0000093751-18-000297.txt : 20180220
0000093751-18-000297.hdr.sgml : 20180220
20180220170709
ACCESSION NUMBER: 0000093751-18-000297
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180215
FILED AS OF DATE: 20180220
DATE AS OF CHANGE: 20180220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kuritzkes Andrew P
CENTRAL INDEX KEY: 0001497324
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07511
FILM NUMBER: 18625636
MAIL ADDRESS:
STREET 1: STATE STREET CORPORATION
STREET 2: ONE LINCOLN STREET
CITY: BOSTON
STATE: MA
ZIP: 02111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STATE STREET CORP
CENTRAL INDEX KEY: 0000093751
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 042456637
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LINCOLN STREET
CITY: BOSTON
STATE: MA
ZIP: 02111
BUSINESS PHONE: 617 786-3000
MAIL ADDRESS:
STREET 1: ONE LINCOLN STREET
CITY: BOSTON
STATE: MA
ZIP: 02111
FORMER COMPANY:
FORMER CONFORMED NAME: STATE STREET Corp
DATE OF NAME CHANGE: 20090218
FORMER COMPANY:
FORMER CONFORMED NAME: STATE STREET CORP
DATE OF NAME CHANGE: 19970424
FORMER COMPANY:
FORMER CONFORMED NAME: STATE STREET BOSTON FINANCIAL CORP
DATE OF NAME CHANGE: 19780525
4
1
wf-form4_151916441401829.xml
FORM 4
X0306
4
2018-02-15
0
0000093751
STATE STREET CORP
STT
0001497324
Kuritzkes Andrew P
STATE STREET CORPORATION
ONE LINCOLN STREET
BOSTON
MA
02111
0
1
0
0
EVP and Chief Risk Officer
Common Stock
2018-02-15
4
F
0
9162
103.96
D
85896
D
Common Stock
2018-02-16
4
S
0
4091
103.19
D
81805
D
Common Stock
2018-02-16
4
S
0
5901
104.08
D
75904
D
These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
The sale reported in this Form 4 was effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person on January 30, 2015 and February 27, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 102.57 through 103.56, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 103.57 through 104.46, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
/s/ Shannon C. Stanley, Attorney-in-fact
2018-02-20