0000093751-13-000141.txt : 20130724 0000093751-13-000141.hdr.sgml : 20130724 20130724164131 ACCESSION NUMBER: 0000093751-13-000141 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130722 FILED AS OF DATE: 20130724 DATE AS OF CHANGE: 20130724 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STATE STREET CORP CENTRAL INDEX KEY: 0000093751 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 042456637 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 617 786-3000 MAIL ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET Corp DATE OF NAME CHANGE: 20090218 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET CORP DATE OF NAME CHANGE: 19970424 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET BOSTON FINANCIAL CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POWERS SCOTT F CENTRAL INDEX KEY: 0001286771 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07511 FILM NUMBER: 13984005 MAIL ADDRESS: STREET 1: STATE STREET CORPORATION STREET 2: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 FORMER NAME: FORMER CONFORMED NAME: POWERS SCOTT DATE OF NAME CHANGE: 20040412 4 1 wf-form4_137469848077149.xml FORM 4 X0306 4 2013-07-22 0 0000093751 STATE STREET CORP STT 0001286771 POWERS SCOTT F STATE STREET CORPORATION ONE LINCOLN STREET BOSTON MA 02111 0 1 0 0 EVP; President and CEO of SSgA Common Stock 2013-07-22 4 M 0 79346 19.31 A 425536 D Common Stock 2013-07-22 4 D 0 21987 69.685 D 403549 D Common Stock 2013-07-22 4 F 0 27074 69.685 D 376475 D Common Stock 2013-07-22 4 S 0 64930 69.66 D 311545 D Stock Appreciation Right 19.31 2013-07-22 4 M 0 79346 0 D 2019-03-04 Common Stock 79346.0 0 D The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. These shares were withheld to satisfy tax withholding obligations in connection with the exercise of a previously awarded Stock Appreciation Right. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.48 to $70.00, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Stock appreciation right becomes exercisable in four equal annual increments commencing March 5, 2010. /s/ Shannon C. Stanley, Attorney-in-fact 2013-07-24