0000093751-13-000126.txt : 20130603
0000093751-13-000126.hdr.sgml : 20130603
20130603160912
ACCESSION NUMBER: 0000093751-13-000126
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130530
FILED AS OF DATE: 20130603
DATE AS OF CHANGE: 20130603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STATE STREET CORP
CENTRAL INDEX KEY: 0000093751
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 042456637
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LINCOLN STREET
CITY: BOSTON
STATE: MA
ZIP: 02111
BUSINESS PHONE: 617 786-3000
MAIL ADDRESS:
STREET 1: ONE LINCOLN STREET
CITY: BOSTON
STATE: MA
ZIP: 02111
FORMER COMPANY:
FORMER CONFORMED NAME: STATE STREET Corp
DATE OF NAME CHANGE: 20090218
FORMER COMPANY:
FORMER CONFORMED NAME: STATE STREET CORP
DATE OF NAME CHANGE: 19970424
FORMER COMPANY:
FORMER CONFORMED NAME: STATE STREET BOSTON FINANCIAL CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RESCH EDWARD J
CENTRAL INDEX KEY: 0001196005
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07511
FILM NUMBER: 13888208
MAIL ADDRESS:
STREET 1: STATE STREET CORPORATION
STREET 2: ONE LINCOLN STREET
CITY: BOSTON
STATE: MA
ZIP: 02111
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-05-30
0000093751
STATE STREET CORP
STT
0001196005
RESCH EDWARD J
STATE STREET CORPORATION
ONE LINCOLN STREET
BOSTON
MA
02111
0
1
0
0
EVP and CFO
Common Stock
2013-05-30
4
M
0
64700
49.81
A
543957
D
Common Stock
2013-05-30
4
M
0
97300
44.53
A
641257
D
Common Stock
2013-05-30
4
S
0
162000
67.20
D
479257
D
Employee Stock Option (right to buy)
49.81
2013-05-30
4
M
0
64700
0
D
2013-12-16
Common Stock
64700
0
D
Employee Stock Option (right to buy)
44.53
2013-05-30
4
M
0
97300
0
D
2015-03-01
Common Stock
97300
0
D
The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
The option vested in three equal annual installments commencing December 17, 2005.
The option vested in four equal annual installments commencing March 2, 2006.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.65 to $67.45, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
/s/ Shannon C. Stanley, Attorney-in-fact
2013-06-03