0001225208-22-008120.txt : 20220615
0001225208-22-008120.hdr.sgml : 20220615
20220615171601
ACCESSION NUMBER: 0001225208-22-008120
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220613
FILED AS OF DATE: 20220615
DATE AS OF CHANGE: 20220615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MALONE JOHN C
CENTRAL INDEX KEY: 0000937797
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36713
FILM NUMBER: 221018550
MAIL ADDRESS:
STREET 1: 12300 LIBERTY BLVD
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liberty Broadband Corp
CENTRAL INDEX KEY: 0001611983
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 471211994
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12300 LIBERTY BLVD
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
BUSINESS PHONE: 720-875-5400
MAIL ADDRESS:
STREET 1: 12300 LIBERTY BLVD
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
4
1
doc4.xml
X0306
4
2022-06-13
0001611983
Liberty Broadband Corp
LBRDA
0000937797
MALONE JOHN C
12300 LIBERTY BLVD.
ENGLEWOOD
CO
80112
1
1
Series B Common Stock
2022-06-13
4
D
0
215647.0000
0.0000
D
1940726.0000
D
Series C Common Stock
2022-06-13
4
A
0
215647.0000
0.0000
A
4864391.0000
D
Series A Cumulative Redeemable Preferred Stock
2022-06-14
4
S
0
10.0000
25.8720
D
0.0000
D
Series B Common Stock
122649.0000
I
John C. Malone June 2003 Charitable Remainder Unitrust
Series B Common Stock
57641.0000
I
Leslie A. Malone 1995 Revocable Trust
Series C Common Stock
357106.0000
I
Leslie A. Malone 1995 Revocable Trust
Series C Common Stock
213332.0000
I
Malone LG 2013 Charitable Remainder Unitrust
Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock.
On June 13, 2022, the Issuer and the reporting person entered into an Exchange Agreement (the "Exchange Agreement"), as previously described in the Issuer's Current Report on Form 8-K filed on June 13, 2022, pursuant to which, among other things, the Issuer agreed that on the terms and subject to the conditions of the Exchange Agreement, the reporting person shall, upon the occurrence of an Accretive Event (as defined in the Exchange Agreement) exchange with the Issuer shares of Series B Common Stock of the Issuer for an equal number of shares of Series C Common Stock of the Issuer (a "Reverse Exchange"). The Exchange Agreement, Reverse Exchange and related transactions were approved by a committee of the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
The price is a weighted average price. These shares were sold in multiple transactions ranging from $25.85 to $25.90, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
/s/ Brittany A. Uthoff as Attorney-in-Fact for John C. Malone
2022-06-15