0000892712-21-000327.txt : 20211109
0000892712-21-000327.hdr.sgml : 20211109
20211109093414
ACCESSION NUMBER: 0000892712-21-000327
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211109
DATE AS OF CHANGE: 20211109
EFFECTIVENESS DATE: 20211109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND ADVISORS INC
CENTRAL INDEX KEY: 0000937394
IRS NUMBER: 391078128
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04131
FILM NUMBER: 211390174
BUSINESS ADDRESS:
STREET 1: 790 N WATER STREET
STREET 2: SUITE 1200
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-347-7777
MAIL ADDRESS:
STREET 1: 790 N WATER STREET
STREET 2: SUITE 1200
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000937394
XXXXXXXX
09-30-2021
09-30-2021
HEARTLAND ADVISORS INC
790 N WATER STREET
SUITE 1200
MILWAUKEE
WI
53202
13F COMBINATION REPORT
028-04131
0001390777
028-12592
Bank of New York Mellon Corp
Y
Heartland Advisors, Inc. is a wholly-owned subsidiary of Heartland Holdings, Inc. and is therefore deemed to have shared-defined investment discretion for purposes of the reporting requirements under Section 13(f) of the Securities Exchange Act of 1934, as amended.
Vinita K. Paul
Vice President, General Counsel & Secretary
414-347-7777
/s/ Vinita K. Paul
Milwaukee
WI
11-09-2021
0
212
1658215
false
INFORMATION TABLE
2
hai93021.xml
THE AARONS COMPANY INC
COM
00258W108
8262
300000
SH
DFND
300000
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
15005
71832
SH
DFND
71832
0
0
AMERISOURCBERGEN CORP
COM
03073E105
8222
68829
SH
DFND
68829
0
0
ADVANCED ENERGY INDS
COM
007973100
9596
109365
SH
DFND
106165
0
3200
AKAMI TECHNOLOGIES INC
COM
00971T101
2896
27695
SH
DFND
27695
0
0
ALLISON TRANSMISSION HOLDINGS I
COM
01973R101
4769
135034
SH
DFND
135034
0
0
ANGIODYNAMICS INC
COM
03475V101
7716
297452
SH
DFND
297452
0
0
SMITH A O CORP
COM
831865209
4033
66035
SH
DFND
66035
0
0
ACCURAY INC
COM
004397105
13445
3403800
SH
DFND
3243300
0
160500
ASSOCIATED BANC CORP
COM
045487105
18702
873100
SH
DFND
851600
0
21500
ASTEC INDS INC
COM
046224101
7714
143360
SH
DFND
143360
0
0
AMTECH SYS INC
COM PAR $0.01N
032332504
2855
250000
SH
DFND
250000
0
0
ATN INTL INC
COM
00215F107
13440
286874
SH
DFND
286874
0
0
AMERICAN VANGUARD CORP
COM
030371108
9985
663451
SH
DFND
663451
0
0
AVANOS MED INC
COM
05350V106
9591
307416
SH
DFND
307416
0
0
BED BATH & BEYOND INC
COM
075896100
7996
462850
SH
DFND
441850
0
21000
BARRETT BUSINESS SVCS INC
COM
068463108
11439
150000
SH
DFND
150000
0
0
POPULAR INC
COM NEW
733174700
6473
83337
SH
DFND
83337
0
0
BRADY CORP
CL A
104674106
11435
225536
SH
DFND
225536
0
0
BERKSHIRE HATHAWY INC DEL
CL B NEW
084670702
3997
14644
SH
DFND
14644
0
0
BERRY CORP
COM
08579X101
14888
2064875
SH
DFND
1945675
0
119200
CONAGRA BRANDS INC
COM
205887102
4115
121507
SH
DFND
121507
0
0
CAL MAINE FOODS INC
COM NEW
128030202
13550
374716
SH
DFND
374716
0
0
CASS INFORMATION SYS INC
COM
14808P109
3679
87911
SH
DFND
87911
0
0
CBOE GLOBAL MKTS INC
COM
12503M108
8777
70860
SH
DFND
70860
0
0
CAPITAL CITY BK GROUP INC
COM
139674105
13836
559275
SH
DFND
539225
0
20050
COGENT COMMUNICATIONS HLDGS
COM NEW
19239V302
9418
132949
SH
DFND
132949
0
0
CROSS CTRY HEALTHCARE INC
COM
227483104
19048
896804
SH
DFND
896804
0
0
CENTURY CMNTYS INC
COM
156504300
23326
379600
SH
DFND
369900
0
9700
CECO ENVIRONMENTAL CORP
COM
125141101
5155
732282
SH
DFND
688382
0
43900
CENTERRA GOLD INC
COM
152006102
13127
1927650
SH
DFND
1852650
0
75000
CHAMPIONX CORPORATION
COM
15872M104
17752
793918
SH
DFND
793918
0
0
COMCAST CORP NEW
CL A
20030N101
3009
53805
SH
DFND
53805
0
0
CORE MOLDING TECHNOLOGIES IN
COM
218683100
3453
300000
SH
DFND
300000
0
0
CANADIAN NATL RY CO
COM
136375102
2281
19724
SH
DFND
19724
0
0
AMERICOLD RLTY TR
COM
03064D108
604
20804
SH
DFND
20804
0
0
CYRUSONE INC
COM
23283R100
11612
150000
SH
DFND
150000
0
0
COWEN INC
CL A NEW
223622606
18598
542050
SH
DFND
527550
0
14500
COMPUTER PROGRAMS & SYS INC
COM
205306103
3546
100000
SH
DFND
100000
0
0
CARTERS INC
COM
146229109
5834
60000
SH
DFND
60000
0
0
CISCO SYS INC
COM
17275R102
2938
53970
SH
DFND
53970
0
0
CARRIAGE SVCS INC
COM
143905107
7803
175000
SH
DFND
175000
0
0
COMMUNITY TR BANCORP INC
COM
204149108
1829
43436
SH
DFND
43436
0
0
CARETRUST REIT INC
COM
14174T107
6096
300000
SH
DFND
300000
0
0
COVENANT LOGISTICS GROUP INC
CL A
22284P105
10102
365350
SH
DFND
351450
0
13900
DALLASNEWS CORPORATION
COM SER A
235050101
710
104250
SH
DFND
104250
0
0
DIEBOLD NIXDORF INC
COM STK
253651103
6025
595954
SH
DFND
566454
0
29500
DENBURY INC
COM
24790A101
7025
100000
SH
DFND
100000
0
0
DIGI INTL INC
COM
253798102
3153
150000
SH
DFND
150000
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
12786
87989
SH
DFND
87989
0
0
WISDOMTREE TR
INTL SMCAP DIV
97717W760
2981
40158
SH
DFND
40158
0
0
DOLLAR TREE INC
COM
256746108
5022
52467
SH
DFND
52467
0
0
DRIL-QUIP INC
COM
262037104
8383
332934
SH
DFND
332934
0
0
DSP GROUPS INC
COM
23332B106
8420
384299
SH
DFND
384299
0
0
DXC TECHNOLOGY CO
COM
23355L106
6722
200000
SH
DFND
200000
0
0
ENCOMPASS HEALTH CORP
COM
29261A100
11455
152648
SH
DFND
152648
0
0
EASTMAN CHEM CO
COM
277432100
1715
17020
SH
DFND
17020
0
0
ENERSYS
COM
29275Y102
4478
60150
SH
DFND
60150
0
0
ENERPAC TOOL GROUP CORP
CL A COM
292765104
6366
307104
SH
DFND
307104
0
0
EMBRAER SA
SPONSORED ADS
29082A107
8500
500000
SH
DFND
500000
0
0
EVERI HLDGS INC
COM
30034T103
3385
140000
SH
DFND
140000
0
0
EVERTEC INC
COM
30040P103
8001
175000
SH
DFND
175000
0
0
EXELON CORP
COM
30161N101
11057
228778
SH
DFND
228778
0
0
EZCORP INC
CL A NON VTG
302301106
6646
878000
SH
DFND
817200
0
60800
FIRSTCASH INC
COM
33767D105
31143
355924
SH
DFND
355924
0
0
FIRSTENERGY CORP
COM
337932107
7676
215506
SH
DFND
215506
0
0
F5 NETWORKS INC
COM
315616102
4513
22704
SH
DFND
22704
0
0
FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
6405
159098
SH
DFND
159098
0
0
FLOWSERVE CORP
COM
34354P105
7170
206817
SH
DFND
206817
0
0
FORESTAR GROUP INC
COM
346232101
6707
360000
SH
DFND
339350
0
20650
GENPACT LIMITED
SHS
G3922B107
9520
200372
SH
DFND
200372
0
0
GATX CORP
COM
361448103
3582
40000
SH
DFND
40000
0
0
GLACIER BANCORP INC NEW
COM
37637Q105
8507
153690
SH
DFND
153690
0
0
GEOSPACE TECHNOLOGIES CORP
COM
37364X109
4775
500000
SH
DFND
500000
0
0
GRIFFON CORP
COM
398433102
5029
204447
SH
DFND
204447
0
0
GREAT LAKES DREDGE & DOCK CO
COM
390607109
1315
87116
SH
DFND
87116
0
0
ACUSHNET HLDGS CORP
COM
005098108
6936
148513
SH
DFND
148513
0
0
ALPHABET INC
CAP STK CL A
02079K305
3163
1183
SH
DFND
1183
0
0
GORMAN RUPP CO
COM
383082104
11602
323976
SH
DFND
307276
0
16700
GRIFOLS S A
SP ADR REP B NVT
398438408
2368
162094
SH
DFND
162094
0
0
U S GLOBAL INVS INC
CL A
902952100
2561
450000
SH
DFND
450000
0
0
GRANITE CONSTR INC
COM
387328107
8511
215208
SH
DFND
215208
0
0
HAEMONETCS CORP MASS
COM
405024100
25019
354432
SH
DFND
346532
0
7900
HAIN CELESTIAL GROUP INC
COM
405217100
5264
123057
SH
DFND
123057
0
0
HARVARD BIOSCIENCE INC
COM
416906105
2792
400000
SH
DFND
400000
0
0
HOLLY FRONTIER CORP
COM
436106108
2604
78591
SH
DFND
78591
0
0
HERITAGE FINL CORP WASH
COM
42722X106
9142
358500
SH
DFND
338400
0
20100
HARTFORD FINL SVCS GROUP INC
COM
416515104
6428
91507
SH
DFND
91507
0
0
HUNTINGTON INGALLS INDS INC
COM
446413106
3444
17838
SH
DFND
17838
0
0
HIGHWOODS PPTYS INC
COM
431284108
10303
234900
SH
DFND
223250
0
11650
HILTON WORLDWIDE HLDGS INC
COM
43300A203
593
4490
SH
DFND
4490
0
0
HANGER INC
COM NEW
41043F208
7309
332837
SH
DFND
332837
0
0
HOOKER FURNISHINGS CORPORATI
COM
439038100
2075
76880
SH
DFND
76880
0
0
HARLEY DAVIDSON INC
COM
412822108
7695
210188
SH
DFND
210188
0
0
HUDSON GLOBAL INC
COM NEW
443787205
5371
337376
SH
DFND
322936
0
14440
HEALTHSTREAM INC
COM
42222N103
3743
130958
SH
DFND
130958
0
0
HEARTLAND EXPRESS INC
COM
422347104
5336
333058
SH
DFND
333058
0
0
HOWMET AEROSPACE INC
COM
443201108
1431
45881
SH
DFND
45881
0
0
INTERACTIVE BROKERS GROUP IN
COM CL A
45841N107
4724
75770
SH
DFND
75770
0
0
INTELLICHECK INC
COM NEW
45817G201
3645
445000
SH
DFND
445000
0
0
IHEARTMEDIA INC
Com CL A
45174J509
6255
250000
SH
DFND
250000
0
0
IMMERSION CORP
COM
452521107
2052
300000
SH
DFND
300000
0
0
FIRST INTERNET BANCORP
COM
320557101
11345
363871
SH
DFND
343121
0
20750
INDEPENDENT BANK CORP MASS
COM
453836108
8587
112764
SH
DFND
112764
0
0
JOHNSON & JOHNSON
COM
478160104
3712
22986
SH
DFND
22986
0
0
KEMPER CORP
COM
488401100
10925
163575
SH
DFND
159225
0
4350
KENNAMETAL INC
COM
489170100
10473
305953
SH
DFND
305953
0
0
KNOWLES CORP
COM
49926D109
10845
578723
SH
DFND
578723
0
0
LAMAR ADVERTISING CO NEW
CL A
512816109
13373
117874
SH
DFND
117874
0
0
LINCOLN ELEC HLDGS INC
COM
533900106
558
4330
SH
DFND
4330
0
0
LINDE PLC
SHS
G5494J103
2861
9752
SH
DFND
9752
0
0
LINCOLN EDL SVCS CORP
COM
533535100
15078
2253850
SH
DFND
2150050
0
103800
LIMBACH HLDGS INC
Com
53263P105
2648
400000
SH
DFND
400000
0
0
LANDEC CORP
COM
514766104
11339
1229815
SH
DFND
1169425
0
60390
GRAND CANYON ED INC
COM
38526M106
5230
59462
SH
DFND
59462
0
0
MANPOWERGROUP INC WIS
COM
56418H100
815
7530
SH
DFND
7530
0
0
MASTERCRAFT BOAT HLDGS INC
COM
57637H103
6984
278450
SH
DFND
267850
0
10600
MARCHEX INC
CL B
56624R108
3041
1018707
SH
DFND
1018707
0
0
M D C HLDGS INC
COM
552676108
934
20000
SH
DFND
20000
0
0
MEDTRONIC PLC
SHS
G5960L103
1628
12991
SH
DFND
12991
0
0
MDU RES GROUP INC
COM
552690109
8865
298800
SH
DFND
282800
0
16000
MAYVILLE ENGR CO INC
COM
578605107
1034
55000
SH
DFND
55000
0
0
METHODE ELECTRS INC
COM
591520200
14217
338097
SH
DFND
338097
0
0
MOHAWK INDS INC
COM
608190104
3600
20292
SH
DFND
20292
0
0
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
3730
200000
SH
DFND
200000
0
0
MOTORCAR PTS AMER INC
COM
620071100
3834
196598
SH
DFND
196598
0
0
MARTEN TRANS LTD
COM
573075108
2354
150000
SH
DFND
150000
0
0
MGIC INVT CORP WIS
COM
552848103
10472
700000
SH
DFND
700000
0
0
MATERION CORP
COM
576690101
10903
158836
SH
DFND
158836
0
0
MATRIX SVC CO
COM
576853105
4184
400000
SH
DFND
400000
0
0
MINERALS TECHNOLOGIES INC
COM
603158106
792
11343
SH
DFND
11343
0
0
NATIONAL FUEL GAS CO
COM
636180101
6623
126100
SH
DFND
117200
0
8900
NOV INC
COM
62955J103
14608
1114286
SH
DFND
1094286
0
20000
NVENT ELECTRIC PLC
SHS
G6700G107
9921
306876
SH
DFND
300476
0
6400
NORTHWESTERN CORP
COM NEW
668074305
8513
148671
SH
DFND
148671
0
0
NORTHWEST PIPE CO
COM
667746101
10903
460025
SH
DFND
439775
0
20250
NEXSTAR MEDIA GROUP INC
CL A
65336K103
2949
19404
SH
DFND
19404
0
0
ORION ENERGY SYS INC
COM
686275108
5108
1313050
SH
DFND
1206050
0
107000
ORTHOFIX MED INC
COM
68752M108
8882
233000
SH
DFND
221850
0
11150
OLD NATL BANCORP IND
COM
680033107
6950
410057
SH
DFND
410057
0
0
OSISKO GOLD ROYALTIES LTD
COM
68827L101
6778
603600
SH
DFND
603600
0
0
ORACLE CORP
COM
68389X105
2563
29417
SH
DFND
29417
0
0
OLD REP INTL CORP
COM
680223104
16791
725951
SH
DFND
725951
0
0
PHILBRO ANIMAL HEALTH CORP
CL A COM
71742Q106
16442
763311
SH
DFND
763311
0
0
POTBELLY CORP
COM
73754Y100
2373
350000
SH
DFND
350000
0
0
POTLATCHDELTIC CORPORATION
COM
737630103
14152
274483
SH
DFND
274483
0
0
PURE CYCLE CORP
COM NEW
746228303
6655
500000
SH
DFND
500000
0
0
PATTERSON COS INC
COM
703395103
12243
406200
SH
DFND
387250
0
18950
PERMA-FIX ENVIRONMENTAL SVCS
COM NEW
714157203
7929
1192310
SH
DFND
1096310
0
96000
PARK AEROSPACE CORP
COM
70014A104
9739
711901
SH
DFND
711901
0
0
PHOTRONICS INC
COM
719405102
11666
855900
SH
DFND
818900
0
37000
DOUGLAS DYNAMICS INC
COM
25960R105
4650
128104
SH
DFND
128104
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
15404
327823
SH
DFND
327823
0
0
POST HLDGS INC
COM
737446104
2948
26765
SH
DFND
26765
0
0
POWELL INDS INC
COM
739128106
8054
327811
SH
DFND
327811
0
0
PPG INDS INC
COM
693506107
9012
63018
SH
DFND
63018
0
0
PROASSURANCE CORP
COM
74267C106
6829
287189
SH
DFND
287189
0
0
PERRIGO CO PLC
SHS
G97822103
38462
812635
SH
DFND
803635
0
9000
PRIMO WATER CORPORATION
COM
74167P108
7001
445353
SH
DFND
445353
0
0
PUBLIC STORAGE
COM
74460D109
4572
15388
SH
DFND
15388
0
0
PS BUSINESS PKS INC CALIF
COM
69360J107
16885
107727
SH
DFND
107727
0
0
PRETIUM RES INC
COM
74139C102
11356
1178050
SH
DFND
1120050
0
58000
PIONEER NAT RES CO
COM
723787107
12588
75598
SH
DFND
75598
0
0
QUANTUM CORP
COM NEW
747906501
4144
800000
SH
DFND
800000
0
0
RADIAN GROUP INC
COM
750236101
18265
803900
SH
DFND
785375
0
18525
REINSURANCE GRP OF AMERICA I
COM NEW
759351604
10196
91642
SH
DFND
91642
0
0
RESOURCES CONNECTION INC
COM
76122Q105
8404
532562
SH
DFND
532562
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
3940
47073
SH
DFND
47073
0
0
RAYMOND JAMES FINL INC
COM
754730109
1613
17479
SH
DFND
17479
0
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
1863
13082
SH
DFND
13082
0
0
SANDERSON FARMS INC
COM
800013104
4000
21256
SH
DFND
21256
0
0
SONIC AUTOMOTIVE INC
CL A
83545G102
12110
230497
SH
DFND
230497
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
11609
343374
SH
DFND
343374
0
0
SCHNITZER STEEL INDS INC
CL A
806882106
8987
204781
SH
DFND
204781
0
0
SUNSTONE HOTEL INVS INC NEW
COM
867892101
14748
1235204
SH
DFND
1192504
0
42700
SHYFT GROUP INC
COM
825698103
11403
300000
SH
DFND
300000
0
0
SNAP ON INC
COM
833034101
3901
18668
SH
DFND
18668
0
0
SPECTRUM BRANDS HLDGS INC NE
COM
84790A105
19103
199679
SH
DFND
199679
0
0
STERICYCLE INC
COM
858912108
9693
142607
SH
DFND
142607
0
0
STATE AUTO FINL CORP
COM
855707105
15285
300000
SH
DFND
300000
0
0
STERLING CONSTR INC
COM
859241101
5101
225000
SH
DFND
225000
0
0
SUNCOR ENERGY INC NEW
COM
867224107
2307
111248
SH
DFND
111248
0
0
SIERRA WIRELESS INC
COM
826516106
7505
484200
SH
DFND
455650
0
28550
SKYWORKS SOLUTIONS INC
COM
83088M102
11939
72442
SH
DFND
72442
0
0
SCHWEITZER-MAUDUIT INTL INC
COM
808541106
7992
230595
SH
DFND
230595
0
0
SOUTHWEST GAS HLDGS INC
COM
844895102
3344
50000
SH
DFND
50000
0
0
SENSIENT TECHNOLOGIES CORP
COM
81725T100
4671
51286
SH
DFND
51286
0
0
STOCK YDS BANCORP INC
COM
861025104
1206
20556
SH
DFND
20556
0
0
BANCORP INC DEL
COM
05969A105
7635
300000
SH
DFND
300000
0
0
TRICO BANCSHARES
COM
896095106
8680
200000
SH
DFND
200000
0
0
TERADATA CORP DEL
COM
88076W103
8841
154156
SH
DFND
154156
0
0
TENNECO INC
CL A VTG COM STK
880349105
4281
300000
SH
DFND
300000
0
0
TECNOGLASS INC
SHS
G87264100
8692
400000
SH
DFND
400000
0
0
HANOVER INS GROUP INC
COM
410867105
9963
76865
SH
DFND
76865
0
0
THOR INDS INC
COM
885160101
14301
116496
SH
DFND
113271
0
3225
TREEHOUSE FOODS INC
COM
89469A104
8175
204996
SH
DFND
204996
0
0
TOOTSIE ROLL INDS INC
COM
890516107
6079
199758
SH
DFND
199758
0
0
TRIMAS CORP
COM NEW
896215209
8616
266266
SH
DFND
266266
0
0
TRISTATE CAP HLDGS INC
COM
89678F100
8460
400000
SH
DFND
400000
0
0
TWIN DISC INC
COM
901476101
4151
389439
SH
DFND
389439
0
0
UNIFI INC
COM NEW
904677200
3290
150000
SH
DFND
150000
0
0
AMERCO
COM
023586100
10317
15970
SH
DFND
15970
0
0
UNILEVER PLC
SPON ADR NEW
904767704
3260
60119
SH
DFND
60119
0
0
USANA HEALTH SCIENCES INC
COM
90328M107
5532
60000
SH
DFND
60000
0
0
VONAGE HLDGS CORP
COM
92886T201
17636
1094050
SH
DFND
1062050
0
32000
VISTRA CORP
COM
92840M102
17392
1017050
SH
DFND
980850
0
36200
WELLS FARGO CO NEW
COM
949746101
1350
29086
SH
DFND
29086
0
0
WORTHINGTON INDS INC
COM
981811102
4051
76864
SH
DFND
76864
0
0
WIDEOPENWEST INC
COM
96758W101
4477
227850
SH
DFND
217150
0
10700
WESTPORT FUEL SYSTEMS INC
COM NEW
960908309
2303
700000
SH
DFND
700000
0
0
DENTSPLY SIRONA INC
COM
24906P109
6006
103461
SH
DFND
103461
0
0
ZOVIO INC
COM
98979V102
6003
2511512
SH
DFND
2306890
0
204622