0001119517-12-000004.txt : 20121121
0001119517-12-000004.hdr.sgml : 20121121
20121121180521
ACCESSION NUMBER: 0001119517-12-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121119
FILED AS OF DATE: 20121121
DATE AS OF CHANGE: 20121121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VENROCK ASSOCIATES III LP
CENTRAL INDEX KEY: 0001119517
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35469
FILM NUMBER: 121222072
BUSINESS ADDRESS:
STREET 1: 30 ROCKEFELLER PLAZA
STREET 2: RM 5508
CITY: NEW YORK
STATE: NY
ZIP: 10112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VEF MANAGEMENT III LLC
CENTRAL INDEX KEY: 0001239246
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35469
FILM NUMBER: 121222068
MAIL ADDRESS:
STREET 1: C/O VENROCK ASSOCIATES
STREET 2: 30 ROCKFELLER PLACA RM 5508
CITY: NEW YORK
STATE: NY
ZIP: 10112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VENROCK MANAGEMENT III LLC
CENTRAL INDEX KEY: 0001239247
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35469
FILM NUMBER: 121222069
MAIL ADDRESS:
STREET 1: C/O VENROCK ASSOCIATES
STREET 2: 30 ROCKFELLER PLACA RM 5508
CITY: NEW YORK
STATE: NY
ZIP: 10112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VENROCK ENTREPRENEURS FUND III LP
CENTRAL INDEX KEY: 0001141515
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35469
FILM NUMBER: 121222070
BUSINESS ADDRESS:
STREET 1: C/O VENROCK ASSOCIATES ROOM 5508
STREET 2: 30 ROCKEFELLER PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10112
BUSINESS PHONE: 212-649-5600
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VOCERA COMMUNICATIONS, INC.
CENTRAL INDEX KEY: 0001129260
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 943354663
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 525 RACE STREET
STREET 2: SUITE 150
CITY: SAN JOSE
STATE: CA
ZIP: 95126-3495
BUSINESS PHONE: 408-882-5100
MAIL ADDRESS:
STREET 1: 525 RACE STREET
STREET 2: SUITE 150
CITY: SAN JOSE
STATE: CA
ZIP: 95126-3495
FORMER COMPANY:
FORMER CONFORMED NAME: VOCERA COMMUNICATIONS INC
DATE OF NAME CHANGE: 20001204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VENROCK ASSOCIATES
CENTRAL INDEX KEY: 0000937889
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35469
FILM NUMBER: 121222071
BUSINESS ADDRESS:
STREET 1: ROOM 5508
STREET 2: 30 ROCKEFELLER PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10112
BUSINESS PHONE: 2126495600
MAIL ADDRESS:
STREET 1: ROOM 5508
STREET 2: 30 ROCKEFELLER PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10112
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-11-19
1
0001129260
VOCERA COMMUNICATIONS, INC.
VCRA
0001119517
VENROCK ASSOCIATES III LP
C/O VENROCK
3340 HILLVIEW AVE.
PALO ALTO
CA
94304
0
0
1
0
0000937889
VENROCK ASSOCIATES
C/O VENROCK
3340 HILLVIEW AVE.
PALO ALTO
CA
94304
0
0
1
0
0001141515
VENROCK ENTREPRENEURS FUND III LP
C/O VENROCK
3340 HILLVIEW AVE.
PALO ALTO
CA
94304
0
0
1
0
0001239247
VENROCK MANAGEMENT III LLC
C/O VENROCK
3340 HILLVIEW AVE.
PALO ALTO
CA
94304
0
0
1
0
0001239246
VEF MANAGEMENT III LLC
C/O VENROCK
3340 HILLVIEW AVE.
PALO ALTO
CA
94304
0
0
1
0
Common Stock
2012-11-19
4
J
0
686000
0
D
2351584
I
By Funds
Common Stock
2012-11-19
4
J
0
3833
0
A
2355417
I
By Funds and LLC
Common Stock
2012-11-20
4
S
0
14000
24.9613
D
2341417
I
By Funds and LLC
On November 19, 2012, Venrock Associates III, L.P. ("VA3") and Venrock Associates, L.P. ("VA" and together with VA3, the "Venrock Funds") distributed an aggregate of 686,000 shares of the common stock of the Issuer to their respective partners pro rata based on their respective interests in the Venrock Funds (the "Distribution").
Following the Distribution, the shares held by VA3, VA and Venrock Entrepreneurs Fund III, L.P. ("VEF3") are as follows: 1,870,069 shares held by VA3, 420,764 shares held by VA and 60,751 shares held by VEF3.
Venrock Management III, LLC ("VM3") and VEF Management III, LLC ("VEFM3") are the sole general partners of VA3 and VEF3, respectively, and may be deemed to beneficially own the shares held by VA3 and VEF3, respectively. VM3 and VEFM3 expressly disclaim beneficial ownership over all shares held by VA3 and VEF3, respectively, except to the extent of their indirect pecuniary interests therein.
In the Distribution, VM3 received 3,833 shares. For VM3, this represents a change in form of ownership from indirect to direct but does not represent a change in beneficial ownership.
Represents an aggregate of 1,870,069 shares held by VA3, 420,764 shares held by VA, 46,751 shares held by VEF3 and 3,833 shares held by VM3.
/s/ David L. Stepp, authorized signatory
2012-11-21