0000093751-13-000141.txt : 20130724
0000093751-13-000141.hdr.sgml : 20130724
20130724164131
ACCESSION NUMBER: 0000093751-13-000141
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130722
FILED AS OF DATE: 20130724
DATE AS OF CHANGE: 20130724
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STATE STREET CORP
CENTRAL INDEX KEY: 0000093751
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 042456637
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LINCOLN STREET
CITY: BOSTON
STATE: MA
ZIP: 02111
BUSINESS PHONE: 617 786-3000
MAIL ADDRESS:
STREET 1: ONE LINCOLN STREET
CITY: BOSTON
STATE: MA
ZIP: 02111
FORMER COMPANY:
FORMER CONFORMED NAME: STATE STREET Corp
DATE OF NAME CHANGE: 20090218
FORMER COMPANY:
FORMER CONFORMED NAME: STATE STREET CORP
DATE OF NAME CHANGE: 19970424
FORMER COMPANY:
FORMER CONFORMED NAME: STATE STREET BOSTON FINANCIAL CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: POWERS SCOTT F
CENTRAL INDEX KEY: 0001286771
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07511
FILM NUMBER: 13984005
MAIL ADDRESS:
STREET 1: STATE STREET CORPORATION
STREET 2: ONE LINCOLN STREET
CITY: BOSTON
STATE: MA
ZIP: 02111
FORMER NAME:
FORMER CONFORMED NAME: POWERS SCOTT
DATE OF NAME CHANGE: 20040412
4
1
wf-form4_137469848077149.xml
FORM 4
X0306
4
2013-07-22
0
0000093751
STATE STREET CORP
STT
0001286771
POWERS SCOTT F
STATE STREET CORPORATION
ONE LINCOLN STREET
BOSTON
MA
02111
0
1
0
0
EVP; President and CEO of SSgA
Common Stock
2013-07-22
4
M
0
79346
19.31
A
425536
D
Common Stock
2013-07-22
4
D
0
21987
69.685
D
403549
D
Common Stock
2013-07-22
4
F
0
27074
69.685
D
376475
D
Common Stock
2013-07-22
4
S
0
64930
69.66
D
311545
D
Stock Appreciation Right
19.31
2013-07-22
4
M
0
79346
0
D
2019-03-04
Common Stock
79346.0
0
D
The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
These shares were withheld to satisfy tax withholding obligations in connection with the exercise of a previously awarded Stock Appreciation Right.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.48 to $70.00, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
Stock appreciation right becomes exercisable in four equal annual increments commencing March 5, 2010.
/s/ Shannon C. Stanley, Attorney-in-fact
2013-07-24