0001225208-22-008120.txt : 20220615 0001225208-22-008120.hdr.sgml : 20220615 20220615171601 ACCESSION NUMBER: 0001225208-22-008120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220613 FILED AS OF DATE: 20220615 DATE AS OF CHANGE: 20220615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MALONE JOHN C CENTRAL INDEX KEY: 0000937797 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36713 FILM NUMBER: 221018550 MAIL ADDRESS: STREET 1: 12300 LIBERTY BLVD CITY: ENGLEWOOD STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Broadband Corp CENTRAL INDEX KEY: 0001611983 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 471211994 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 LIBERTY BLVD CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 720-875-5400 MAIL ADDRESS: STREET 1: 12300 LIBERTY BLVD CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 doc4.xml X0306 4 2022-06-13 0001611983 Liberty Broadband Corp LBRDA 0000937797 MALONE JOHN C 12300 LIBERTY BLVD. ENGLEWOOD CO 80112 1 1 Series B Common Stock 2022-06-13 4 D 0 215647.0000 0.0000 D 1940726.0000 D Series C Common Stock 2022-06-13 4 A 0 215647.0000 0.0000 A 4864391.0000 D Series A Cumulative Redeemable Preferred Stock 2022-06-14 4 S 0 10.0000 25.8720 D 0.0000 D Series B Common Stock 122649.0000 I John C. Malone June 2003 Charitable Remainder Unitrust Series B Common Stock 57641.0000 I Leslie A. Malone 1995 Revocable Trust Series C Common Stock 357106.0000 I Leslie A. Malone 1995 Revocable Trust Series C Common Stock 213332.0000 I Malone LG 2013 Charitable Remainder Unitrust Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock. On June 13, 2022, the Issuer and the reporting person entered into an Exchange Agreement (the "Exchange Agreement"), as previously described in the Issuer's Current Report on Form 8-K filed on June 13, 2022, pursuant to which, among other things, the Issuer agreed that on the terms and subject to the conditions of the Exchange Agreement, the reporting person shall, upon the occurrence of an Accretive Event (as defined in the Exchange Agreement) exchange with the Issuer shares of Series B Common Stock of the Issuer for an equal number of shares of Series C Common Stock of the Issuer (a "Reverse Exchange"). The Exchange Agreement, Reverse Exchange and related transactions were approved by a committee of the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The price is a weighted average price. These shares were sold in multiple transactions ranging from $25.85 to $25.90, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. /s/ Brittany A. Uthoff as Attorney-in-Fact for John C. Malone 2022-06-15