13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment [ ]; Amendment Number :_______________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Heartland Advisors, Inc. Address: 789 N. Water St. Milwaukee, WI 53202 Form 13F File Number: 28-3516 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul T. Beste Title: Chief Operating Officer Phone: 414-347-7777 Signature, Place and Date of Signing: Paul T. Beste Milwaukee, Wisconsin February 12, 2002 ------------- -------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------------------- Form 13F Information Table Entry Total: 298 --------------------------- Form 13F Information Table Value Total: $ 1,400,340 --------------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES SH/ PUT/ INVSTM OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X $1000) PRN AMT PRN CALL DSCRET MANAGERS SOLE SHARED NONE -------------- ------- ----- --------- ------- --- ----- ------ -------- ---- ----- ---- 7-ELEVEN INC COM NEW 817826209 6,719 573,800 SH SOLE 558,300 0 15,500 A D C TELECOMMUNICATIONS COM 000886101 207 45,000 SH SOLE 45,000 0 0 ACCESS PHARMACEUTICALS INC COM 00431M209 7,347 1,708,500 SH SOLE 1,567,800 0 140,700 ACETO CORP COM 004446100 1,560 150,000 SH SOLE 150,000 0 0 ADAPTEC INC COM 00651F108 1,143 78,850 SH SOLE 78,850 0 0 ADTRAN INC COM 00738A106 3,642 142,700 SH SOLE 141,900 0 800 AETRIUM INC COM 00817R103 452 312,000 SH SOLE 312,000 0 0 AIRNET SYS INC COM 009417106 775 94,000 SH SOLE 94,000 0 0 ALABAMA NATL BANCORP DELA COM 010317105 3,856 114,400 SH SOLE 114,400 0 0 ALBEMARLE CORP COM 012653101 1,528 63,650 SH SOLE 62,900 0 750 ALLIANCE ATLANTIS COMMUNICATNS COM 01853E204 13,414 1,185,000 SH SOLE 1,117,900 0 67,100 ALLIANT CORP COM 018802108 3,293 108,450 SH SOLE 106,250 0 2,200 ALLIED RESH CORP COM 019483106 1,449 104,100 SH SOLE 104,100 0 0 ALLSTATE CORP COM 020002101 1,301 38,600 SH SOLE 38,600 0 0 ALMOST FAMILY INC COM 020409108 3,783 250,000 SH SOLE 250,000 0 0 ALPHARMA INC COM 020813101 6,613 250,000 SH SOLE 250,000 0 0 AMBASSADORS INTL CORP COM 023178106 4,198 200,000 SH SOLE 200,000 0 0 AMERCO COM 023586100 10,893 578,800 SH SOLE 552,000 0 26,800 AMERICAN MED SEC GROUP INC COM 02744P101 13,839 1,111,600 SH SOLE 936,900 0 174,700 AMERICAN PHYSICIANS SVC GROUP COM 028882108 914 247,100 SH SOLE 247,100 0 0 AMERICANWEST BANCORPORATION COM 03058P109 3,057 249,515 SH SOLE 249,515 0 0 AMERUS LIFE HLDGS INC COM 03072M108 9,060 252,800 SH SOLE 251,900 0 900 ANSYS INC COM 03662Q105 1,479 60,000 SH SOLE 60,000 0 0 AP PHARMA INC COM 00202J104 883 315,500 SH SOLE 315,500 0 0 APHTON CORP COM 03759P101 14,406 986,734 SH SOLE 985,734 0 1,000 ARCH CHEMICALS INC COM 03937R102 2,320 100,000 SH SOLE 100,000 0 0 ASCENTIAL SOFTWARE CORP COM 04362P108 11,724 2,894,900 SH SOLE 2,662,700 0 232,200 ASIA PACIFIC WIRE & CABLE CORP COM G0535E106 1,344 1,581,100 SH SOLE 1,215,000 0 366,100 ASSOCIATED BANC CORP COM 045487105 15,617 442,524 SH SOLE 442,524 0 0 AVX CORP NEW COM 002444107 2,702 114,550 SH SOLE 110,650 0 3,900 BADGER METER INC COM 056525108 6,702 298,800 SH SOLE 265,200 0 33,600 BALDWIN PIANO & ORGAN CO COM 058246109 0 28,900 SH SOLE 28,900 0 0 BANK OF AMERICA CORPORATION COM 060505104 2,628 41,750 SH SOLE 38,650 0 3,100 BANKNORTH GROUP INC NEW COM 06646R107 718 31,900 SH SOLE 28,900 0 3,000 BANTA CORP COM 066821109 1,916 64,900 SH SOLE 37,600 0 27,300 BARRETT BUSINESS SERVICES INC COM 068463108 3,413 922,300 SH SOLE 812,300 0 110,000 BARRY R G CORP OHIO COM 068798107 391 61,900 SH SOLE 61,900 0 0 BAUSCH & LOMB INC COM 071707103 2,680 71,150 SH SOLE 70,550 0 600 BENTON OIL & GAS CO COM 083288100 5,947 4,130,100 SH SOLE 3,616,900 0 513,200 BOEING CO COM 097023105 927 23,900 SH SOLE 23,100 0 800 BORG WARNER INC COM 099724106 2,019 38,650 SH SOLE 36,850 0 1,800 BOSTON SCIENTIFIC CORPORATION COM 101137107 2,707 112,250 SH SOLE 106,950 0 5,300 BRASS EAGLE INC COM 10553F106 472 85,900 SH SOLE 85,900 0 0 BUCKHEAD AMER CORP COM 11835A105 184 183,600 SH SOLE 183,600 0 0 BUILDING MATLS HLDG CORP COM 120113105 2,713 250,000 SH SOLE 250,000 0 0 CABOT OIL & GAS CORP CL A 127097103 933 38,800 SH SOLE 38,800 0 0 CALLAWAY GOLF CO COM 131193104 772 40,300 SH SOLE 40,300 0 0
CAPITAL CORP OF THE WEST COM 140065103 3,177 215,378 SH SOLE 211,878 0 3,500 CARLISLE COS INC COM 142339100 4,075 110,200 SH SOLE 109,100 0 1,100 CENTURY BANCORP INC COM 156432106 1,814 90,700 SH SOLE 45,800 0 44,900 CERES GROUP INC COM 156772105 3,690 1,000,000 SH SOLE 1,000,000 0 0 CHECKPOINT SYS INC COM 162825103 9,956 743,000 SH SOLE 685,100 0 57,900 CHEMFIRST INC COM 16361A106 1,194 49,800 SH SOLE 49,800 0 0 CHRONIMED INC COM 171164106 10,815 1,689,850 SH SOLE 1,470,350 0 219,500 CINAR CORP COM 171905300 10,216 4,347,200 SH SOLE 3,978,100 0 369,100 CIPRICO INC COM 172529109 749 149,700 SH SOLE 132,500 0 17,200 CLAIRES STORES INC COM 179584107 1,510 100,000 SH SOLE 100,000 0 0 CLARENT CORP DEL COM 180461105 750 600,000 SH SOLE 600,000 0 0 CLAYTON HOMES INC COM 184190106 1,832 107,150 SH SOLE 105,250 0 1,900 CNS INC COM 126136100 1,850 339,500 SH SOLE 339,500 0 0 COLONIAL PPTYS TR COM 195872106 1,871 60,050 SH SOLE 38,850 0 21,200 COMMONWEALTH INDS INC DEL COM 203004106 6,851 1,457,700 SH SOLE 1,333,100 0 124,600 COMMSCOPE INC COM 203372107 630 29,600 SH SOLE 24,900 0 4,700 COOPER TIRE & RUBR CO COM 216831107 1,329 83,300 SH SOLE 79,800 0 3,500 COURIER CORP COM 222660102 688 19,650 SH SOLE 19,650 0 0 CRYPTOLOGIC INC COM 228906103 6,447 363,200 SH SOLE 363,200 0 0 CUBIC CORP COM 229669106 2,568 50,000 SH SOLE 50,000 0 0 D R HORTON INC COM 23331A109 6,732 207,400 SH SOLE 207,400 0 0 DATA SYS & SOFTWARE INC COM 237887104 339 70,000 SH SOLE 70,000 0 0 DATALINK CORP COM 237934104 3,344 550,000 SH SOLE 550,000 0 0 DE RIGO S P A SPONSORED ADR 245334107 1,012 168,700 SH SOLE 168,700 0 0 DEB SHOPS INC COM 242728103 5,565 229,500 SH SOLE 229,500 0 0 DELPHI FINL GROUP INC CL A 247131105 5,818 174,700 SH SOLE 154,800 0 19,900 DISCOVERY PARTNERS INTL INC COM 254675101 14,857 2,007,700 SH SOLE 1,860,500 0 147,200 DITECH COMMUNICATIONS CORP COM 25500M103 1,806 300,000 SH SOLE 300,000 0 0 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 6,216 401,000 SH SOLE 401,000 0 0 DONNELLY CORP COM 257870105 1,052 80,000 SH SOLE 73,000 0 7,000 DOT HILL SYS CORP COM 25848T109 520 309,300 SH SOLE 309,300 0 0 DOW CHEM CO COM 260543103 1,807 53,500 SH SOLE 51,100 0 2,400 DUCKWALL-ALCO STORES INC NEW COM 264142100 4,500 454,500 SH SOLE 447,500 0 7,000 DUKE WEEKS REALTY CORP COM 264411505 2,002 82,300 SH SOLE 79,500 0 2,800 EBENX INC COM 278668108 4,977 1,222,500 SH SOLE 1,208,500 0 14,000 EFUNDS CORP COM 28224R101 8,938 650,000 SH SOLE 650,000 0 0 ELECTRO RENT CORP COM 285218103 2,662 206,500 SH SOLE 206,500 0 0 ELECTRO-SENSORS INC COM 285233102 401 100,000 SH SOLE 100,000 0 0 ELOT INC COM 290143106 1 40,000 SH SOLE 40,000 0 0 ENESCO GROUP INC COM 292973104 1,260 200,000 SH SOLE 200,000 0 0 ENSCO INTL INC COM 26874Q100 355 14,300 SH SOLE 14,300 0 0 EQUITY INNS INC COM 294703103 2,972 449,000 SH SOLE 334,500 0 114,500 ESTERLINE TECHNOLOGIES CORP COM 297425100 8,037 502,000 SH SOLE 467,900 0 34,100 EXPONENT INC COM 30214U102 4,962 402,800 SH SOLE 401,700 0 1,100 FAHNESTOCK VINER HLDGS INC COM 302921101 5,049 178,400 SH SOLE 178,400 0 0 FEDERATED DEPT STORES INC DEL COM 31410H101 536 13,100 SH SOLE 13,100 0 0 FIBERMARK INC COM 315646109 2,920 510,550 SH SOLE 485,600 0 24,950 FINANCIAL INDS CORP COM 317574101 6,387 471,400 SH SOLE 471,400 0 0 FIRST AMERN CORP CALIF COM 318522307 9,359 499,400 SH SOLE 491,300 0 8,100 FIRST FINL BANCORP OH COM 320209109 802 45,440 SH SOLE 45,440 0 0 FLAMEL TECHNOLOGIES SA COM 338488109 562 206,600 SH SOLE 161,600 0 45,000
FLEETWOOD ENTERPRISES INC COM 339099103 9,936 877,000 SH SOLE 877,000 0 0 FLEXSTEEL INDS INC COM 339382103 1,939 172,300 SH SOLE 121,400 0 50,900 FLOW INTL CORPORATION COM 343468104 5,124 414,200 SH SOLE 414,200 0 0 FRONTIER AIRLINES INC NEW COM 359065109 1,734 102,000 SH SOLE 102,000 0 0 FUELCELL ENERGY INC COM 35952H106 3,496 192,700 SH SOLE 189,000 0 3,700 GA FINL INC COM 361437106 1,675 100,000 SH SOLE 100,000 0 0 GARAN INC COM 364802108 298 7,000 SH SOLE 7,000 0 0 GEHL CO COM 368483103 4,172 280,000 SH SOLE 270,000 0 10,000 GENENCOR INTL INC COM 368709101 10,248 642,100 SH SOLE 586,900 0 55,200 GLOBAL-TECH APPLIANCES INC COM G39320109 8,278 1,607,300 SH SOLE 1,559,100 0 48,200 GOODRICH B F CO COM 382388106 1,744 65,500 SH SOLE 63,000 0 2,500 GUNDLE/SLT ENVIRONMENTAL INC COM 402809107 1,234 474,500 SH SOLE 474,500 0 0 HAMPSHIRE GROUP LTD COM 408859106 3,469 286,200 SH SOLE 286,200 0 0 HARRIS INTERACTIVE INC COM 414549105 1,563 539,000 SH SOLE 539,000 0 0 HEALTH MGMT SYS INC COM 42219M100 4,241 1,346,500 SH SOLE 941,800 0 404,700 HEALTHCARE RECOVERIES INC COM 42220K101 2,614 568,300 SH SOLE 568,300 0 0 HELMERICH & PAYNE INC COM 423452101 948 28,400 SH SOLE 28,400 0 0 HERBALIFE INTL INC COM 426908307 12,901 978,100 SH SOLE 978,100 0 0 HIGH PLAINS CORP COM 429701105 297 52,700 SH SOLE 52,700 0 0 HMN FINL INC COM 40424G108 5,505 355,400 SH SOLE 347,200 0 8,200 HOME FED BANCORP COM 436926109 5,003 268,250 SH SOLE 268,250 0 0 HOST MARRIOTT CORP NEW COM 44107P104 770 85,600 SH SOLE 85,600 0 0 HUMANA INC COM 444859102 19,617 1,663,900 SH SOLE 1,632,500 0 31,400 ICN PHARMACEUTICALS INC NEW COM 448924100 72,081 2,151,666 SH SOLE 2,045,372 0 106,294 IEC ELECTRS CORP NEW COM 44949L105 158 394,400 SH SOLE 299,400 0 95,000 IMAGE SENSING SYS INC COM 45244C104 52 23,500 SH SOLE 23,500 0 0 IMC GLOBAL INC COM 449669100 325 25,000 SH SOLE 25,000 0 0 INCYTE GENOMICS INC COM 45337C102 6,775 348,500 SH SOLE 301,800 0 46,700 INDEPENDENT BANK CORP MASS COM 453836108 4,072 189,500 SH SOLE 189,500 0 0 INFORMAX INC COM 45677N205 443 150,000 SH SOLE 150,000 0 0 INNODATA CORP COM 457642205 891 300,000 SH SOLE 300,000 0 0 INSMED INC COM 457669208 191 50,000 SH SOLE 50,000 0 0 INTERDIGITAL COMMUNICATIONS CP COM 45866A105 19,888 2,050,350 SH SOLE 1,913,050 0 137,300 INTERGRAPH CORP COM 458683109 4,749 345,600 SH SOLE 345,600 0 0 INTERPORE INTL COM 46062W107 2,337 280,900 SH SOLE 217,100 0 63,800 INVIVO CORP COM 461858102 7,122 530,300 SH SOLE 530,300 0 0 IRWIN FINL CORP COM 464119106 1,071 63,000 SH SOLE 63,000 0 0 ITXC CORP COM 45069F109 360 50,000 SH SOLE 50,000 0 0 J P MORGAN CHASE & CO COM 46625H100 618 17,000 SH SOLE 17,000 0 0 J & J SNACK FOODS CORP COM 466032109 5,117 209,300 SH SOLE 206,900 0 2,400 JEFFERSON SMURFIT GROUP PLC COM 47508W107 4,034 179,300 SH SOLE 175,200 0 4,100 K TRON INTL INC COM 482730108 2,900 277,500 SH SOLE 208,400 0 69,100 K2 INC COM 482732104 3,327 461,500 SH SOLE 379,500 0 82,000 KELLY SERVICES INC COM 488152208 2,390 109,200 SH SOLE 106,500 0 2,700 KENNEDY-WILSON INC COM 489399204 2,890 681,700 SH SOLE 569,000 0 112,700 KONINKLIJKE PHILIPS ELECTRS NV COM 500472303 1,722 59,150 SH SOLE 57,350 0 1,800 LAFARGE CORP COM 505862102 1,353 36,000 SH SOLE 35,200 0 800 LANCE INC COM 514606102 1,087 76,100 SH SOLE 76,100 0 0 LIFECORE BIOMEDICAL INC COM 532187101 11,075 994,200 SH SOLE 923,500 0 70,700 LONE STAR STEAKHOUSE SALOON COM 542307103 7,608 513,000 SH SOLE 510,000 0 3,000 LSI INDS INC COM 50216C108 2,735 157,200 SH SOLE 157,200 0 0
LUCENT TECHNOLOGIES INC COM 549463107 630 100,000 SH SOLE 100,000 0 0 LUFKIN INDS INC COM 549764108 10,720 400,000 SH SOLE 400,000 0 0 MRFI INC COM 552721102 2,110 691,700 SH SOLE 691,700 0 0 M/I SCHOTTENSTEIN HOMES INC COM 55305B101 15,608 313,600 SH SOLE 288,800 0 24,800 MAGAL SECURITY SYS LTD ORD M6786D104 381 30,200 SH SOLE 30,200 0 0 MAPICS INC COM 564910107 9,987 1,621,300 SH SOLE 1,518,600 0 102,700 MARCUS CORP COM 566330106 3,954 279,400 SH SOLE 279,400 0 0 MARSHALL & ILSLEY CORP COM 571834100 1,218 19,250 SH SOLE 17,450 0 1,800 MARTEN TRANS LTD COM 573075108 7,097 413,800 SH SOLE 382,500 0 31,300 MARTIN MARIETTA MATLS INC COM 573284106 2,165 46,450 SH SOLE 44,350 0 2,100 MASSBANK CORP READ MASS COM 576152102 7,269 203,033 SH SOLE 203,033 0 0 MATRIX PHARMACEUTICAL INC COM 576844104 3,297 2,100,000 SH SOLE 2,100,000 0 0 MEADOW VY CORP COM 583185103 408 211,600 SH SOLE 35,200 0 176,400 MEDTOX SCIENTIFIC INC COM 584977201 2,068 179,080 SH SOLE 179,080 0 0 MERIDIAN RESOURCE CORP COM 58977Q109 1,003 251,400 SH SOLE 207,700 0 43,700 MERRILL LYNCH & CO INC COM 590188108 646 12,400 SH SOLE 12,400 0 0 MESABA HLDGS INC COM 59066B102 5,171 726,200 SH SOLE 664,800 0 61,400 MET PRO CORP COM 590876306 406 31,000 SH SOLE 31,000 0 0 METALCLAD CORP COM 591142203 206 100,000 SH SOLE 100,000 0 0 METHANEX CORP COM 59151K108 4,155 750,000 SH SOLE 750,000 0 0 METHODE ELECTRS INC COM 591520200 1,874 234,300 SH SOLE 234,300 0 0 MIDAS GROUP INC COM 595626102 5,750 500,000 SH SOLE 500,000 0 0 MIDDLETON DOLL COMPANY COM 59669P102 465 75,000 SH SOLE 75,000 0 0 MIDWEST BANC HOLDINGS INC COM 598251106 514 24,200 SH SOLE 12,700 0 11,500 MILLENNIUM CHEMICALS INC COM 599903101 748 59,400 SH SOLE 59,400 0 0 MILLER HERMAN INC COM 600544100 357 15,100 SH SOLE 15,100 0 0 MOCON INC COM 607494101 442 45,800 SH SOLE 45,800 0 0 MODINE MFG CO COM 607828100 1,808 77,500 SH SOLE 77,500 0 0 MOLEX INC CL A 608554200 200 7,400 SH SOLE 7,400 0 0 MONTANA POWER CO COM 612085100 13,225 2,300,000 SH SOLE 2,300,000 0 0 MOORE MED CORP COM 615799103 3,542 409,500 SH SOLE 362,600 0 46,900 MOTOROLA INC COM 620076109 517 34,400 SH SOLE 34,400 0 0 MYLAN LABS INC COM 628530107 726 19,350 SH SOLE 19,350 0 0 NABI INC COM 628716102 31,599 3,061,900 SH SOLE 2,902,700 0 159,200 NABI INC CVT 628716AB8 50 50,000 PRN SOLE 50,000 0 0 NATCO GROUP INC COM 63227W203 2,905 415,000 SH SOLE 415,000 0 0 NATIONAL HOME HEALTH CARE CORP COM 636380107 5,229 420,000 SH SOLE 420,000 0 0 NATIONAL-OILWELL INC COM 637071101 717 34,800 SH SOLE 34,800 0 0 NATURES SUNSHINE PRODUCTS INC COM 639027101 1,281 109,100 SH SOLE 109,100 0 0 NAVIGANT CONSULTING INC COM 63935N107 26,821 4,876,500 SH SOLE 4,461,700 0 414,800 NETRO CORP COM 64114R109 4,588 1,250,000 SH SOLE 1,250,000 0 0 NETWORK EQUIP TECHNOLOGIES COM 641208103 8,057 1,478,400 SH SOLE 1,204,500 0 273,900 NEW HORIZONS WORLDWIDE INC COM 645526104 1,150 100,000 SH SOLE 72,500 0 27,500 NOBEL LEARNING CMNTYS INC COM 654889104 155 25,000 SH SOLE 25,000 0 0 NORTHWEST PIPE CO COM 667746101 7,514 459,600 SH SOLE 434,200 0 25,400 NOVAMERICAN STL INC COM 669959108 1,292 258,400 SH SOLE 258,400 0 0 NOVELL INC COM 670006105 5,008 1,091,000 SH SOLE 1,091,000 0 0 NUEVO ENERGY CO COM 670509108 12,303 820,200 SH SOLE 754,400 0 65,800 O I CORP COM 670841105 1,625 250,000 SH SOLE 250,000 0 0 OIL DRI CORP AMER COM 677864100 6,622 873,600 SH SOLE 755,000 0 118,600 ONTRACK DATA INTL INC COM 683372106 4,206 619,500 SH SOLE 613,000 0 6,500
ORTHOLOGIC CORP COM 68750J107 18,289 3,740,100 SH SOLE 3,350,400 0 389,700 OSHKOSH B GOSH INC COM 688222207 4,194 100,000 SH SOLE 100,000 0 0 OSMONICS INC COM 688350107 10,582 754,750 SH SOLE 717,850 0 36,900 OSTEOTECH INC COM 688582105 7,865 1,417,200 SH SOLE 1,307,200 0 110,000 OUTBACK STEAKHOUSE INC COM 689899102 435 12,700 SH SOLE 12,700 0 0 OUTLOOK GROUP CORP COM 690113105 3,089 661,400 SH SOLE 638,600 0 22,800 OVERLAND DATA INC COM 690213103 2,319 282,800 SH SOLE 282,800 0 0 OXBORO MED INC COM NEW 691384200 273 30,000 SH SOLE 30,000 0 0 PALM HARBOR HOMES COM 696639103 1,025 42,800 SH SOLE 42,800 0 0 PARKWAY PPTYS INC COM 70159Q104 1,328 40,000 SH SOLE 40,000 0 0 PATRICK INDS INC COM 703343103 2,563 361,000 SH SOLE 282,900 0 78,100 PATTERSON UTI ENERGY INC COM 703481101 11,783 505,500 SH SOLE 505,500 0 0 PERINI CORP COM 713839108 700 100,000 SH SOLE 100,000 0 0 PERRIGO CO COM 714290103 632 53,500 SH SOLE 53,500 0 0 PITTSTON CO COM 725701106 524 23,700 SH SOLE 20,100 0 3,600 POINTE FINANCIAL CORP COM 73084P100 1,254 111,000 SH SOLE 111,000 0 0 POTASH CORP SASK INC COM 73755L107 424 6,900 SH SOLE 6,900 0 0 PRESERVER GROUP INC COM 74082A103 1,563 203,000 SH SOLE 203,000 0 0 PRESIDENTIAL LIFE CORP COM 740884101 20,638 1,003,800 SH SOLE 1,003,800 0 0 PRIDE INTL INC DEL COM 74153Q102 213 14,100 SH SOLE 11,700 0 2,400 PRIME HOSPITALITY CORP COM 741917108 3,368 304,800 SH SOLE 304,000 0 800 QUINTILES TRANSNATIONAL CORP COM 748767100 14,634 911,800 SH SOLE 848,200 0 63,600 RAMSAY YOUTH SVCS INC COM 75158K206 3,250 806,400 SH SOLE 806,400 0 0 RCM TECHNOLOGIES INC COM 749360400 3,710 789,300 SH SOLE 706,100 0 83,200 REGIS CORP MINN COM 758932107 12,117 470,000 SH SOLE 445,000 0 25,000 REHABILICARE INC COM 758944102 2,060 400,000 SH SOLE 400,000 0 0 REPUBLIC BANCORP INC COM 760282103 11,096 801,159 SH SOLE 799,959 0 1,200 REPUBLIC SVCS INC COM 760759100 21,491 1,076,150 SH SOLE 1,071,150 0 5,000 RIBOZYME PHARMACEUTICALS INC COM 762567105 474 103,700 SH SOLE 103,700 0 0 ROTTLUND INC COM 779077106 3,659 519,000 SH SOLE 515,000 0 4,000 RPM INC OHIO COM 749685103 5,896 407,750 SH SOLE 395,350 0 12,400 RUSS BERRIE & CO COM 782233100 4,500 150,000 SH SOLE 150,000 0 0 RYANS FAMILY STEAK HOUSE INC COM 783519101 4,330 200,000 SH SOLE 200,000 0 0 RYDER SYS INC COM 783549108 3,224 145,550 SH SOLE 143,550 0 2,000 SAKS INC COM 79377W108 1,089 116,600 SH SOLE 116,600 0 0 SANFILIPPO JOHN B & SON INC COM 800422107 3,780 710,500 SH SOLE 702,000 0 8,500 SAUCONY INC COM 804120202 3,984 758,900 SH SOLE 657,800 0 101,100 SCHEIN HENRY INC COM 806407102 24,158 652,400 SH SOLE 602,700 0 49,700 SCIENTIFIC GAMES CORP CL A 80874P109 6,717 767,700 SH SOLE 760,700 0 7,000 SCPIE HLDGS INC COM 78402P104 10,199 348,700 SH SOLE 322,900 0 25,800 SEVENSON ENVIRONMENTAL SVCS COM 818063109 564 55,000 SH SOLE 55,000 0 0 SHILOH INDS INC COM 824543102 1,380 726,300 SH SOLE 673,100 0 53,200 SHOLODGE INC COM 825034101 3,337 585,500 SH SOLE 585,500 0 0 SIFCO INDS INC COM 826546103 1,479 265,600 SH SOLE 265,600 0 0 SILVERSTREAM SOFTWARE INC COM 827907106 4,086 600,000 SH SOLE 600,000 0 0 SITEL CORP COM 82980K107 4,862 2,025,800 SH SOLE 2,025,800 0 0 SMITH & WOLLENSKY RESTAURANT COM 831758107 392 103,000 SH SOLE 103,000 0 0 SMTEK INTL INC COM NEW 832688204 88 19,500 SH SOLE 19,500 0 0 SOUTHERN CO COM 842587107 838 33,053 SH SOLE 32,550 0 503 SOUTHERN ENERGY HOMES INC COM 842814105 1,338 594,800 SH SOLE 594,800 0 0 SOUTHERN FINL BANCORP INC COM 842870107 582 22,000 SH SOLE 22,000 0 0