0000892712-23-000135.txt : 20231108
0000892712-23-000135.hdr.sgml : 20231108
20231108100012
ACCESSION NUMBER: 0000892712-23-000135
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231108
DATE AS OF CHANGE: 20231108
EFFECTIVENESS DATE: 20231108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND ADVISORS INC
CENTRAL INDEX KEY: 0000937394
IRS NUMBER: 391078128
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04131
FILM NUMBER: 231386384
BUSINESS ADDRESS:
STREET 1: 790 N WATER STREET
STREET 2: SUITE 1200
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-347-7777
MAIL ADDRESS:
STREET 1: 790 N WATER STREET
STREET 2: SUITE 1200
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0000937394
XXXXXXXX
09-30-2023
09-30-2023
HEARTLAND ADVISORS INC
790 N WATER STREET
SUITE 1200
MILWAUKEE
WI
53202
13F COMBINATION REPORT
028-04131
000029433
801-19074
0001390777
028-12592
Bank of New York Mellon Corp
Y
Heartland Advisors, Inc. is a wholly-owned subsidiary of Heartland Holdings, Inc. and is therefore deemed to have shared-defined investment discretion for purposes of the reporting requirements under Section 13(f) of the Securities Exchange Act of 1934, as amended.
Vinita K. Paul
Vice President, General Counsel & Secretary
414-347-7777
/s/ Vinita K. Paul
Milwaukee
WI
11-08-2023
0
178
1779549987
false
INFORMATION TABLE
2
hgi_13fq3.xml
ACCURAY INC
COM
004397105
7746016
2847800
SH
DFND
2557450
0
290350
ACTIVISION BLIZZARD INC
COM
00507V109
11244120
120091
SH
DFND
120091
0
0
ALPHABET INC
CAP STK CL A
02079K305
4558508
34835
SH
DFND
34835
0
0
ALPINE INCOME PPTY TR INC
COM
02083X103
6544000
400000
SH
DFND
400000
0
0
AMERICAN VANGUARD CORP
COM
030371108
7545154
625436
SH
DFND
625436
0
0
AMERICOLD REALTY TRUST INC
COM
03064D108
2123956
69844
SH
DFND
69844
0
0
ANGIODYNAMICS INC
COM
03475V101
3153527
390884
SH
DFND
390884
0
0
ARTISAN PARTNERS ASSET MGMT
CL A
04316A108
11821352
286544
SH
DFND
286544
0
0
ASSOCIATED BANC CORP
COM
045487105
6844000
400000
SH
DFND
400000
0
0
ASTEC INDS INC
COM
046224101
8939264
171985
SH
DFND
171985
0
0
ATN INTL INC
COM
00215F107
9063843
260498
SH
DFND
260498
0
0
AUDIOCODES LTD
ORD
M15342104
7890855
780500
SH
DFND
717800
0
62700
AVANOS MED INC
COM
05350V106
12775623
573095
SH
DFND
573095
0
0
BALL CORP
COM
058498106
11588386
232792
SH
DFND
232792
0
0
BARRETT BUSINESS SVCS INC
COM
068463108
12182400
135000
SH
DFND
135000
0
0
BECTON DICKINSON & CO
COM
075887109
3716627
14376
SH
DFND
14376
0
0
BENCHMARK ELECTRS INC
COM
08160H101
8494639
350150
SH
DFND
332800
0
17350
BERKSHIRE HATHAWY INC DEL
CL B NEW
084670702
4155959
11864
SH
DFND
11864
0
0
BERRY CORP
COM
08579X101
9324220
1137100
SH
DFND
1090100
0
47000
BOSTON BEER INC
CL A
100557107
1683159
4321
SH
DFND
4321
0
0
BWX TECHNOLOGIES INC
COM
05605H100
11435800
152518
SH
DFND
152518
0
0
CABLE ONE INC
COM
12685J105
11655296
18932
SH
DFND
18932
0
0
CAL MAINE FOODS INC
COM NEW
128030202
724702
14967
SH
DFND
14967
0
0
CANADIAN NATL RY CO
COM
136375102
1845835
17039
SH
DFND
17039
0
0
CANTALOUPE INC
COM
138103106
5625000
900000
SH
DFND
900000
0
0
CAPITAL CITY BK GROUP INC
COM
139674105
16560423
555160
SH
DFND
536160
0
19000
CARMAX INC
COM
143130102
12746465
180213
SH
DFND
180213
0
0
CARRIAGE SVCS INC
COM
143905107
7667050
271400
SH
DFND
254000
0
17400
CARTERS INC
COM
146229109
25381231
336902
SH
DFND
336902
0
0
CASS INFORMATION SYS INC
COM
14808P109
12535631
336527
SH
DFND
336527
0
0
CBOE GLOBAL MKTS INC
COM
12503M108
1332159
8528
SH
DFND
8528
0
0
CECO ENVIRONMENTAL CORP
COM
125141101
8783500
550000
SH
DFND
550000
0
0
CENTENE CORP DEL
COM
15135B101
32472787
471440
SH
DFND
471440
0
0
CENTERRA GOLD INC
COM
152006102
10737370
2191300
SH
DFND
2058600
0
132700
CENTURY CMNTYS INC
COM
156504300
13071117
195734
SH
DFND
195734
0
0
CHAMPIONX CORPORATION
COM
15872M104
9207058
234447
SH
DFND
234447
0
0
CHASE CORP
COM
16150R104
3659516
28763
SH
DFND
28763
0
0
CISCO SYS INC
COM
17275R102
2132337
39664
SH
DFND
39664
0
0
COMSTOCK RES INC
COM
205768302
18106837
1485997
SH
DFND
1485997
0
0
CONAGRA BRANDS INC
COM
205887102
8505437
310191
SH
DFND
310191
0
0
CONSOLIDATED WATER CO INC
ORD
G23773107
8532000
300000
SH
DFND
300000
0
0
CONSTELLATION ENERGY CORP
COM
21037T109
15206297
139405
SH
DFND
139405
0
0
CORE MOLDING TECHNOLOGIES IN
COM
218683100
3418800
120000
SH
DFND
120000
0
0
CORECIVIC INC
COM
21871N101
7126976
573517
SH
DFND
573517
0
0
COTERRA ENERGY INC
COM
127097103
9703403
358721
SH
DFND
358721
0
0
DENBURY INC
COM
24790A101
4900500
50000
SH
DFND
50000
0
0
DENTSPLY SIRONA INC
COM
24906P109
8735532
255724
SH
DFND
255724
0
0
DOUGLAS DYNAMICS INC
COM
25960R105
5205296
156340
SH
DFND
156340
0
0
DOUGLAS ELLIMAN INC
COM
25961D105
530752
234846
SH
DFND
234846
0
0
DRIL-QUIP INC
COM
262037104
26433658
872949
SH
DFND
856959
0
15990
ENCOMPASS HEALTH CORP
COM
29261A100
20340615
302868
SH
DFND
302868
0
0
ENERPAC TOOL GROUP CORP
CL A COM
292765104
11385885
390747
SH
DFND
390747
0
0
ENVELA CORP
COM
29402E102
1896000
400000
SH
DFND
400000
0
0
EOG RES INC
COM
26875P101
2875804
22687
SH
DFND
22687
0
0
EQUITY COMWLTH
COM SH BEN INT
294628102
17332260
943509
SH
DFND
943509
0
0
ESSEX PPTY TR INC
COM
297178105
20576123
97016
SH
DFND
97016
0
0
EVERI HLDGS INC
COM
30034T103
6610000
500000
SH
DFND
500000
0
0
EVERTEC INC
COM
30040P103
9053330
243500
SH
DFND
229100
0
14400
EXELON CORP
COM
30161N101
5466324
144650
SH
DFND
144650
0
0
EZCORP INC
CL A NON VTG
302301106
8314350
1007800
SH
DFND
933300
0
74500
FARMLAND PARTNERS INC
COM
31154R109
7071941
625198
SH
DFND
625198
0
0
FIRST AMERN FINL CORP
COM
31847R102
15679364
277560
SH
DFND
277560
0
0
FIRST INTERNET BANCORP
COM
320557101
3242000
200000
SH
DFND
200000
0
0
FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
5199990
208500
SH
DFND
188500
0
20000
FIRSTENERGY CORP
COM
337932107
13023059
381014
SH
DFND
381014
0
0
FLOWSERVE CORP
COM
34354P105
16297746
409800
SH
DFND
409800
0
0
FORESTAR GROUP INC
COM
346232101
10776000
400000
SH
DFND
400000
0
0
GLACIER BANCORP INC NEW
COM
37637Q105
17014301
567627
SH
DFND
567627
0
0
GRAND CANYON ED INC
COM
38526M106
9350049
79997
SH
DFND
79997
0
0
GRANITE CONSTR INC
COM
387328107
13766472
328288
SH
DFND
328288
0
0
HAEMONETICS CORP MASS
COM
405024100
24435274
256414
SH
DFND
256414
0
0
HANOVER INS GROUP INC
COM
410867105
14024210
114617
SH
DFND
114617
0
0
HARVARD BIOSCIENCE INC
COM
416906105
3725808
866467
SH
DFND
866467
0
0
HASBARO INC
COM
418056107
14528842
219668
SH
DFND
219668
0
0
HEALTHCARE SVCS GROUP INC
COM
421906108
17591447
1597456
SH
DFND
1551956
0
45500
HEALTHSTREAM INC
COM
42222N103
14912600
635132
SH
DFND
635132
0
0
HEARTLAND EXPRESS INC
COM
422347104
9710119
599220
SH
DFND
599220
0
0
HERITAGE FINL CORP WASH
COM
42722X106
7373751
452100
SH
DFND
435900
0
16200
HOWMET AEROSPACE INC
COM
443201108
597596
12921
SH
DFND
12921
0
0
HUDSON GLOBAL INC
COM NEW
443787205
5682634
301466
SH
DFND
287626
0
13840
HUNT J B TRANS SVCS INC
COM
445658107
16554884
87815
SH
DFND
87815
0
0
I3 VERTICALS INC
COM CL A
46571Y107
11358733
537310
SH
DFND
508210
0
29100
INFUSYSTEM HLDGS INC
COM
45685K102
4820000
500000
SH
DFND
500000
0
0
INGREDION INC
COM
457187102
15426365
156772
SH
DFND
156772
0
0
INTEGER HLDGS CORP
COM
45826H109
5882250
75000
SH
DFND
75000
0
0
INTERACTIVE BROKERS GROUP IN
COM CL A
45841N107
11856643
136976
SH
DFND
136976
0
0
INTL GNRL INSURANCE HLDNGS L
SHS
G4809J106
8399088
744600
SH
DFND
677900
0
66700
JOHNSON & JOHNSON
COM
478160104
4872016
31281
SH
DFND
31281
0
0
KENNAMETAL INC
COM
489170100
15678182
630152
SH
DFND
630152
0
0
KIMBERLY-CLARK CORP
COM
494368103
3250623
26898
SH
DFND
26898
0
0
KIRBY CORP
COM
497266106
9008226
108795
SH
DFND
108795
0
0
KNIFE RIVER CORP
COMMON STOCK
498894104
4883000
100000
SH
DFND
100000
0
0
KNOWLES CORP
COM
49926D109
11515782
703775
SH
DFND
703775
0
0
LAKELAND FINL CORP
COM
511656100
1192765
25132
SH
DFND
25132
0
0
LAMAR ADVERTISING CO NEW
CL A
512816109
4794684
52101
SH
DFND
52101
0
0
LEIDOS HOLDINGS INC
COM
525327102
3169382
34390
SH
DFND
34390
0
0
LINCOLN EDL SVCS CORP
COM
533535100
16742213
1981327
SH
DFND
1917827
0
63500
LINDSAY CORP
COM
535555106
4744152
36497
SH
DFND
36497
0
0
LUXFER HLDGS PLC
SHS
G5698W116
2610000
200000
SH
DFND
200000
0
0
MAMAS CREATIONS INC
COM
56146T103
4151500
950000
SH
DFND
950000
0
0
MARKEL GROUP INC
COM
570535104
4576499
3108
SH
DFND
3108
0
0
MARTEN TRANS LTD
COM
573075108
2956500
150000
SH
DFND
150000
0
0
METHODE ELECTRS INC
COM
591520200
4609348
182580
SH
DFND
182580
0
0
MGIC INVT CORP WIS
COM
552848103
8345000
500000
SH
DFND
500000
0
0
MICRON TECHNOLOGY INC
COM
595112103
10938204
160785
SH
DFND
160785
0
0
MOHAWK INDS INC
COM
608190104
26896029
313437
SH
DFND
306887
0
6550
MONRO INC
COM
610236101
7183905
234489
SH
DFND
234489
0
0
NATIONAL FUEL GAS CO
COM
636180101
17572833
338525
SH
DFND
325325
0
13200
NATIONAL STORAGE AFFILIATES
COM SHS BEN IN
637870106
9744974
307025
SH
DFND
285825
0
21200
NEW GOLD INC CDA
COM
644535106
3185350
3500000
SH
DFND
3500000
0
0
NORTHERN TR CORP
COM
665859104
6563567
94467
SH
DFND
94467
0
0
NORTHWEST PIPE CO
COM
667746101
13828420
458350
SH
DFND
437350
0
21000
NOV INC
COM
62955J103
48005753
2296926
SH
DFND
2265426
0
31500
NOW INC
COM
67011P100
11428567
962811
SH
DFND
922311
0
40500
OIL DRI CORP AMER
COM
677864100
12447009
182482
SH
DFND
182482
0
0
OLD REP INTL CORP
COM
680223104
14534777
539524
SH
DFND
539524
0
0
ORACLE CORP
COM
68389X105
1376960
13000
SH
DFND
13000
0
0
ORION ENERGY SYS INC
COM
686275108
900411
714612
SH
DFND
714612
0
0
ORION S.A.
COM
L72967109
8386448
394100
SH
DFND
375600
0
18500
OSISKO GOLD ROYALTIES LTD
COM
68827L101
5618850
478200
SH
DFND
451700
0
26500
PACKAGING CORP AMER
COM
695156109
15033466
97906
SH
DFND
97906
0
0
PARK AEROSPACE CORP
COM
70014A104
15254125
890904
SH
DFND
890904
0
0
PATTERSON COS INC
COM
703395103
12072372
407300
SH
DFND
388000
0
19300
PERMA-FIX ENVIRONMENTAL SVCS
COM NEW
714157203
5225000
500000
SH
DFND
500000
0
0
PERRIGO CO PLC
SHS
G97822103
35930842
1124596
SH
DFND
1098896
0
25700
PHILBRO ANIMAL HEALTH CORP
CL A COM
71742Q106
9937371
704055
SH
DFND
704055
0
0
PHOTRONICS INC
COM
719405102
4547250
225000
SH
DFND
225000
0
0
PIONEER NAT RES CO
COM
723787107
13958476
60808
SH
DFND
60808
0
0
PNC FINL SVCS GROUP INC
COM
693475105
11604466
94522
SH
DFND
94522
0
0
POPULAR INC
COM NEW
733174700
11554900
183382
SH
DFND
183382
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
11625532
260496
SH
DFND
260496
0
0
POTBELLY CORP
COM
73754Y100
7502820
961900
SH
DFND
908400
0
53500
POTLATCHDELTIC CORPORATION
COM
737630103
22267426
454272
SH
DFND
454272
0
0
POWELL INDS INC
COM
739128106
19090212
208359
SH
DFND
208359
0
0
PPG INDS INC
COM
693506107
9529137
73414
SH
DFND
73414
0
0
PRIMO WATER CORPORATION
COM
74167P108
12363420
895900
SH
DFND
846900
0
49000
PRIMORIS SVCS CORP
COM
74164F103
4091250
125000
SH
DFND
125000
0
0
PURE CYCLE CORP
COM NEW
746228303
5536800
576750
SH
DFND
550350
0
26400
QORVO INC
COM
74736K101
16992514
177988
SH
DFND
177988
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
18544899
152182
SH
DFND
152182
0
0
RADIAN GROUP INC
COM
750236101
14310189
569900
SH
DFND
554450
0
15450
REYNOLDS CONSUMER PRODS INC
COM
76171L106
3680365
130249
SH
DFND
130249
0
0
ROYAL GOLD INC
COM
780287108
12246877
104216
SH
DFND
104216
0
0
SCHNITZER STEEL INDS INC
CL A
806882106
10754110
349402
SH
DFND
349402
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
14530800
599417
SH
DFND
599417
0
0
SENSIENT TECHNOLOGIES CORP
COM
81725T100
9081652
140716
SH
DFND
140716
0
0
SHYFT GROUP INC
COM
825698103
4491000
300000
SH
DFND
300000
0
0
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
10250000
200000
SH
DFND
200000
0
0
SIMPSON MFG INC
COM
829073105
1484767
9911
SH
DFND
9911
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
10140573
102856
SH
DFND
102856
0
0
SMITH A O CORP
COM
831865209
5628192
85108
SH
DFND
85108
0
0
SPECTRUM BRANDS HLDGS INC NE
COM
84790A105
19906306
240719
SH
DFND
240719
0
0
STARBUCKS CORP
COM
855244109
1647150
18047
SH
DFND
18047
0
0
STERICYCLE INC
COM
858912108
17434262
375289
SH
DFND
375289
0
0
STEWART INFORMATION SVCS COR
COM
860372101
9379770
214150
SH
DFND
209600
0
4550
SUNCOR ENERGY INC NEW
COM
867224107
2011746
58515
SH
DFND
58515
0
0
SUNOPTA INC
COM
8676EP108
1516500
450000
SH
DFND
450000
0
0
SUNSTONE HOTEL INVS INC NEW
COM
867892101
7362190
787400
SH
DFND
743400
0
44000
TE CONNECTIVITY LTD
SHS
H84989104
4601369
37249
SH
DFND
37249
0
0
TERADATA CORP DEL
COM
88076W103
27355863
607638
SH
DFND
607638
0
0
TEXAS CAP BANCSHARES INC
COM
88224Q107
46838694
760764
SH
DFND
752664
0
8100
THERMON GROUP HLDGS INC
COM
88362T103
9496379
345700
SH
DFND
329900
0
15800
THOR INDS INC
COM
885160101
8058272
84708
SH
DFND
84708
0
0
TIPTREE INC
COM
88822Q103
5866000
350000
SH
DFND
350000
0
0
TREEHOUSE FOODS INC
COM
89469A104
14529964
302223
SH
DFND
302223
0
0
TRICO BANCSHARES
COM
896095106
6406000
200000
SH
DFND
200000
0
0
TWIN DISC INC
COM
901476101
5488000
400000
SH
DFND
400000
0
0
TYSON FOODS INC
CL A
902494103
12639061
250328
SH
DFND
250328
0
0
UMH PPTYS INC
COM
903002103
8310355
592750
SH
DFND
560850
0
31900
UNILEVER PLC
SPON ADR NEW
904767704
3059095
61925
SH
DFND
61925
0
0
VAIL RESORTS INC
COM
91879Q109
3171474
14293
SH
DFND
14293
0
0
VICOR CORP
COM
925815102
3387471
52118
SH
DFND
52118
0
0
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
6551800
235000
SH
DFND
235000
0
0
WATSCO INC
COM
942622200
11026402
29192
SH
DFND
29192
0
0
WELLS FARGO CO NEW
COM
949746101
1686783
41282
SH
DFND
41282
0
0
WESTROCK CO
COM
96145D105
11008500
307500
SH
DFND
300000
0
7500
WIDEOPENWEST INC
COM
96758W101
7681748
1004150
SH
DFND
935550
0
68600
WISDOMTREE TR
INTL SMCAP DIV
97717W760
629871
10960
SH
DFND
10960
0
0