-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JxXx6wqChqWt5UMUDySFt7aGd1Lu8nTW2NnT8TwjRPSrHXPTh5uTDDhhTzKiOgtm i1bA0abz81wW8zXsofV0/g== 0000937889-05-000003.txt : 20050209 0000937889-05-000003.hdr.sgml : 20050209 20050209110951 ACCESSION NUMBER: 0000937889-05-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050208 FILED AS OF DATE: 20050209 DATE AS OF CHANGE: 20050209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ICAGEN INC CENTRAL INDEX KEY: 0000902622 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 561785001 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4222 EMPEROR BLVD STREET 2: SUITE 350 CITY: DURHAM STATE: NC ZIP: 27703 BUSINESS PHONE: 919-941-5206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VENROCK ASSOCIATES CENTRAL INDEX KEY: 0000937889 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50676 FILM NUMBER: 05587095 BUSINESS ADDRESS: STREET 1: ROOM 5508 STREET 2: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 BUSINESS PHONE: 2126495600 MAIL ADDRESS: STREET 1: ROOM 5508 STREET 2: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-02-08 1 0000902622 ICAGEN INC ICGN 0000937889 VENROCK ASSOCIATES 30 ROCKEFELLER PLAZA, ROOM 5508 NEW YORK NY 10112 0 0 1 0 Common Stock 2005-02-08 4 C 0 406546 A 425851 D Common Stock 2005-02-08 4 C 0 150880 A 576731 D Common Stock 2005-02-08 4 C 0 51249 A 627980 D Common Stock 2005-02-08 4 C 0 76875 A 704855 D Series D Convertible Preferred Stock 2005-02-08 4 C 0 406546 D Common Stock 406546 0 D Series F Convertible Preferred Stock 2005-02-08 4 C 0 150880 D Common Stock 150880 0 D Series G-1 Convertible Preferred Stock 2005-02-08 4 C 0 51249 D Common Stock 51249 0 D Series H Convertible Preferred Stock 2005-02-08 4 C 0 76875 D Common Stock 76875 0 D Upon the closing of the Issuer's initial public offering, each share of Series D Convertible Preferred Stock was automatically converted into Common Stock on a 1-for-1 basis. Upon the closing of the Issuer's initial public offering, each share of Series F Convertible Preferred Stock was automatically converted into Common Stock on a 1-for-1 basis. Upon the closing of the Issuer's initial public offering, each share of Series G-1 Convertible Preferred Stock was automatically converted into Common Stock on a 1.875-for-1 basis. Upon the closing of the Issuer's initial public offering, each share of Series H Convertible Preferred Stock was automatically converted into Common Stock on a 1-for-1 basis. Shares of Preferred Stock were convertible into Common Stock at any time and had no expiration date. Upon the closing of the Issuer's initial public offering, all shares of Preferred Stock were automatically converted into shares of Common Stock. Not applicable. Anthony B. Evnin 2005-02-09 -----END PRIVACY-ENHANCED MESSAGE-----