-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hp9UpvXxCIt9ZHtm3noEFiITSn6R9bH9RWWAoAnQK9L9cbZ62Ec6RXXr3hHJldjg bSKChCDE32GKC12rC//rfw== 0000937889-05-000002.txt : 20050203 0000937889-05-000002.hdr.sgml : 20050203 20050203090923 ACCESSION NUMBER: 0000937889-05-000002 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050203 FILED AS OF DATE: 20050203 DATE AS OF CHANGE: 20050203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ICAGEN INC CENTRAL INDEX KEY: 0000902622 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 561785001 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4222 EMPEROR BLVD STREET 2: SUITE 350 CITY: DURHAM STATE: NC ZIP: 27703 BUSINESS PHONE: 919-941-5206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VENROCK ASSOCIATES CENTRAL INDEX KEY: 0000937889 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50676 FILM NUMBER: 05571455 BUSINESS ADDRESS: STREET 1: ROOM 5508 STREET 2: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 BUSINESS PHONE: 2126495600 MAIL ADDRESS: STREET 1: ROOM 5508 STREET 2: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2005-02-03 0 0000902622 ICAGEN INC ICGN 0000937889 VENROCK ASSOCIATES 30 ROCKEFELLER PLAZA, ROOM 5508 NEW YORK NY 10112 0 0 1 0 Common Stock 19305 D Series D Convertible Preferred Stock Common Stock 406546 D Series F Convertible Preferred Stock Common Stock 150880 D Series G-1 Convertible Preferred Stock Common Stock 51249 D Series H Convertible Preferred Stock Common Stock 76875 D Non-Qualified Stock Option (Right to Buy) .50 2010-01-01 Common Stock 1120 D Non-Qualified Stock Option (Right to Buy) .75 2010-12-11 Common Stock 3225 D Non-Qualified Stock Option (Right to Buy) 2.00 2012-01-01 Common Stock 4300 D Non-Qualified Stock Option (Right to Buy) 2.25 2013-01-01 Common Stock 4300 D Non-Qualified Stock Option (Right to Buy) 2.25 2014-01-01 Common Stock 10250 D Shares of Preferred Stock are convertible into Common Stock at any time and have no expiration date. Upon the closing of the Issuer's initial public offering, all shares of Preferred Stock will automatically convert into shares of Common Stock. Each share of Series D Convertible Preferred Stock will automatically convert into Common Stock on a 1-for-1 basis. Each share of Series F Convertible Preferred Stock will automatically convert into Common Stock on a 1-for-1 basis. Each share of Series G-1 Convertible Preferred Stock will automatically convert into Common Stock on a 1.875-for-1 basis. Each share of Series H Convertible Preferred Stock will automatically convert into Common Stock on a 1-for-1 basis. Non-qualified stock option to purchase 2,150 shares of Common Stock at $0.50 per share granted on January 1, 2000. The option vested at the rate of 44.79 shares per month beginning January 1, 2000 and was fully vested and exercisable as of December 31, 2003. On December 17, 2001, 1,030 shares had vested and were exercised for Common Stock. Non-qualified stock option to purchase 4,300 shares of Common Stock at $0.75 per share granted on December 11, 2000. The option vested at the rate of 89.58 shares per month beginning December 11, 2000 and was fully vested and exercisable as of December 11, 2004. On December 17, 2001, 1,075 shares had vested and were exercised for Common Stock. Non-qualified stock option to purchase 4,300 shares of Common Stock at $2.00 per share granted on January 1, 2002. The option vested at the rate of 358.33 shares per month beginning January 1, 2002 and was fully vested and exercisable as of December 31, 2002. Non-qualified stock option to purchase 4,300 shares of Common Stock at $2.25 per share granted on January 1, 2003. The option vested at the rate of 358.33 shares per month beginning January 1, 2003 and was fully vested and exercisable as of December 31, 2003. Non-qualified stock option to purchase 10,250 shares of Common Stock at $2.25 per share granted on January 1, 2004. The option vests at the rate of 284.72 shares per month beginning January 1, 2004 and will be fully vested and exercisable as of December 31, 2006. Anthony B. Evnin, General Partner 2005-02-03 -----END PRIVACY-ENHANCED MESSAGE-----