-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BcbRTSQukeuEpwtHSpDee6Z8SGLkrmC1pEGOX25CKWP+WP7vRokXG8Nrp4zySmyt XJtd3PfX/Mh3aTfaCxpYqw== 0000937889-09-000001.txt : 20090423 0000937889-09-000001.hdr.sgml : 20090423 20090423195611 ACCESSION NUMBER: 0000937889-09-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090421 FILED AS OF DATE: 20090423 DATE AS OF CHANGE: 20090423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VENROCK ASSOCIATES III LP CENTRAL INDEX KEY: 0001119517 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11550 FILM NUMBER: 09767712 BUSINESS ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA STREET 2: RM 5508 CITY: NEW YORK STATE: NY ZIP: 10112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VENROCK ENTERPRENEURS FUND LP CENTRAL INDEX KEY: 0001239244 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11550 FILM NUMBER: 09767711 MAIL ADDRESS: STREET 1: C/O VENROCK ASSOCIATES STREET 2: 30 ROCKFELLER PLACA RM 5508 CITY: NEW YORK STATE: NY ZIP: 10112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VENROCK MANAGEMENT LLC CENTRAL INDEX KEY: 0001239245 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11550 FILM NUMBER: 09767710 MAIL ADDRESS: STREET 1: C/O VENROCK ASSOCIATES STREET 2: 30 ROCKFELLER PLACA RM 5508 CITY: NEW YORK STATE: NY ZIP: 10112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VENROCK MANAGEMENT III LLC CENTRAL INDEX KEY: 0001239247 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11550 FILM NUMBER: 09767709 MAIL ADDRESS: STREET 1: C/O VENROCK ASSOCIATES STREET 2: 30 ROCKFELLER PLACA RM 5508 CITY: NEW YORK STATE: NY ZIP: 10112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHARMOS CORP CENTRAL INDEX KEY: 0000713275 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 363207413 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 WOOD AVENUE SOUTH STREET 2: SUITE 311 CITY: ISELIN STATE: NJ ZIP: 08830 BUSINESS PHONE: 7324529556 MAIL ADDRESS: STREET 1: 99 WOOD AVENUE SOUTH STREET 2: SUITE 311 CITY: ISELIN STATE: NJ ZIP: 08830 FORMER COMPANY: FORMER CONFORMED NAME: PHARMATEC INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VENROCK ASSOCIATES CENTRAL INDEX KEY: 0000937889 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11550 FILM NUMBER: 09767713 BUSINESS ADDRESS: STREET 1: ROOM 5508 STREET 2: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 BUSINESS PHONE: 2126495600 MAIL ADDRESS: STREET 1: ROOM 5508 STREET 2: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 3 1 edgar.xml PRIMARY DOCUMENT X0203 3 2009-04-21 0 0000713275 PHARMOS CORP PARS 0000937889 VENROCK ASSOCIATES 530 FIFTH AVENUE 22ND FLOOR NEW YORK NY 10036 0 0 1 0 0001119517 VENROCK ASSOCIATES III LP 530 FIFTH AVENUE 22ND FLOOR NEW YORK NY 10036 0 0 1 0 0001239244 VENROCK ENTERPRENEURS FUND LP 530 FIFTH AVENUE 22ND FLOOR NEW YORK NY 10036 0 0 1 0 0001239245 VENROCK MANAGEMENT LLC 530 FIFTH AVENUE 22ND FLOOR NEW YORK NY 10036 0 0 1 0 0001239247 VENROCK MANAGEMENT III LLC 530 FIFTH AVENUE 22ND FLOOR NEW YORK NY 10036 0 0 1 0 Common Stock 9294067 I By Funds Common Stock Warrants (right to buy) .12 2009-04-21 2014-04-21 Common Stock 4000000 I By Funds Represents an aggregate of 1,672,931 shares of common stock held directly by Venrock Associates ("VA"), an aggregate of 7,435,256 shares of common stock held directly by Venrock Associates III, L.P. ("VAIII"), and an aggregate of 185,880 shares of common stock held directly by Venrock Entrepreneurs Fund III, L.P. ("VEFIII"). Represents a warrant to purchase an aggregate of 720,000 shares of common stock held directly by VA, a warrant to purchase an aggregate of 3,200,000 shares of common stock held directly by VAIII, and a warrant to purchase an aggregate of 80,000 shares of common stock held directly by VEFIII. Venrock Management III, LLC ("VMIII") is the general partner of VAIII. Venrock Management, LLC ("VM") is the general partner of VEFIII. VM and VM III disclaim beneficial ownership of these securities except to the extent of their pro-rata pecuniary interest. Anthony B. Evnin, a member of the Board of Directors of the Issuer, is a General Partner of VA and a Member of each of VMIII and VM. Mr. Evnin disclaims beneficial ownership of these securities except to the extent of his pro-rata pecuniary interest. The warrants are not fully exercisable until the Issuer's Board of Directors and stockholders authorize additional common stock in an amount sufficient to honor the exercise of the warrants. Anthony B. Evnin, as General Partner or Member 2009-04-23 -----END PRIVACY-ENHANCED MESSAGE-----