0000892712-21-000275.txt : 20210811
0000892712-21-000275.hdr.sgml : 20210811
20210811102040
ACCESSION NUMBER: 0000892712-21-000275
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210811
DATE AS OF CHANGE: 20210811
EFFECTIVENESS DATE: 20210811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND ADVISORS INC
CENTRAL INDEX KEY: 0000937394
IRS NUMBER: 391078128
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04131
FILM NUMBER: 211162348
BUSINESS ADDRESS:
STREET 1: 790 N WATER STREET
STREET 2: SUITE 1200
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-347-7777
MAIL ADDRESS:
STREET 1: 790 N WATER STREET
STREET 2: SUITE 1200
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000937394
XXXXXXXX
06-30-2021
06-30-2021
HEARTLAND ADVISORS INC
790 N WATER STREET
SUITE 1200
MILWAUKEE
WI
53202
13F COMBINATION REPORT
028-04131
0001390777
028-12592
Bank of New York Mellon Corp
Y
Heartland Advisors, Inc. is a wholly-owned subsidiary of Heartland Holdings, Inc. and is therefore deemed to have shared-defined investment discretion for purposes of the reporting requirements under Section 13(f) of the Securities Exchange Act of 1934, as amended.
Vinita K. Paul
Vice President, General Counsel & Secretary
414-347-7777
/s/ Vinita K. Paul
Milwaukee
WI
08-11-2021
0
217
1725852
false
INFORMATION TABLE
2
hai06302021.xml
THE AARONS COMPANY INC
COM
00258W108
9597
300000
SH
DFND
300000
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
14349
69945
SH
DFND
69945
0
0
AMERISOURCBERGEN CORP
COM
03073E105
2283
19942
SH
DFND
19942
0
0
ADVANCED ENERGY INDS
COM
007973100
5636
50000
SH
DFND
50000
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
3232
27722
SH
DFND
27722
0
0
ANGIODYNAMICS INC
COM
03475V101
8070
297452
SH
DFND
297452
0
0
SMITH A O CORP
COM
831865209
4763
66100
SH
DFND
66100
0
0
ARTISAN PARTNERS ASSET MGMT
CL A
04316A108
6505
127997
SH
DFND
127997
0
0
ACCURAY INC
COM
004397105
15361
3398500
SH
DFND
3238000
0
160500
ASSOCIATED BANC CORP
COM
045487105
17788
868575
SH
DFND
849475
0
19100
ASTEC INDS INC
COM
046224101
9664
153547
SH
DFND
153547
0
0
ATN INTL INC
COM
00215F107
12809
281573
SH
DFND
281573
0
0
AMERICAN VANGUARD CORP
COM
030371108
12035
687349
SH
DFND
687349
0
0
AVANOS MED INC
COM
05350V106
8755
240724
SH
DFND
240724
0
0
BED BATH & BEYOND INC
COM
075896100
15292
459350
SH
DFND
439600
0
19750
BARRETT BUSINESS SVCS INC
COM
068463108
10892
150000
SH
DFND
150000
0
0
POPULAR INC
COM NEW
733174700
1365
18190
SH
DFND
18190
0
0
BRADY CORP
CL A
104674106
12639
225536
SH
DFND
225536
0
0
BERKSHIRE HATHAWY INC DEL
CL B NEW
084670702
4088
14711
SH
DFND
14711
0
0
BERRY CORP
COM
08579X101
13532
2013675
SH
DFND
1894475
0
119200
CONAGRA BRANDS INC
COM
205887102
2897
79632
SH
DFND
79632
0
0
CALERES INC
COM
129500104
5458
200000
SH
DFND
200000
0
0
CAL MAINE FOODS INC
COM NEW
128030202
11803
325957
SH
DFND
325957
0
0
CASS INFORMATION SYS INC
COM
14808P109
2906
71308
SH
DFND
71308
0
0
CBOE GLOBAL MKTS INC
COM
12503M108
8450
70976
SH
DFND
70976
0
0
CAPITAL CITY BK GROUP INC
COM
139674105
14424
559275
SH
DFND
539225
0
20050
COGENT COMMUNICATIONS HLDGS
COM NEW
19239V302
10219
132904
SH
DFND
132904
0
0
CROSS CTRY HEALTHCARE INC
COM
227483104
15904
963324
SH
DFND
963324
0
0
CENTURY CMNTYS INC
COM
156504300
26167
393250
SH
DFND
384150
0
9100
CECO ENVIRONMENTAL CORP
COM
125141101
4296
600000
SH
DFND
600000
0
0
CENTERRA GOLD INC
COM
152006102
14621
1916250
SH
DFND
1841250
0
75000
CHAMPIONX CORPORATION
COM
15872M104
20364
793918
SH
DFND
793918
0
0
CLOUDERA INC
COM
18914U100
8723
550000
SH
DFND
550000
0
0
COMCAST CORP NEW
CL A
20030N101
3082
54049
SH
DFND
54049
0
0
CORE MOLDING TECHNOLOGIES IN
COM
218683100
4026
260934
SH
DFND
260934
0
0
CANADIAN NATL RY CO
COM
136375102
2330
22085
SH
DFND
22085
0
0
CYRUSONE INC
COM
23283R100
11879
166100
SH
DFND
160700
0
5400
COWEN INC
CL A New
223622606
22263
542350
SH
DFND
527850
0
14500
CARTERS INC
COM
146229109
6190
60000
SH
DFND
60000
0
0
CISCO SYS INC
COM
17275R102
2872
54184
SH
DFND
54184
0
0
CARRIAGE SVCS INC
COM
143905107
7024
190000
SH
DFND
190000
0
0
COMMUNITY TR BANCORP INC
COM
204149108
1756
43480
SH
DFND
43480
0
0
CARETRUST REIT INC
COM
14174T107
6969
300000
SH
DFND
300000
0
0
COVENANT LOGISTICS GROUP INC
CL A
22284P105
6721
325000
SH
DFND
325000
0
0
CPI AEROSTRUCTURES INC
COM NEW
125919308
355
100000
SH
DFND
100000
0
0
DALLASNEWS CORPORATION
COM SER A
235050101
1621
217896
SH
DFND
217896
0
0
DIEBOLD NIXDORF INC
COM STK
253651103
4494
350000
SH
DFND
350000
0
0
DENBURY INC
COM
24790A101
7678
100000
SH
DFND
100000
0
0
DIGI INTL INC
COM
253798102
3017
150000
SH
DFND
150000
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
17827
135083
SH
DFND
135083
0
0
WISDOMTREE TR
INTL SMCAP DIV
97717W760
3011
40314
SH
DFND
40314
0
0
DOLLAR TREE INC
COM
256746108
3797
38165
SH
DFND
38165
0
0
DRIL-QUIP INC
COM
262037104
10053
297176
SH
DFND
297176
0
0
DSP GROUPS INC
COM
23332B106
7433
502229
SH
DFND
502229
0
0
DXC TECHNOLOGY CO
COM
23355L106
7788
200000
SH
DFND
200000
0
0
DZS INC
COM
268211109
1917
92400
SH
DFND
92400
0
0
US ECOLOGY INC
COM
91734M103
5628
150000
SH
DFND
150000
0
0
ENCOMPASS HEALTH CORP
COM
29261A100
11246
144128
SH
DFND
144128
0
0
EASTMAN CHEM CO
COM
277432100
3655
31310
SH
DFND
31310
0
0
ENERSYS
COM
29275Y102
2443
25000
SH
DFND
25000
0
0
ENERPAC TOOL GROUP CORP
CL A COM
292765104
10769
404533
SH
DFND
404533
0
0
EQUITY COMWLTH
COM SH BEN INT
294628102
2681
102344
SH
DFND
102344
0
0
EMBRAER SA
SPONSORED ADS
29082A107
7570
500000
SH
DFND
500000
0
0
EVOFEM BIOSCIENCES INC
COM
30048L104
1243
1100000
SH
DFND
1100000
0
0
EVERTEC INC
COM
30040P103
7639
175000
SH
DFND
175000
0
0
EXELON CORP
COM
30161N101
9857
222463
SH
DFND
222463
0
0
EZCORP INC
CL A NON VTG
302301106
4221
700000
SH
DFND
700000
0
0
FIRSTCASH INC
COM
33767D105
27227
356184
SH
DFND
356184
0
0
FIRSTENERGY CORP
COM
337932107
6552
176081
SH
DFND
176081
0
0
FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
2092
50000
SH
DFND
50000
0
0
FLOWSERVE CORP
COM
34354P105
8346
207003
SH
DFND
207003
0
0
FORESTAR GROUP INC
COM
346232101
2091
100000
SH
DFND
100000
0
0
GENPACT LIMITED
SHS
G3922B107
9116
200670
SH
DFND
200670
0
0
GATX CORP
COM
361448103
3539
40000
SH
DFND
40000
0
0
GLACIER BANCORP INC NEW
COM
37637Q105
8465
153690
SH
DFND
153690
0
0
GEOSPACE TECHNOLOGIES CORP
COM
37364X109
4045
500000
SH
DFND
500000
0
0
GRIFFON CORP
COM
398433102
4727
184447
SH
DFND
184447
0
0
GREAT LAKES DREDGE & DOCK CO
COM
390607109
1461
100000
SH
DFND
100000
0
0
ACUSHNET HOLDINGS CORP
COM
005098108
7337
148513
SH
DFND
148513
0
0
ALPHABET INC
CAP STK CL A
02079K305
3502
1434
SH
DFND
1434
0
0
GORMAN RUPP CO
COM
383082104
11167
324252
SH
DFND
307552
0
16700
GRIFOLS S A
SP ADR REP B NVT
398438408
3339
192426
SH
DFND
192426
0
0
U S GLOBAL INVS INC
CL A
902952100
2899
468273
SH
DFND
468273
0
0
TRIPLE-S MGMT CORP
CL B
896749108
6681
300000
SH
DFND
300000
0
0
GRANITE CONSTR INC
COM
387328107
9145
220208
SH
DFND
220208
0
0
HAEMONETICS CORP MASS
COM
405024100
23260
349042
SH
DFND
341142
0
7900
HARVARD BIOSCIENCE INC
COM
416906105
6248
750000
SH
DFND
750000
0
0
HOLLY FRONTIER CORP
COM
436106108
2288
69529
SH
DFND
69529
0
0
HERITAGE FINL CORP WASH
COM
42722X106
8637
345200
SH
DFND
329200
0
16000
HARTFORD FINL SVCS GROUP INC
COM
416515104
7057
113873
SH
DFND
113873
0
0
HUNTINGTON INGALLS INDS INC
COM
446413106
3763
17857
SH
DFND
17857
0
0
HIGHWOODS PPTYS INC
COM
431284108
10610
234900
SH
DFND
223250
0
11650
HILTON WORLDWIDE HLDGS INC
COM
43300A203
4928
40852
SH
DFND
40852
0
0
HANGER INC
COM NEW
41043F208
8154
322531
SH
DFND
322531
0
0
HOOKER FURNITURE CORP
COM
439038100
3464
100000
SH
DFND
100000
0
0
HARLEY DAVIDSON INC
COM
412822108
9631
210188
SH
DFND
210188
0
0
HUDSON GLOBAL INC
COM NEW
443787205
6288
356235
SH
DFND
341795
0
14440
HEALTHSTREAM INC
COM
42222N103
4033
144339
SH
DFND
144339
0
0
HEARTLAND EXPRESS INC
COM
422347104
5705
333058
SH
DFND
333058
0
0
HOWMET AEROSPACE INC
COM
443201108
1572
45600
SH
DFND
45600
0
0
HYSTER YALE MATLS HANDLING
CL A
449172105
5968
81781
SH
DFND
81781
0
0
INTELLICHECK INC
COM NEW
45817G201
3725
445000
SH
DFND
445000
0
0
IHEARTMEDIA INC
COM CL A
45174J509
4040
150000
SH
DFND
150000
0
0
IMMERSION CORP
COM
452521107
2631
300000
SH
DFND
300000
0
0
FIRST INTERNET BANCORP
COM
320557101
11273
363871
SH
DFND
343121
0
20750
INDEPENDENT BANK CORP MASS
COM
453836108
8514
112764
SH
DFND
112764
0
0
JOHNSON & JOHNSON
COM
478160104
4085
24795
SH
DFND
24795
0
0
KENNAMETAL INC
COM
489170100
22051
613888
SH
DFND
613888
0
0
KNOWLES CORP
COM
49926D109
10514
532615
SH
DFND
532615
0
0
LAMAR ADVERTISING CO NEW
CL A
512816109
12308
117874
SH
DFND
117874
0
0
LINCOLN ELEC HLDGS INC
COM
533900106
7727
58669
SH
DFND
58669
0
0
LINDE PLC
SHS
G5494J103
2835
9808
SH
DFND
9808
0
0
LINCOLN EDL SVCS CORP
COM
533535100
18000
2313650
SH
DFND
2207650
0
106000
LIMBACH HLDGS INC
COM
53263P105
2778
300000
SH
DFND
300000
0
0
LANDEC CORP
COM
514766104
13852
1231315
SH
DFND
1170925
0
60390
GRAND CANYON ED INC
COM
38526M106
5362
59593
SH
DFND
59593
0
0
SPARK NETWORKS SE
SPONSORED ADR
846517100
1832
353592
SH
DFND
353592
0
0
MANPOWERGROUP INC WIS
COM
56418H100
5289
44477
SH
DFND
44477
0
0
MASTERCRAFT BOAT HLDGS INC
COM
57637H103
6573
250000
SH
DFND
250000
0
0
MARCHEX INC
CL B
56624R108
3117
1018707
SH
DFND
1018707
0
0
M D C HLDGS INC
COM
552676108
2024
40000
SH
DFND
40000
0
0
MEDTRONIC PLC
SHS
G5960L103
1619
13040
SH
DFND
13040
0
0
MDU RES GROUP INC
COM
552690109
14334
457356
SH
DFND
441356
0
16000
MAYVILLE ENGR CO INC
COM
578605107
2995
148952
SH
DFND
148952
0
0
Methode Electrs Inc
COM
591520200
16383
332913
SH
DFND
332913
0
0
MOHAWK INDS INC
COM
608190104
3904
20313
SH
DFND
20313
0
0
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
14030
749450
SH
DFND
716950
0
32500
MOTORCAR PTS AMER INC
COM
620071100
4412
196598
SH
DFND
196598
0
0
MARTEN TRANS LTD
COM
573075108
2474
150000
SH
DFND
150000
0
0
MGIC INVT CORP WIS
COM
552848103
15296
1124700
SH
DFND
1082700
0
42000
MATERION CORP
COM
576690101
10700
142001
SH
DFND
142001
0
0
MATRIX SVC CO
COM
576853105
3150
300000
SH
DFND
300000
0
0
MINERALS TECHNOLOGIES INC
COM
603158106
896
11385
SH
DFND
11385
0
0
MYERS INDS INC
COM
628464109
3547
168924
SH
DFND
168924
0
0
NATIONAL FUEL GAS CO
COM
636180101
6584
126000
SH
DFND
117100
0
8900
NOV INC
COM
62955J103
18465
1205258
SH
DFND
1205258
0
0
NVENT ELECTRIC PLC
SHS
G6700G107
11369
363934
SH
DFND
355334
0
8600
NORTHWESTERN CORP
COM NEW
668074305
6701
111269
SH
DFND
111269
0
0
NORTHWEST PIPE CO
COM
667746101
12531
443575
SH
DFND
423575
0
20000
NEXSTAR MEDIA GROUP INC
CL A
65336K103
2872
19422
SH
DFND
19422
0
0
ORION ENERGY SYSTEMS INC
COM
686275108
7479
1305150
SH
DFND
1198650
0
106500
ORTHOFIX MED INC
COM
68752M108
5014
125000
SH
DFND
125000
0
0
OLD NATL BANCORP IND
COM
680033107
7221
410057
SH
DFND
410057
0
0
OSISKO GOLD ROYALTIES LTD
COM
68827L101
8269
603600
SH
DFND
603600
0
0
ORACLE CORP
COM
68389X105
2307
29638
SH
DFND
29638
0
0
OLD REP INTL CORP
COM
680223104
19903
799008
SH
DFND
799008
0
0
PHILBRO ANIMAL HEALTH CORP
CL A COM
71742Q106
19528
676173
SH
DFND
676173
0
0
POTBELLY CORP
COM
73754Y100
2765
350000
SH
DFND
350000
0
0
POTLATCHDELTIC CORPORATION
COM
737630103
11600
218243
SH
DFND
218243
0
0
PURE CYCLE CORP
COM NEW
746228303
6910
500000
SH
DFND
500000
0
0
PATTERSON COS INC
COM
703395103
12180
400800
SH
DFND
383750
0
17050
PERMA-FIX ENVIRONMENTAL SVCS
COM NEW
714157203
9176
1283290
SH
DFND
1177290
0
106000
PARK AEROSPACE CORP
COM
70014A104
10375
696311
SH
DFND
696311
0
0
PHOTRONICS INC
COM
719405102
11918
902200
SH
DFND
850750
0
51450
PORTLAND GEN ELECTRIC CO
COM NEW
736508847
10157
220427
SH
DFND
220427
0
0
POST HLDGS INC
COM
737446104
2906
26793
SH
DFND
26793
0
0
POWELL INDS INC
COM
739128106
9191
296972
SH
DFND
296972
0
0
PPG INDS INC
COM
693506107
10199
60078
SH
DFND
60078
0
0
PROASSURANCE CORP
COM
74267C106
3493
153542
SH
DFND
153542
0
0
PERRIGO CO PLC
SHS
G97822103
18547
404509
SH
DFND
404509
0
0
PRIMO WATER CORPORATION
COM
74167P108
7196
430153
SH
DFND
430153
0
0
PUBLIC STORAGE
COM
74460D109
11882
39516
SH
DFND
39516
0
0
PS BUSINESS PKS INC CALIF
COM
69360J107
13122
88612
SH
DFND
88612
0
0
PRETIUM RES INC
COM
74139C102
11162
1167550
SH
DFND
1113550
0
54000
PIONEER NAT RES CO
COM
723787107
4717
29025
SH
DFND
29025
0
0
QUANTUM CORP
COM NEW
747906501
5168
750000
SH
DFND
750000
0
0
RADIAN GROUP INC
COM
750236101
17887
803900
SH
DFND
785375
0
18525
REINSURANCE GRP AMERICA I
COM NEW
759351604
9846
86366
SH
DFND
86366
0
0
RESOURCES CONNECTION INC
COM
76122Q105
4782
333022
SH
DFND
333022
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
7447
94310
SH
DFND
94310
0
0
B. RILEY FINANCIAL INC
COM
05580M108
3865
51198
SH
DFND
51198
0
0
RAYMOND JAMES FINL INC
COM
754730109
2781
21408
SH
DFND
21408
0
0
RALPH LAUREN CORP
CL A
751212101
9052
76836
SH
DFND
76836
0
0
SANDERSON FARMS INC
COM
800013104
5447
28978
SH
DFND
28978
0
0
SONIC AUTOMOTIVE INC
CL A
83545G102
11463
256224
SH
DFND
256224
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
11367
332843
SH
DFND
332843
0
0
SCHNITZER STEEL INDS INC
CL A
806882106
10547
215029
SH
DFND
215029
0
0
SCIPLAY CORPORATION
CL A
809087109
3390
200000
SH
DFND
200000
0
0
SUNSTONE HOTEL INVS INC NEW
COM
867892101
16461
1325357
SH
DFND
1300957
0
24400
SHYFT GROUP INC
COM
825698103
11223
300000
SH
DFND
300000
0
0
SNAP ON INC
COM
833034101
4178
18701
SH
DFND
18701
0
0
SPECTRUM BRANDS HLDGS INC NE
COM
84790A105
16988
199769
SH
DFND
199769
0
0
STERICYCLE INC
COM
858912108
10218
142815
SH
DFND
142815
0
0
STATE AUTO FINL CORP
COM
855707105
6260
365650
SH
DFND
344150
0
21500
STERLING CONSTR INC
COM
859241101
5429
225000
SH
DFND
225000
0
0
SUNCOR ENERGY INC NEW
COM
867224107
2676
111658
SH
DFND
111658
0
0
SIERRA WIRELESS INC
COM
826516106
9074
477850
SH
DFND
451100
0
26750
SKYWORKS SOLUTIONS INC
COM
83088M102
13508
70446
SH
DFND
70446
0
0
SCHWEITZER-MAUDUIT INTL INC
COM
808541106
7234
179155
SH
DFND
179155
0
0
SOUTHWEST GAS HLDGS INC
COM
844895102
3310
50000
SH
DFND
50000
0
0
SENSIENT TECHNOLOGIES CORP
COM
81725T100
5318
61439
SH
DFND
61439
0
0
STOCK YDS BANCORP INC
COM
861025104
2060
40485
SH
DFND
40485
0
0
BANCORP INC DEL
COM
05969A105
6903
300000
SH
DFND
300000
0
0
TRICO BANCSHARES
COM
896095106
8516
200000
SH
DFND
200000
0
0
TERADATA CORP DEL
COM
88076W103
6808
136238
SH
DFND
136238
0
0
TENNECO INC
CL A VTG COM STK
880349105
1932
100000
SH
DFND
100000
0
0
TECNOGLASS INC
SHS
G87264100
8560
400000
SH
DFND
400000
0
0
HANOVER INS GROUP INC
COM
410867105
10426
76865
SH
DFND
76865
0
0
THOR INDS INC
COM
885160101
17227
152455
SH
DFND
149230
0
3225
TREEHOUSE FOODS INC
COM
89469A104
8661
194534
SH
DFND
194534
0
0
TOOTSIE ROLL INDS INC
COM
890516107
6774
199758
SH
DFND
199758
0
0
TRIMAS CORP
COM NEW
896215209
7921
261150
SH
DFND
261150
0
0
TRISTATE CAP HLDGS INC
COM
89678F100
8156
400000
SH
DFND
400000
0
0
TWIN DISC INC
COM
901476101
5542
389439
SH
DFND
389439
0
0
UNIFI INC
COM NEW
904677200
3654
150000
SH
DFND
150000
0
0
AMERCO
COM
023586100
12896
21880
SH
DFND
21880
0
0
UNILEVER PLC
SPON ADR NEW
904767704
3530
60342
SH
DFND
60342
0
0
USANA HEALTH SCIENCES INC
COM
90328M107
6146
60000
SH
DFND
60000
0
0
VONAGE HLDGS CORP
COM
92886T201
15943
1106350
SH
DFND
1070250
0
36100
VISTRA CORP
COM
92840M102
21178
1141650
SH
DFND
1097750
0
43900
VIAD CORP
COM
92552R406
4985
100000
SH
DFND
100000
0
0
WELLS FARGO CO NEW
COM
949746101
1306
28843
SH
DFND
28843
0
0
WORTHINGTON INDS INC
COM
981811102
5323
87003
SH
DFND
87003
0
0
WESTPORT FUEL SYSTEMS INC
COM NEW
960908309
3477
654821
SH
DFND
654821
0
0
WESTROCK CO
COM
96145D105
2661
50000
SH
DFND
50000
0
0
DENTSPLY SIRONA INC
COM
24906P109
6726
106320
SH
DFND
106320
0
0
ZOVIO INC
COM
98979V102
6334
2445590
SH
DFND
2264590
0
181000