0000093751-13-000126.txt : 20130603 0000093751-13-000126.hdr.sgml : 20130603 20130603160912 ACCESSION NUMBER: 0000093751-13-000126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130530 FILED AS OF DATE: 20130603 DATE AS OF CHANGE: 20130603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STATE STREET CORP CENTRAL INDEX KEY: 0000093751 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 042456637 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 617 786-3000 MAIL ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET Corp DATE OF NAME CHANGE: 20090218 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET CORP DATE OF NAME CHANGE: 19970424 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET BOSTON FINANCIAL CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RESCH EDWARD J CENTRAL INDEX KEY: 0001196005 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07511 FILM NUMBER: 13888208 MAIL ADDRESS: STREET 1: STATE STREET CORPORATION STREET 2: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-05-30 0000093751 STATE STREET CORP STT 0001196005 RESCH EDWARD J STATE STREET CORPORATION ONE LINCOLN STREET BOSTON MA 02111 0 1 0 0 EVP and CFO Common Stock 2013-05-30 4 M 0 64700 49.81 A 543957 D Common Stock 2013-05-30 4 M 0 97300 44.53 A 641257 D Common Stock 2013-05-30 4 S 0 162000 67.20 D 479257 D Employee Stock Option (right to buy) 49.81 2013-05-30 4 M 0 64700 0 D 2013-12-16 Common Stock 64700 0 D Employee Stock Option (right to buy) 44.53 2013-05-30 4 M 0 97300 0 D 2015-03-01 Common Stock 97300 0 D The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. The option vested in three equal annual installments commencing December 17, 2005. The option vested in four equal annual installments commencing March 2, 2006. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.65 to $67.45, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. /s/ Shannon C. Stanley, Attorney-in-fact 2013-06-03