13F-HR 1 d13fhr.txt QUARTERLY REPORT ENDING JUNE 30, 2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 Check here if Amendment [ ]; Amendment Number :_______________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Heartland Advisors, Inc. Address: 789 N. Water St. Milwaukee, WI 53202 Form 13F File Number: 28-3516 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul T. Beste Title: Chief Operating Officer Phone: 414-347-7777 Signature, Place and Date of Signing: Paul T. Beste Milwaukee, Wisconsin August 6, 2001 ------------- -------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------------- Form 13F Information Table Entry Total: 255 --------------------- Form 13F Information Table Value Total: $ 1298251 --------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE VALUE SHARES SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X $1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- -------------- ---------- --------- ------- --- ---- ------- -------- ------ ------ ---- ATP OIL & GAS CORP COM 00208J108 3934 350,000 SH SOLE 350000 0 0 AVX CORP NEW COM 002444107 1820 86,650 SH SOLE 82750 0 3900 ACCESS PHARMACEUTICALS INC COM 00431M209 4350 1,000,000 SH SOLE 1000000 0 0 ACETO CORP COM 004446100 1503 150,000 SH SOLE 150000 0 0 ADAPTEC INC COM 00651F108 160 16,050 SH SOLE 16050 0 0 ADTRAN INC COM 00738A106 1723 84,050 SH SOLE 83850 0 200 AETRIUM INC COM 00817R103 690 300,000 SH SOLE 300000 0 0 AGNICO EAGLE MINES LTD COM 000847108 425 50,000 SH SOLE 50000 0 0 ALABAMA NATL BANCORP DELA COM 010317105 3570 110,000 SH SOLE 110000 0 0 ALASKA AIR GROUP INC COM 011659109 6531 226,000 SH SOLE 226000 0 0 ALLIANT CORP COM 018802108 259 8,900 SH SOLE 6700 0 2200 ALLSTATE CORP COM 020002101 831 18,900 SH SOLE 18900 0 0 ALMOST FAMILY INC COM 020409108 2317 308,900 SH SOLE 308900 0 0 ALPHARMA INC COM 020813101 2725 100,000 SH SOLE 100000 0 0 AMBASSADORS INTL CORP COM 023178106 4940 200,000 SH SOLE 200000 0 0 AMERUS LIFE HLDGS INC COM 03072M108 8967 252,800 SH SOLE 251900 0 900 AMERCO COM 023586100 16025 718,600 SH SOLE 685500 0 33100 AMERICAN MED SEC GROUP INC COM 02744P101 7169 1,287,100 SH SOLE 1119400 0 167700 AMERICAN PHYSICIANS SVC GROUP COM 028882108 546 247,100 SH SOLE 247100 0 0 AMERICANWEST BANCORPORATION COM 03058P109 2720 249,515 SH SOLE 249515 0 0 AMWEST INS GROUP INC DEL COM 032345100 0 46,000 SH SOLE 26000 0 20000 ANSYS INC COM 03662Q105 8576 458,100 SH SOLE 393500 0 64600 ARCH CHEMICALS INC COM 03937R102 2183 100,000 SH SOLE 100000 0 0 AREMISSOFT CORP DEL COM 040026106 243 15,000 SH SOLE 15000 0 0 ASIA PACIFIC WIRE & CABLE CORP COM G0535E106 1569 1,961,400 SH SOLE 1682400 0 279000 ASSOCIATED BANC CORP COM 045487105 15926 442,524 SH SOLE 442524 0 0 ASTEC INDS INC COM 046224101 311 18,000 SH SOLE 18000 0 0 ATLANTIC AMERN CORP COM 048209100 147 90,900 SH SOLE 90900 0 0 BTG INC COM 05576J101 8981 1,122,600 SH SOLE 1052500 0 67100 BADGER METER INC COM 056525108 9743 338,900 SH SOLE 308400 0 28500 BALDWIN PIANO & ORGAN CO COM 058246109 193 192,500 SH SOLE 192500 0 0 BANK OF AMERICA CORPORATION COM 060505104 2515 41,900 SH SOLE 38550 0 3100 BANKNORTH GROUP INC NEW COM 06646R107 784 34,600 SH SOLE 31600 0 3000 BANTA CORP COM 066821109 4087 139,500 SH SOLE 112200 0 27300 BARRETT BUSINESS SERVICES INC COM 068463108 3596 998,900 SH SOLE 888900 0 110000 BAUSCH & LOMB INC COM 071707103 1305 36,000 SH SOLE 33800 0 1900 BENTON OIL & GAS CO COM 083288100 7836 4,837,000 SH SOLE 4262600 0 571400 BEVERLY ENTERPRISES INC COM 087851309 10700 1,000,000 SH SOLE 1000000 0 0 BLIMPIE INTL INC COM 093538106 634 368,700 SH SOLE 368700 0 0 BORG WARNER INC COM 099724106 1747 35,200 SH SOLE 33100 0 1800 BOSTON BEER INC COM 100557107 480 55,700 SH SOLE 53000 0 2700 BOSTON SCIENTIFIC CORPORATION COM 101137107 1992 117,150 SH SOLE 114150 0 3000 BRASS EAGLE INC COM 10553F106 184 20,000 SH SOLE 20000 0 0 BUCKHEAD AMER CORP COM 11835A105 380 184,600 SH SOLE 184600 0 0 BUILDING MATLS HLDG CORP COM 120113105 3803 250,000 SH SOLE 250000 0 0 CNH GLOBAL NV COM N20935107 393 66,200 SH SOLE 66200 0 0 CALLAWAY GOLF CO COM 131193104 7118 450,500 SH SOLE 423400 0 27100 CAPITAL CORP OF THE WEST COM 140065103 2908 200,000 SH SOLE 200000 0 0 CARLISLE COS INC COM 142339100 2795 80,150 SH SOLE 77400 0 2400 CATALINA LTG INC COM 148865108 620 500,000 SH SOLE 500000 0 0 CENTURY BANCORP INC COM 156432106 2541 125,800 SH SOLE 80900 0 44900 CHECKPOINT SYS INC COM 162825103 11830 664,600 SH SOLE 611800 0 52800 CHEMFIRST INC COM 16361A106 655 25,000 SH SOLE 25000 0 0 CHILDTIME LEARNING CTRS INC COM 168820108 177 22,500 SH SOLE 22500 0 0 CHRONIMED INC COM 171164106 9476 1,754,850 SH SOLE 1597700 0 154450 CINAR CORP COM 171905300 20116 4,421,100 SH SOLE 4077600 0 337000 CIPRICO INC COM 172529109 3630 484,000 SH SOLE 456800 0 27200 CLAIRES STORES INC COM 179584107 5808 300,000 SH SOLE 300000 0 0 CLAYTON HOMES INC COM 184190106 1734 110,300 SH SOLE 106400 0 3900 COLONIAL PPTYS TR COM 195872106 4209 136,650 SH SOLE 104250 0 32400 COMMONWEALTH INDS INC DEL COM 203004106 6826 1,523,700 SH SOLE 1399100 0 124600 COMMSCOPE INC COM 203372107 616 26,200 SH SOLE 21500 0 4700 COOPER TIRE & RUBR CO COM 216831107 1062 74,800 SH SOLE 68400 0 5300 COURIER CORP COM 222660102 531 13,100 SH SOLE 13100 0 0 CUBIC CORP COM 229669106 1563 50,000 SH SOLE 50000 0 0 D R HORTON INC COM 23331A109 8889 391,600 SH SOLE 386100 0 5500 DATA SYS & SOFTWARE INC COM 237887104 346 50,000 SH SOLE 50000 0 0 DATALINK CORP COM 237934104 4589 539,300 SH SOLE 539300 0 0 DATRON SYS INC DEL COM 238173108 1276 84,800 SH SOLE 66800 0 18000 DAWSON GEOPHYSICAL CO COM 239359102 140 15,000 SH SOLE 15000 0 0 DEB SHOPS INC COM 242728103 4308 229,500 SH SOLE 229500 0 0 DECKERS OUTDOOR CORP COM 243537107 138 35,000 SH SOLE 35000 0 0 DEERE & CO COM 244199105 269 7,100 SH SOLE 7100 0 0 DISCOVERY PARTNERS INTL INC COM 254675101 9635 2,141,100 SH SOLE 2005400 0 132400 DITECH COMMUNICATIONS CORP COM 25500M103 742 100,000 SH SOLE 100000 0 0 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 8630 359,600 SH SOLE 359600 0 0 DONNELLY CORP COM 257870105 1992 140,300 SH SOLE 132300 0 8000 DOT HILL SYS CORP COM 25848T109 572 309,300 SH SOLE 309300 0 0 DOW CHEM CO COM 260543103 1766 53,100 SH SOLE 50300 0 2400 DUCKWALL-ALCO STORES INC NEW COM 264142100 3696 464,900 SH SOLE 464900 0 0 DUKE WEEKS REALTY CORP COM 264411505 2167 87,200 SH SOLE 79300 0 7800 ELOT INC COM 290143106 1331 3,803,000 SH SOLE 3803000 0 0 ESS TECHNOLOGY INC COM 269151106 2450 350,000 SH SOLE 350000 0 0 ELECTRO RENT CORP COM 285218103 1672 102,500 SH SOLE 102500 0 0 EQUITY INNS INC COM 294703103 4654 474,900 SH SOLE 375100 0 96000 ESTERLINE TECHNOLOGIES CORP COM 297425100 9587 440,800 SH SOLE 407900 0 32900 EXPONENT INC COM 30214U102 3786 351,200 SH SOLE 351200 0 0 FAHNESTOCK VINER HLDGS INC COM 302921101 5323 199,000 SH SOLE 199000 0 0 FIBERMARK INC COM 315646109 7696 580,850 SH SOLE 556400 0 24450 FINANCIAL INDS CORP COM 317574101 5916 471,400 SH SOLE 471400 0 0 FIRST FINL BANCORP OH COM 320209109 429 25,140 SH SOLE 25140 0 0 FLEETWOOD ENTERPRISES INC COM 339099103 704 50,000 SH SOLE 50000 0 0 FLEXSTEEL INDS INC COM 339382103 1627 135,800 SH SOLE 90800 0 45000 FLOW INTL CORPORATION COM 343468104 4320 400,000 SH SOLE 400000 0 0 GA FINL INC COM 361437106 1541 100,000 SH SOLE 100000 0 0 GEHL CO COM 368483103 5843 324,600 SH SOLE 314600 0 10000 GENENCOR INTL INC COM 368709101 4322 272,000 SH SOLE 269500 0 2500 GEORGIA PAC CORP COM 373298108 765 22,600 SH SOLE 22400 0 200 GLOBAL-TECH APPLIANCES INC COM G39320109 9067 1,767,400 SH SOLE 1721900 0 43500 GOODRICH B F CO COM 382388106 858 22,600 SH SOLE 22600 0 0 GUNDLE/SLT ENVIRONMENTAL INC COM 402809107 1220 469,200 SH SOLE 469200 0 0 HMN FINL INC COM 40424G108 5250 307,000 SH SOLE 298800 0 8200 HAMPSHIRE GROUP LTD COM 408859106 2646 264,600 SH SOLE 264600 0 0 HEALTH MGMT SYS INC COM 42219M100 3972 1,996,000 SH SOLE 1577400 0 418600 SCHEIN HENRY INC COM 806407102 49504 1,246,900 SH SOLE 1195400 0 51500 HERBALIFE INTL INC COM 426908307 10022 1,146,700 SH SOLE 1145700 0 0 HIGH PLAINS CORP COM 429701105 9905 2,330,600 SH SOLE 2184500 0 146100 HOME FED BANCORP COM 436926109 5754 268,250 SH SOLE 268250 0 0 HOST MARRIOTT CORP NEW COM 44107P104 1459 116,500 SH SOLE 102300 0 13200 HUMANA INC COM 444859102 8382 851,000 SH SOLE 850000 0 0 ICN PHARMACEUTICALS INC NEW COM 448924100 72962 2,300,179 SH SOLE 2188585 0 109194 IEC ELECTRS CORP NEW COM 44949L105 673 561,100 SH SOLE 466100 0 95000 IMC GLOBAL INC COM 449669100 159 15,600 SH SOLE 15600 0 0 ITXC CORP COM 45069F109 350 50,000 SH SOLE 50000 0 0 IMATRON INC COM 452906100 5174 2,587,200 SH SOLE 2587200 0 0 INCYTE GENOMICS INC COM 45337C102 7135 291,000 SH SOLE 244300 0 46200 INDEPENDENT BANK CORP MASS COM 453836108 3741 189,500 SH SOLE 189500 0 0 INFORMIX CORP COM 456779107 5840 1,000,000 SH SOLE 1000000 0 0 INTERDIGITAL COMMUNICATIONS CP COM 45866A105 34779 2,624,850 SH SOLE 2442750 0 176400 INTERGRAPH CORP COM 458683109 5322 345,600 SH SOLE 345100 0 0 INTERPORE INTL COM 46062W107 3501 707,300 SH SOLE 558500 0 145800 INVIVO CORP COM 461858102 5451 569,000 SH SOLE 569000 0 0 IRWIN FINL CORP COM 464119106 870 34,600 SH SOLE 34600 0 0 J & J SNACK FOODS CORP COM 466032109 4654 210,100 SH SOLE 207600 0 2400 J P MORGAN CHASE & CO COM 46625H100 453 10,150 SH SOLE 9900 0 0 JAKKS PAC INC COM 47012E106 468 25,000 SH SOLE 25000 0 0 JEFFERSON SMURFIT GROUP PLC COM 47508W107 2903 151,200 SH SOLE 146400 0 4100 SANFILIPPO JOHN B & SON INC COM 800422107 3541 674,500 SH SOLE 674500 0 0 K TRON INTL INC COM 482730108 3438 275,000 SH SOLE 275000 0 0 K2 INC COM 482732104 7694 673,100 SH SOLE 591100 0 82000 KELLY SERVICES INC COM 488152208 6758 278,700 SH SOLE 245500 0 32700 KENNEDY-WILSON INC COM 489399204 2328 574,700 SH SOLE 455400 0 115800 KENSEY NASH CORP COM 490057106 1674 100,000 SH SOLE 100000 0 0 KOALA CORP COM 499866101 1624 406,000 SH SOLE 406000 0 0 KONINKLIJKE PHILIPS ELECTRS NV SP ADR NEW 2000 500472303 285 10,800 SH SOLE 10800 0 0 KREISLER MFG CORP COM 500773106 332 50,000 SH SOLE 50000 0 0 KROLL O GARA CO COM 501050108 4730 500,000 SH SOLE 500000 0 0 LSI INDS INC COM 50216C108 4678 200,000 SH SOLE 200000 0 0 LAFARGE CORP COM 505862102 1622 48,400 SH SOLE 47100 0 1300 LANCE INC COM 514606102 709 52,500 SH SOLE 52500 0 0 LIFECORE BIOMEDICAL INC COM 532187101 8175 1,635,000 SH SOLE 1504400 0 130600 LONE STAR STEAKHOUSE SALOON COM 542307103 3248 250,000 SH SOLE 250000 0 0 LUCENT TECHNOLOGIES INC COM 549463107 311 50,000 SH SOLE 50000 0 0 LUFKIN INDS INC COM 549764108 11040 400,000 SH SOLE 400000 0 0 M/I SCHOTTENSTEIN HOMES INC COM 55305B101 15409 390,100 SH SOLE 358200 0 31900 MFRI INC COM 552721102 2300 741,800 SH SOLE 741800 0 0 MAGAL SECURITY SYS LTD COM M6786D104 1346 212,300 SH SOLE 212300 0 0 MAPICS INC COM 564910107 11906 1,984,300 SH SOLE 1888800 0 95500 MARCUS CORP COM 566330106 3906 280,000 SH SOLE 280000 0 0 MARSHALL & ILSLEY CORP COM 571834100 1062 19,700 SH SOLE 17900 0 1800 MARTEN TRANS LTD COM 573075108 6055 412,475 SH SOLE 378000 0 32975 MARTIN MARIETTA MATLS INC COM 573284106 2024 40,900 SH SOLE 38500 0 2100 MASSBANK CORP READ MASS COM 576152102 8048 209,033 SH SOLE 209033 0 0 MEADOW VY CORP COM 583185103 499 218,900 SH SOLE 42500 0 176400 MEDTOX SCIENTIFIC INC COM 584977201 328 26,800 SH SOLE 26800 0 0 METHODE ELECTRS INC CL A 591520200 989 115,000 SH SOLE 115000 0 0 MIDDLETON DOLL COMPANY COM 59669P102 555 75,000 SH SOLE 75000 0 0 MIDWEST BANC HOLDINGS INC COM 598251106 532 24,200 SH SOLE 12700 0 11500 MIDWEST EXPRESS HLDGS INC COM 597911106 6940 400,000 SH SOLE 400000 0 0 MILLENNIUM CHEMICALS INC COM 599903101 948 63,000 SH SOLE 63000 0 0 MINNTECH CORP COM 604258103 8466 877,300 SH SOLE 804400 0 72900 MOORE MED CORP COM 615799103 2823 322,600 SH SOLE 291100 0 31500 MOTOR CLUB AMER COM 619823107 1472 203,000 SH SOLE 203000 0 0 MYLAN LABS INC COM 628530107 352 12,500 SH SOLE 12500 0 0 NABI INC COM 628716102 27227 3,429,100 SH SOLE 3229400 0 196700 NABI INC CVT 628716AB8 43 50,000 PRN SOLE 50000 0 0 NATCO GROUP INC COM 63227W203 3520 400,000 SH SOLE 400000 0 0 NATIONAL HOME HEALTH CARE CORP COM 636380107 3889 420,000 SH SOLE 420000 0 0 NATURES SUNSHINE PRODUCTS INC COM 639027101 1242 105,000 SH SOLE 105000 0 0 NAVIGANT CONSULTING INC COM 63935N107 40838 4,980,200 SH SOLE 4569300 0 409400 NETRO CORP COM 64114R109 6360 1,500,000 SH SOLE 1500000 0 0 NETWORK EQUIP TECHNOLOGIES COM 641208103 7022 2,194,400 SH SOLE 1953700 0 240700 NEW HORIZONS WORLDWIDE INC COM 645526104 1494 100,000 SH SOLE 100000 0 0 NOBEL LEARNING CMNTYS INC COM 654889104 189 25,000 SH SOLE 25000 0 0 NORTEL NETWORKS CORP NEW COM 656568102 121 13,300 SH SOLE 13300 0 0 NORTHWEST PIPE CO COM 667746101 6734 423,500 SH SOLE 409000 0 14500 NOVAMERICAN STL INC COM 669959108 1306 248,700 SH SOLE 248700 0 0 NUEVO ENERGY CO COM 670509108 16836 1,032,900 SH SOLE 960700 0 72200 O I CORP COM 670841105 1061 326,500 SH SOLE 326500 0 0 OFFICEMAX INC COM 67622M108 658 178,200 SH SOLE 178200 0 0 OIL DRI CORP AMER COM 677864100 8090 1,007,500 SH SOLE 888900 0 118600 ONTRACK DATA INTL INC COM 683372106 2700 469,600 SH SOLE 463100 0 6500 ORTHOLOGIC CORP COM 68750J107 18734 4,248,000 SH SOLE 3863300 0 384700 OSHKOSH B GOSH INC COM 688222207 3325 100,000 SH SOLE 100000 0 0 OSMONICS INC COM 688350107 14017 1,015,700 SH SOLE 946000 0 69000 OSTEOTECH INC COM 688582105 6742 1,481,700 SH SOLE 1363500 0 118200 OUTBACK STEAKHOUSE INC COM 689899102 279 9,700 SH SOLE 9700 0 0 OUTLOOK GROUP CORP COM 690113105 4165 738,400 SH SOLE 723000 0 15400 OVERLAND DATA INC COM 690213103 305 42,600 SH SOLE 42600 0 0 PACIFICARE HEALTH SYS DEL COM 695112102 7335 450,000 SH SOLE 450000 0 0 PALM HARBOR HOMES COM 696639103 914 42,000 SH SOLE 42000 0 0 PARKWAY PPTYS INC COM 70159Q104 1410 40,000 SH SOLE 40000 0 0 PATRICK INDS INC COM 703343103 3509 433,200 SH SOLE 355100 0 78100 PERINI CORP COM 713839108 1000 100,000 SH SOLE 100000 0 0 PERRIGO CO COM 714290103 245 14,700 SH SOLE 14700 0 0 PITTSTON CO COM 725701106 760 34,100 SH SOLE 30500 0 3600 POINTE FINANCIAL CORP COM 73084P100 1321 111,000 SH SOLE 111000 0 0 PRESIDENTIAL LIFE CORP COM 740884101 27913 1,246,100 SH SOLE 1197900 0 48200 PRIME HOSPITALITY CORP COM 741917108 122 10,300 SH SOLE 10300 0 0 QUINTILES TRANSNATIONAL CORP COM 748767100 14658 580,500 SH SOLE 541800 0 38700 RCM TECHNOLOGIES INC COM 749360400 3904 805,000 SH SOLE 728500 0 76500 RPM INC OHIO COM 749685103 3295 358,150 SH SOLE 350100 0 6600 RAMSAY YOUTH SVCS INC COM 75158K206 1532 806,400 SH SOLE 806400 0 0 REGIS CORP MINN COM 758932107 10285 490,000 SH SOLE 465000 0 25000 REHABILICARE INC COM 758944102 1320 400,000 SH SOLE 400000 0 0 REPUBLIC BANCORP INC COM 760282103 11363 817,498 SH SOLE 815998 0 1500 REPUBLIC SVCS INC COM 760759100 21399 1,078,050 SH SOLE 1073050 0 5000 ROTTLUND INC COM 779077106 2595 519,000 SH SOLE 515000 0 4000 RUSS BERRIE & CO COM 782233100 4410 150,000 SH SOLE 150000 0 0 RYANS FAMILY STEAK HOUSE INC COM 783519101 3884 317,100 SH SOLE 317100 0 0 RYDER SYS INC COM 783549108 548 27,950 SH SOLE 25300 0 2000 SCPIE HLDGS INC COM 78402P104 6244 309,100 SH SOLE 283300 0 25800 SIFCO INDS INC COM 826546103 1110 200,000 SH SOLE 200000 0 0 SAKS INC COM 79377W108 406 42,300 SH SOLE 42300 0 0 SAUCONY INC COM 804120202 6171 976,500 SH SOLE 863900 0 112600 SEVENSON ENVIRONMENTAL SVCS COM 818063109 704 55,000 SH SOLE 55000 0 0 SHILOH INDS INC COM 824543102 4389 886,600 SH SOLE 816900 0 69700 SHOLODGE INC COM 825034101 3056 585,500 SH SOLE 585500 0 0 SITEL CORP COM 82980K107 1741 1,088,000 SH SOLE 1070000 0 16000 SOUTHERN ENERGY HOMES INC COM 842814105 2667 1,115,900 SH SOLE 1115900 0 0 SOUTHWESTERN ENERGY CO COM 845467109 5212 425,500 SH SOLE 369200 0 56200 SPACELABS MED INC COM 846247104 11172 915,700 SH SOLE 832900 0 81800 SPAR GROUP INC COM 784933103 1568 1,568,100 SH SOLE 1568100 0 0 SPRINT CORP COM 852061100 1574 73,700 SH SOLE 69700 0 4000 ST FRANCIS CAP CORP COM 789374105 4916 225,000 SH SOLE 225000 0 0 STAAR SURGICAL CO COM PAR $0.01 852312305 103 21,300 SH SOLE 21300 0 0 STARTEK INC COM 85569C107 3786 167,500 SH SOLE 156200 0 11300 STEEL TECHNOLOGIES COM 858147101 1929 270,600 SH SOLE 270600 0 0 STEELCASE INC COM 858155203 1647 137,850 SH SOLE 136400 0 400 STERLING FINL CORP WASH COM 859319105 6582 438,810 SH SOLE 413810 0 25000 STIFEL FINL CORP COM 860630102 3737 307,600 SH SOLE 296200 0 11400 STORAGE TECHNOLOGY CORP COM 862111200 3521 255,900 SH SOLE 220700 0 35200 SUMMIT BK CORP GA COM 866013105 1544 92,160 SH SOLE 92160 0 0 SUPERIOR CONSULTANT HLDGS CORP COM 868146101 805 175,000 SH SOLE 175000 0 0 TECO ENERGY INC COM 872375100 360 11,800 SH SOLE 8800 0 3000 TSR INC COM 872885108 559 100,000 SH SOLE 100000 0 0 TASTY BAKING CO COM 876553306 1946 110,500 SH SOLE 107300 0 3200 TENET HEALTHCARE CORP CVT 88033GAD2 80 86,000 PRN SOLE 86000 0 0 TEXAS INDS INC COM 882491103 812 23,600 SH SOLE 20800 0 2800 TIER TECHNOLOGIES INC COM 88650Q100 8149 853,300 SH SOLE 698600 0 154700 TRINITY INDS INC COM 896522109 836 40,800 SH SOLE 38400 0 1700 TRITON ENERGY LTD COM G90751101 9298 283,900 SH SOLE 246200 0 37100 URS CORP NEW COM 903236107 32091 1,188,550 SH SOLE 1133900 0 54050 US ONCOLOGY INC COM 90338W103 39325 4,423,500 SH SOLE 4254300 0 168100 UNISOURCE ENERGY CORP COM 909205106 19846 864,000 SH SOLE 790900 0 73100 VESTA INS GROUP INC COM 925391104 5225 500,000 SH SOLE 500000 0 0 VINTAGE PETE INC COM 927460105 5610 300,000 SH SOLE 300000 0 0 VIVUS INC COM 928551100 240 77,300 SH SOLE 77300 0 0 WACKENHUT CORP COM 929794303 6573 478,000 SH SOLE 446400 0 31600 WACKENHUT CORRECTIONS CORP COM 929798106 13573 1,036,100 SH SOLE 985300 0 50000 WASHINGTON MUT INC COM 939322103 522 13,900 SH SOLE 13900 0 0 WINSTON HOTELS INC COM 97563A102 1246 119,010 SH SOLE 106200 0 9000 WOLVERINE WORLD WIDE INC COM 978097103 10000 559,600 SH SOLE 551100 0 8500 ZINDART LTD COM 989597109 5057 1,580,400 SH SOLE 1327600 0 252800 ZOMAX INC MINN COM 989929104 6237 700,000 SH SOLE 700000 0 0 TOTAL 1,298,251 TOTAL ENTRIES 255
[Heartland Advisors Letterhead] August 9, 2001 VIA EDGAR --------- Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 RE: Form 13F File No. 28-3516 ---------------------------------------- Ladies and Gentlemen: On behalf of Heartland Advisors, Inc., enclosed herewith for filing pursuant to Section 13(f) of the Securities Exchange Act of 1934, as amended, and Regulation S-T is the report of security holdings on Schedule 13F for the quarter ended June 30, 2001. Please call me at 414-977-8727 if you have questions about this filing. Sincerely, /s/ JILAINE HUMMEL BAUER Jilaine Hummel Bauer Senior Vice President and General Counsel