EX-FILING FEES 6 d353160dexfilingfees.htm EX-FILING FEES EX-FILING FEES

EX-FILING FEES

Exhibit 107

Calculation of Filing Fee Tables

Form S-3

(Form Type)

State Street Corporation

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

                         
     Security
Type
  Security
Class Title
  Fee
Calculation
or Carry
Forward
Rule
  Amount
Registered
  Proposed 
Maximum 
Offering
Price Per
Unit
  Maximum 
Aggregate 
Offering
Price
  Fee
Rate
  Amount of
Registration 
Fee
 

Carry
Forward 

Form Type 

 

Carry

Forward

File

Number

  Carry Forward
Initial Effective
Date
  Filing Fee
Previously
Paid in
Connection
with
Unsold
Securities
to be
Carried
Forward
 
Newly Registered Securities
                         
Fees to Be Paid   Debt   Debt Securities   Rule 456(b) and Rule 457(r)(1)  

(2)

 

(2)

 

(2)

 

(1)

 

(1)

         
                         
Fees to Be Paid   Equity    Preferred Stock   Rule 456(b) and Rule 457(r)(1)  

(2)

 

(2)

 

(2)

 

(1)

 

(1)

         
                         
Fees to Be Paid   Equity    Depositary Shares(3)   Rule 456(b) and Rule 457(r)(1)  

(2)

 

(2)

 

(2)

 

(1)

 

(1)

         
                         
Fees to Be Paid   Equity    Common Stock   Rule 456(b) and Rule 457(r)(1)  

(2)

 

(2)

 

(2)

 

(1)

 

(1)

         
                         
Fees to Be Paid   Other   Purchase Contracts(4)   Rule 456(b) and Rule 457(r)(1)  

(2)

 

(2)

 

(2)

 

(1)

 

(1)

         
                         
Fees to Be Paid   Other   Units(5)   Rule 456(b) and Rule 457(r)(1)  

(2)

 

(2)

 

(2)

 

(1)

 

(1)

         
                         
Fees to Be Paid   Other   Warrants   Rule 456(b) and Rule 457(r)(1)  

(2)

 

(2)

 

(2)

 

(1)

 

(1)

         
                         

Fees Previously

Paid

  N/A   N/A   N/A   N/A   N/A   N/A   N/A   N/A          
 
Carry Forward Securities
                         
    Debt   Debt Securities   Rule 415(a)(6)    (6)    

(6)

      S-3   333-238861   June 15, 2020  

(6)

                         
    Equity    Preferred Stock   Rule 415(a)(6)    (6)    

(6)

      S-3   333-238861   June 15, 2020  

(6)

                         
    Equity    Depositary Shares(3)   Rule 415(a)(6)    (6)    

(6)

      S-3   333-238861   June 15, 2020  

(6)

                         
    Equity    Common Stock   Rule 415(a)(6)    (6)    

(6)

      S-3   333-238861   June 15, 2020  

(6)

                         
    Other   Purchase Contracts(4)   Rule 415(a)(6)    (6)    

(6)

      S-3   333-238861   June 15, 2020  

(6)

                         
    Other   Units(5)   Rule 415(a)(6)    (6)    

(6)

      S-3   333-238861   June 15, 2020  

(6)

                         
    Other   Warrants   Rule 415(a)(6)    (6)    

(6)

      S-3   333-238861   June 15, 2020  

(6)

                   
    Total Offering Amounts          (2)          
                   
    Total Fees Previously Paid                   
                   
    Total Fee Offsets                   
                   
    Net Fee Due                $0                

 

(1)

In accordance with Rules 456(b) and 457(r) under the Securities Act of 1933, as amended (the “Securities Act”), the registrant is deferring payments of all registration fees (except with respect to the carry forward securities identified in the table above, which registration fees have already been paid) and will pay the registration fees subsequently in advance or on a “pay-as-you-go” basis. The registrant will calculate the registration fee applicable to an offer of securities pursuant to this registration statement based on the fee rate in effect on the date of such fee payment.

 

(2)

An indeterminate amount of the securities of each identified class is being registered as may from time to time be offered hereunder at indeterminate prices, along with an indeterminate number of securities that may be issued upon exercise, settlement, exchange or conversion of securities offered or sold hereunder or that are represented by depositary shares. These securities consist of an indeterminate amount of such securities that are initially being registered, and will initially be offered and sold, under this registration statement. Pursuant to Rule 416 under the Securities Act, this registration statement also covers any additional securities that may be offered, issued or become issuable in connection with any stock split, stock dividend or pursuant to anti-dilution provisions of any of the securities. Separate consideration may or may not be received for securities that are issuable upon conversion, exercise or exchange of other securities.

 

(3)

Each depositary share will be issued under a deposit agreement, will represent an interest in a fractional share or multiple shares of preferred stock and will be evidenced by a depositary receipt.

 

(4)

Each purchase contract will be issued under a purchase agreement and will obligate holders to purchase from or sell to the registrant and obligate the registrant to sell to or purchase from the holders, a specified number of shares of common stock, preferred stock or depositary shares.

 

(5)

Each unit will be issued under a unit agreement and will represent an interest in one or more purchase contracts and beneficial interests in debt securities or any other securities, in any combination, which may or may not be separable from one another.

 

(6)

The registrant previously registered an indeterminate amount of securities having an aggregate offering price up to $7,000,000,000, pursuant to a Registration Statement on Form S-3 (Registration No. 333-238861) filed with the Securities and Exchange Commission on June 1, 2020 (the “Prior Registration Statement”) and declared effective on June 15, 2020. As of the date of this registration statement, the registrant sold an aggregate of $5,250,542,409.20, representing $675,681.28 in registration fees, of such securities under the Prior Registration Statement, leaving the balance of $1,749,457,590.80, representing $227,079.60 in registration fees, of such unsold securities under the Prior Registration Statement. Pursuant to Rule 457(p) under the Securities Act, the registration fee of $227,079.60 that has already been paid and remains unused with respect to securities that were previously registered pursuant to the Prior Registration Statement and were not sold thereunder will continue to be applied to these securities included in this registration statement, and the offering of securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.