09249U105
638
52833
SH
SOLE
NONE
0
0
52833
BLACKROCK PA STRATEGIC MUN T
COM
09248R103
192
16602
SH
SOLE
NONE
0
0
16602
BLACKROCK REAL ASSET EQUITY
COM
09254B109
1213
139253
SH
SOLE
NONE
0
0
139253
BLACKROCK RES & COMM STRAT T
SHS
09257A108
2202
189997
SH
SOLE
NONE
0
0
189997
BLACKROCK S&P QLTY RK EQ MD
SHS BEN INT
09250D109
809
62422
SH
SOLE
NONE
0
0
62422
BLACKROCK STRATEGIC MUN TR
COM
09248T109
268
22132
SH
SOLE
NONE
0
0
22132
BLACKROCK UTIL & INFRASTRCTU
COM
09248D104
1367
76522
SH
SOLE
NONE
0
0
76522
CBRE CLARION GLOBAL REAL EST
COM
12504G100
229
28948
SH
SOLE
NONE
0
0
28948
CLOUGH GLOBAL ALLOCATION FUN
COM SHS BEN IN
18913Y103
705
45861
SH
SOLE
NONE
0
0
45861
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
642
49137
SH
SOLE
NONE
0
0
49137
COHEN & STEERS CLOSED END OP
COM
19248P106
711
56545
SH
SOLE
NONE
0
0
56545
COHEN & STEERS DIV MJRS FDIN
COM
19248G106
189
12978
SH
SOLE
NONE
0
0
12978
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
374
18133
SH
SOLE
NONE
0
0
18133
COHEN & STEERS LTD DUR PFD I
COM
19248C105
466
20616
SH
SOLE
NONE
0
0
20616
COHEN & STEERS REIT & PFD IN
COM
19247X100
326
20754
SH
SOLE
NONE
0
0
20754
COHEN & STEERS SLT PFD INCM
COM
19248Y107
260
10530
SH
SOLE
NONE
0
0
10530
DELAWARE ENHANCED GBL DIV &
COM
246060107
187
15322
SH
SOLE
NONE
0
0
15322
DELAWARE INV CO MUN INC FD I
COM
246101109
136
10950
SH
SOLE
NONE
0
0
10950
DELAWARE INV MN MUN INC FD I
COM
24610V103
1010
82043
SH
SOLE
NONE
0
0
82043
DELAWARE INVT NAT MUNI INC F
SH BEN INT
24610T108
620
53118
SH
SOLE
NONE
0
0
53118
DELAWARE INVTS DIV & INCOME
COM
245915103
205
21790
SH
SOLE
NONE
0
0
21790
DTF TAX-FREE INCOME INC
COM
23334J107
758
54043
SH
SOLE
NONE
0
0
54043
DWS GLOBAL HIGH INCOME FD
COM
23338W104
100
12528
SH
SOLE
NONE
0
0
12528
DWS HIGH INCOME OPPORT FD IN
COM NEW
23339M204
1130
78504
SH
SOLE
NONE
0
0
78504
DWS HIGH INCOME TR
SHS NEW
23337C208
351
38380
SH
SOLE
NONE
0
0
38380
DWS MULTI MKT INCOME TR
SHS
23338L108
1101
117297
SH
SOLE
NONE
0
0
117297
DWS STRATEGIC INCOME TR
SHS
23338N104
165
12669
SH
SOLE
NONE
0
0
12669
EATON VANCE CA MUNI INCOME T
SH BEN INT
27826F101
364
32371
SH
SOLE
NONE
0
0
32371
EATON VANCE CALIF MUN BD FD
COM
27828A100
267
26077
SH
SOLE
NONE
0
0
26077
EATON VANCE CALIF MUN BD FD II
COM
27828C106
194
18159
SH
SOLE
NONE
0
0
18159
EATON VANCE ENH EQTY INC FD
COM
278277108
430
33083
SH
SOLE
NONE
0
0
33083
EATON VANCE FLTING RATE INC
COM
278279104
337
22062
SH
SOLE
NONE
0
0
22062
EATON VANCE LTD DUR INCOME F
COM
27828H105
218
14238
SH
SOLE
NONE
0
0
14238
EATON VANCE MA MUNI INCOME T
SH BEN INT
27826E104
386
31475
SH
SOLE
NONE
0
0
31475
EATON VANCE MASS MUN BD FD
COM
27828K108
208
16958
SH
SOLE
NONE
0
0
16958
EATON VANCE MI MUNI INCOME T
SH BEN INT
27826D106
527
47544
SH
SOLE
NONE
0
0
47544
EATON VANCE MICH MUN BD FD
COM
27828M104
119
10314
SH
SOLE
NONE
0
0
10314
EATON VANCE N J MUN BD FD
COM
27828R103
249
21391
SH
SOLE
NONE
0
0
21391
EATON VANCE N Y MUN BD FD II
COM
27828T109
227
20569
SH
SOLE
NONE
0
0
20569
EATON VANCE NATL MUN OPPORT
COM SHS
27829L105
489
26464
SH
SOLE
NONE
0
0
26464
EATON VANCE NEW YORK MUN BD
COM
27827Y109
368
32486
SH
SOLE
NONE
0
0
32486
EATON VANCE OH MUNI INCOME T
SH BEN INT
27826G109
353
29140
SH
SOLE
NONE
0
0
29140
EATON VANCE PA MUN BD FD
COM
27828W102
246
21397
SH
SOLE
NONE
0
0
21397
EATON VANCE PA MUNI INCOME T
SH BEN INT
27826T101
369
33262
SH
SOLE
NONE
0
0
33262
EATON VANCE RISK MNGD DIV EQ
COM
27829G106
4549
403641
SH
SOLE
NONE
0
0
403641
EATON VANCE SH TM DR DIVR IN
COM
27828V104
191
12477
SH
SOLE
NONE
0
0
12477
EATON VANCE TAX-ADV BD & OPT
COM SH BEN INT
27829M103
436
30671
SH
SOLE
NONE
0
0
30671
EATON VANCE TAX MNGD GBL DV
COM
27829F108
829
43578
SH
SOLE
NONE
0
0
43578
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
127
11661
SH
SOLE
NONE
0
0
11661
ELLSWORTH FUND LTD
COM
289074106
605
73892
SH
SOLE
NONE
0
0
73892
FEDERATED ENHANC TREAS INCM
COM SH BEN INT
314162108
1028
80467
SH
SOLE
NONE
0
0
80467
FEDERATED PREM INTR MUN INC
COM
31423M105
569
46721
SH
SOLE
NONE
0
0
46721
FIRST TR ACTIVE DIVID INCOME
COM
33731L100
226
25688
SH
SOLE
NONE
0
0
25688
FIRST TR ENHANCED EQTY INC F
COM
337318109
732
54986
SH
SOLE
NONE
0
0
54986
FIRST TR HIGH INCOME L/S FD
COM
33738E109
1841
106904
SH
SOLE
NONE
0
0
106904
FIRST TR STRATEGIC HIGH INC
COM SHS NEW
337353304
241
15046
SH
SOLE
NONE
0
0
15046
FIRST TR ABERDEEN EMERG OPT
COM
33731K102
263
14576
SH
SOLE
NONE
0
0
14576
FORT DEARBORN INCOME SECS IN
COM
347200107
818
59283
SH
SOLE
NONE
0
0
59283
FRANKLIN TEMPLETON LTD DUR I
COM
35472T101
234
18003
SH
SOLE
NONE
0
0
18003
FRANKLIN UNVL TR
SH BEN INT
355145103
720
103704
SH
SOLE
NONE
0
0
103704
GABELLI GLOBL UTIL & INCOME
COM SH BEN INT
36242L105
634
31674
SH
SOLE
NONE
0
0
31674
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
329
36473
SH
SOLE
NONE
0
0
36473
GAMCO NAT RES GOLD & INCOME
SH BEN INT
36465E101
520
51883
SH
SOLE
NONE
0
0
51883
GDL FUND
COM SH BEN IT
361570104
1037
94135
SH
SOLE
NONE
0
0
94135
GENERAL AMERN INVS INC
COM
368802104
684
19435
SH
SOLE
NONE
0
0
19435
GLOBAL HIGH INCOME FUND INC
COM
37933G108
552
55647
SH
SOLE
NONE
0
0
55647
GUGGENHEIM BLD AMR BDS MNG D
COM
401664107
683
34456
SH
SOLE
NONE
0
0
34456
GUGGENHEIM EQ WEIGHT ENHANC
COM SH BEN INT
40167M106
741
39230
SH
SOLE
NONE
0
0
39230
HANCOCK JOHN PREMIUM DIV FD
COM SH BEN INT
41013T105
127
10940
SH
SOLE
NONE
0
0
10940
HELIOS HIGH INCOME FD INC
COM NEW
42327X204
279
33803
SH
SOLE
NONE
0
0
33803
HELIOS MULTI SEC HI INC FD I
COM NEW
42327Y202
159
26484
SH
SOLE
NONE
0
0
26484
HELIOS STRATEGIC INCOME FD I
COM NEW
42328A203
118
17852
SH
SOLE
NONE
0
0
17852
ING EMERGING MKTS HGH DIV EQ
COM
45685X104
374
31790
SH
SOLE
NONE
0
0
31790
ING GLBL ADV & PREM OPP FUND
COM
44982N109
706
59997
SH
SOLE
NONE
0
0
59997
ING GLOBAL EQTY DIV & PREM O
COM
45684E107
978
109254
SH
SOLE
NONE
0
0
109254
ING INFRASTRUCTURE INDLS & M
COM
45685U100
536
31316
SH
SOLE
NONE
0
0
31316
ING INTL HIGH DIVD EQTY INC
COM
45684Q100
116
12302
SH
SOLE
NONE
0
0
12302
ING RISK MANAGED NAT RES FD
COM
449810100
1189
121154
SH
SOLE
NONE
0
0
121154
INVESCO ADVANTAGE MUNICIPAL
SH BEN INT
46132E103
260
24669
SH
SOLE
NONE
0
0
24669
INVESCO BD FD
COM
46132L107
188
10612
SH
SOLE
NONE
0
0
10612
INVESCO DYNAMIC CR OPP FD
COM
46132R104
341
26469
SH
SOLE
NONE
0
0
26469
INVESCO HIGH INCOME TR II
COM
46131F101
597
37121
SH
SOLE
NONE
0
0
37121
INVESCO MUN TR
COM
46131J103
162
14007
SH
SOLE
NONE
0
0
14007
INVESCO PA VALUE MUN INCOME
COM
46132K109
588
48459
SH
SOLE
NONE
0
0
48459
INVESCO QUALITY MUNI INC TRS
COM
46133G107
275
24738
SH
SOLE
NONE
0
0
24738
INVESCO TR INVT GRADE MUNS
COM
46131M106
460
37746
SH
SOLE
NONE
0
0
37746
J F CHINA REGION FD INC
COM
46614T107
270
17791
SH
SOLE
NONE
0
0
17791
JOHN HANCOCK HDG EQ & INC FD
COM
47804L102
181
10621
SH
SOLE
NONE
0
0
10621
LAZARD GLB TTL RET&INCM FD I
COM
52106W103
253
14382
SH
SOLE
NONE
0
0
14382
LAZARD WORLD DIVID & INCOME
COM
521076109
201
13864
SH
SOLE
NONE
0
0
13864
LMP CORPORATE LN FD INC
COM
50208B100
240
19594
SH
SOLE
NONE
0
0
19594
LMP REAL ESTATE INCOME FD IN
COM
50208C108
848
84247
SH
SOLE
NONE
0
0
84247
MACQUARIE GLBL INFRA TOTL RE
COM
55608D101
207
9388
SH
SOLE
NONE
0
0
9388
MADISON CLAYMORE CALL &EQTY
COM
556582104
620
75905
SH
SOLE
NONE
0
0
75905
MADISON STRTG SECTOR PREM FD
COM
558268108
1207
100898
SH
SOLE
NONE
0
0
100898
MANAGED DURATION INVT GRD FU
COM
56165R103
283
22844
SH
SOLE
NONE
0
0
22844
MFS CALIF MUN FD
COM
59318C106
179
17951
SH
SOLE
NONE
0
0
17951
MFS CHARTER INCOME TR
SH BEN INT
552727109
427
47130
SH
SOLE
NONE
0
0
47130
MFS HIGH INCOME MUN TR
SH BEN INT
59318D104
240
53660
SH
SOLE
NONE
0
0
53660
MFS INTERMARKET INCOME TRUST
SH BEN INT
59318R103
718
88531
SH
SOLE
NONE
0
0
88531
MFS INTERMEDIATE HIGH INC FD
SH BEN INT
59318T109
44
15260
SH
SOLE
NONE
0
0
15260
MFS INVT GRADE MUN TR
SH BEN INT
59318B108
399
46261
SH
SOLE
NONE
0
0
46261
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
315
47523
SH
SOLE
NONE
0
0
47523
MONTGOMERY STR INCOME SECS I
COM
614115103
160
10311
SH
SOLE
NONE
0
0
10311
MORGAN STANLEY EASTN EUR FD
COM
616988101
306
15126
SH
SOLE
NONE
0
0
15126
MORGAN STANLEY EM MKTS DM DE
COM
617477104
757
58160
SH
SOLE
NONE
0
0
58160
MORGAN STANLEY EMER MKTS DEB
COM
61744H105
699
73258
SH
SOLE
NONE
0
0
73258
MORGAN STANLEY TRUSTS
INCOME SECS INC
61745P874
578
34368
SH
SOLE
NONE
0
0
34368
NEUBERGER BERMAN RE ES SEC F
COM
64190A103
509
117254
SH
SOLE
NONE
0
0
117254
NEW IRELAND FUND INC
COM
645673104
384
29927
SH
SOLE
NONE
0
0
29927
NUVEEN AMT-FREE MUN INCOME F
COM
670657105
454
37741
SH
SOLE
NONE
0
0
37741
NUVEEN ARIZ PREM INCOME MUN
COM
67061W104
680
56124
SH
SOLE
NONE
0
0
56124
NUVEEN CA DIV ADV MUNI FD 3
COM SH BEN INT
67070Y109
357
31258
SH
SOLE
NONE
0
0
31258
NUVEEN CA DIV ADVANTG MUN FD
COM
67069X104
648
51332
SH
SOLE
NONE
0
0
51332
NUVEEN CA DIVIDEND ADV MUN F
COM SHS
67066Y105
170
13222
SH
SOLE
NONE
0
0
13222
NUVEEN CA INVT QUALITY MUN F
COM
67062A101
204
15515
SH
SOLE
NONE
0
0
15515
NUVEEN CA SELECT TAX FREE PR
SH BEN INT
67063R103
185
13727
SH
SOLE
NONE
0
0
13727
NUVEEN CAL AMT-FREE MUN INC
COM
670651108
266
21860
SH
SOLE
NONE
0
0
21860
NUVEEN CONN PREM INCOME MUN
SH BEN INT
67060D107
1253
107977
SH
SOLE
NONE
0
0
107977
NUVEEN DIV ADV MUNI FD 3
COM SH BEN INT
67070X101
1076
87119
SH
SOLE
NONE
0
0
87119
NUVEEN DIV ADVANTAGE MUN FD
COM
67070F100
520
40956
SH
SOLE
NONE
0
0
40956
NUVEEN DIVER CURRENCY OPPOR
COM
67090N109
1118
110864
SH
SOLE
NONE
0
0
110864
NUVEEN DIVERSIFIED COMMODTY
COM UT BEN INT
67074P104
1727
113852
SH
SOLE
NONE
0
0
113852
NUVEEN DIVERSIFIED DIV INCM
COM
6706EP105
854
75752
SH
SOLE
NONE
0
0
75752
NUVEEN DIVID ADVANTAGE MUN F
COM
67066V101
214
16967
SH
SOLE
NONE
0
0
16967
NUVEEN DIVID ADVANTAGE MUN I
COM
67071L106
1095
87450
SH
SOLE
NONE
0
0
87450
NUVEEN ENHANCED MUN VALUE FD
COM
67074M101
206
15926
SH
SOLE
NONE
0
0
15926
NUVEEN EQUITY PREM & GROWTH
COM
6706EW100
652
46154
SH
SOLE
NONE
0
0
46154
NUVEEN EQUITY PREM ADV FD
COM
6706ET107
1105
87436
SH
SOLE
NONE
0
0
87436
NUVEEN EQUITY PREM INCOME FD
COM
6706ER101
836
66584
SH
SOLE
NONE
0
0
66584
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
762
62545
SH
SOLE
NONE
0
0
62545
NUVEEN GA DIV ADV MUN FD 2
COM
67072B107
656
55884
SH
SOLE
NONE
0
0
55884
NUVEEN GBL INCOME OPPORTUN F
COM
67073C104
731
64209
SH
SOLE
NONE
0
0
64209
NUVEEN GBL VL OPPORTUNITIES
COM
6706EH103
707
53711
SH
SOLE
NONE
0
0
53711
NUVEEN INVT QUALITY MUN FD I
COM
67062E103
325
24044
SH
SOLE
NONE
0
0
24044
NUVEEN LG/SHT COMMODITY TOTR
COM UT BEN INT
670731108
604
35082
SH
SOLE
NONE
0
0
35082
NUVEEN MASS DIVID ADVANTAG M
COM SH BEN INT
67069P101
381
31572
SH
SOLE
NONE
0
0
31572
NUVEEN MASS PREM INCOME MUN
COM
67061E104
703
57994
SH
SOLE
NONE
0
0
57994
NUVEEN MD PREM INCOME MUN FD
COM
67061Q107
1036
86903
SH
SOLE
NONE
0
0
86903
NUVEEN MICH QUALITY INCOME M
COM
670979103
788
62940
SH
SOLE
NONE
0
0
62940
NUVEEN MTG OPPORTUNITY TERM
COM
670735109
740
32000
SH
SOLE
NONE
0
0
32000
NUVEEN MTG OPPTY TERM FD 2
COM
67074R100
317
13800
SH
SOLE
NONE
0
0
13800
NUVEEN MUN ADVANTAGE FD INC
COM
67062H106
836
68742
SH
SOLE
NONE
0
0
68742
NUVEEN MUN MKT OPPORTUNITY F
COM
67062W103
518
43197
SH
SOLE
NONE
0
0
43197
NUVEEN N C PREM INCOME MUN F
SH BEN INT
67060P100
1932
161561
SH
SOLE
NONE
0
0
161561
NUVEEN NEW JERSEY DIVID
COM
67071T109
567
45909
SH
SOLE
NONE
0
0
45909
NUVEEN NEW JERSEY MUN VALUE
COM
670702109
403
29586
SH
SOLE
NONE
0
0
29586
NUVEEN NEW YORK MUN VALUE FD
COM
670706100
406
29959
SH
SOLE
NONE
0
0
29959
NUVEEN NJ DIV ADVANTAGE MUN
COM
67069Y102
745
59729
SH
SOLE
NONE
0
0
59729
NUVEEN NJ INVT QUALITY MUN F
COM
670971100
734
56950
SH
SOLE
NONE
0
0
56950
NUVEEN NJ PREM INCOME MUN FD
COM
67101N106
947
72491
SH
SOLE
NONE
0
0
72491
NUVEEN NY DIV ADVANTG MUN FD
COM
67070A101
656
52455
SH
SOLE
NONE
0
0
52455
NUVEEN NY DIVID ADVNTG MUN F
COM
67066X107
792
62345
SH
SOLE
NONE
0
0
62345
NUVEEN NY MUN VALUE FD
COM
67062M105
669
76383
SH
SOLE
NONE
0
0
76383
NUVEEN NY PERFORM PLUS MUN F
COM
67062R104
429
32220
SH
SOLE
NONE
0
0
32220
NUVEEN PA DIV ADVANTAGE MUN
COM
67070E103
800
66202
SH
SOLE
NONE
0
0
66202
NUVEEN PA DIVID ADVANTAGE MU 2
COM
67071W102
699
58783
SH
SOLE
NONE
0
0
58783
NUVEEN PA INVT QUALITY MUN F
COM
670972108
589
47771
SH
SOLE
NONE
0
0
47771
NUVEEN PA MUN VALUE FD
COM
67074K105
252
18495
SH
SOLE
NONE
0
0
18495
NUVEEN PA PREM INCOME MUN FD
COM
67061F101
1010
84961
SH
SOLE
NONE
0
0
84961
NUVEEN PFD & INCOME TERM FD
COM
67075A106
390
17653
SH
SOLE
NONE
0
0
17653
NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
408
45993
SH
SOLE
NONE
0
0
45993
NUVEEN PREM INCOME MUN FD
COM
67062T100
526
42637
SH
SOLE
NONE
0
0
42637
NUVEEN PREM INCOME MUN FD 2
COM
67063W102
907
72300
SH
SOLE
NONE
0
0
72300
NUVEEN PREMIER MUN INCOME FD
COM
670988104
940
76006
SH
SOLE
NONE
0
0
76006
NUVEEN QUALITY INCOME MUN FD
COM
670977107
575
46915
SH
SOLE
NONE
0
0
46915
NUVEEN QUALITY MUN FD INC
COM
67062N103
482
39912
SH
SOLE
NONE
0
0
39912
NUVEEN QUALITY PFD INC FD 3
COM
67072W101
1038
132190
SH
SOLE
NONE
0
0
132190
NUVEEN QUALITY PFD INCOME FD
COM
67071S101
799
103962
SH
SOLE
NONE
0
0
103962
NUVEEN QUALITY PFD INCOME FD 2
COM
67072C105
862
105859
SH
SOLE
NONE
0
0
105859
NUVEEN SELECT QUALITY MUN FD
COM
670973106
692
55798
SH
SOLE
NONE
0
0
55798
NUVEEN TAX ADVANTAGED DIV GR
COM
67073G105
722
46097
SH
SOLE
NONE
0
0
46097
NUVEEN TEX QUALITY INCOM MU
COM
670983105
596
46411
SH
SOLE
NONE
0
0
46411
NUVEEN VA PREM INCOME MUN FD
COM
67064R102
1013
85735
SH
SOLE
NONE
0
0
85735
PETROLEUM & RES CORP
COM
716549100
2090
76347
SH
SOLE
NONE
0
0
76347
RMR REAL ESTATE INCOME FUND
COM
76970B101
408
24118
SH
SOLE
NONE
0
0
24118
ROYCE FOCUS TR
COM
78080N108
209
27408
SH
SOLE
NONE
0
0
27408
ROYCE MICRO-CAP TR INC
COM
780915104
153
12160
SH
SOLE
NONE
0
0
12160
ROYCE VALUE TR INC
COM
780910105
445
27819
SH
SOLE
NONE
0
0
27819
STRATEGIC GLOBAL INCOME FD
COM
862719101
1049
116120
SH
SOLE
NONE
0
0
116120
TRI CONTL CORP
COM
895436103
2903
145316
SH
SOLE
NONE
0
0
145316
VIRTUS GLOBAL MULTI-SEC INC
COM
92829B101
629
37192
SH
SOLE
NONE
0
0
37192
VIRTUS TOTAL RETURN FD
COM
92829A103
657
167087
SH
SOLE
NONE
0
0
167087
WELLS FARGO ADVANTAGE MULTI
COM SHS
94987D101
1132
80526
SH
SOLE
NONE
0
0
80526
WESTERN ASSET CLYM INFL OPP
COM
95766R104
1692
150144
SH
SOLE
NONE
0
0
150144
WESTERN ASSET CLYM INFL SEC
COM SH BEN INT
95766Q106
559
48976
SH
SOLE
NONE
0
0
48976
WESTERN ASSET EMRG MKT DEBT
COM
95766A101
480
27934
SH
SOLE
NONE
0
0
27934
WESTERN ASSET EMRG MKT INCM
COM
95766E103
876
73980
SH
SOLE
NONE
0
0
73980
WESTERN ASSET GLOBAL CP DEFI
COM
95790C107
228
12627
SH
SOLE
NONE
0
0
12627
WESTERN ASSET HGH YLD DFNDFD
COM
95768B107
194
10929
SH
SOLE
NONE
0
0
10929
WESTERN ASSET MGD HI INCM FD
COM
95766L107
429
75836
SH
SOLE
NONE
0
0
75836
WESTERN ASSET WORLDWIDE INCO
COM
957668106
564
46331
SH
SOLE
NONE
0
0
43661
WESTERN ASST MN PRT FD INC
COM
95766P108
199
14466
SH
SOLE
NONE
0
0
14466
ZWEIG FD
COM NEW
989834205
177
11900
SH
SOLE
NONE
0
0
11900
ZWEIG TOTAL RETURN FD INC
COM NEW
989837208
3149
225932
SH
SOLE
NONE
0
0
225932