0000093751-15-000068.txt : 20150223
0000093751-15-000068.hdr.sgml : 20150223
20150223164229
ACCESSION NUMBER: 0000093751-15-000068
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150219
FILED AS OF DATE: 20150223
DATE AS OF CHANGE: 20150223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STATE STREET CORP
CENTRAL INDEX KEY: 0000093751
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 042456637
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0219
BUSINESS ADDRESS:
STREET 1: ONE LINCOLN STREET
CITY: BOSTON
STATE: MA
ZIP: 02111
BUSINESS PHONE: 617 786-3000
MAIL ADDRESS:
STREET 1: ONE LINCOLN STREET
CITY: BOSTON
STATE: MA
ZIP: 02111
FORMER COMPANY:
FORMER CONFORMED NAME: STATE STREET Corp
DATE OF NAME CHANGE: 20090218
FORMER COMPANY:
FORMER CONFORMED NAME: STATE STREET CORP
DATE OF NAME CHANGE: 19970424
FORMER COMPANY:
FORMER CONFORMED NAME: STATE STREET BOSTON FINANCIAL CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Phalen James S
CENTRAL INDEX KEY: 0001318370
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07511
FILM NUMBER: 15640180
MAIL ADDRESS:
STREET 1: STATE STREET CORPORATION
STREET 2: ONE LINCOLN ST
CITY: BOSTON
STATE: MA
ZIP: 02111
4
1
wf-form4_142472773958412.xml
FORM 4
X0306
4
2015-02-19
0
0000093751
STATE STREET CORP
STT
0001318370
Phalen James S
STATE STREET CORPORATION
ONE LINCOLN STREET
BOSTON
MA
02111
0
1
0
0
Vice Chairman
Common Stock
2015-02-19
4
A
0
28508
0
A
327947
D
Common Stock
2015-02-19
4
A
0
2614
0
A
330561
D
Common Stock
2015-02-19
4
A
0
41821
0
A
372382
D
Common Stock
2015-02-19
4
F
0
5619
76.54
D
366763
D
Common Stock
870
I
401(k) Plan
Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan under supplemental retirement plan.
Settlement of a performance award granted on February 20, 2014 as part of 2013 compensation. Such settlement is in the form of restricted time-vested stock units.
These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 20, 2014 as part of 2013 compensation.
The reporting person indirectly beneficially owns 870 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of January 31, 2015. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.
/s/ Shannon C. Stanley, Attorney-in-fact
2015-02-23