0000892712-17-000726.txt : 20171025
0000892712-17-000726.hdr.sgml : 20171025
20171025152648
ACCESSION NUMBER: 0000892712-17-000726
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171025
DATE AS OF CHANGE: 20171025
EFFECTIVENESS DATE: 20171025
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND ADVISORS INC
CENTRAL INDEX KEY: 0000937394
IRS NUMBER: 391078128
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04131
FILM NUMBER: 171153006
BUSINESS ADDRESS:
STREET 1: 789 N WATER STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-347-7777
MAIL ADDRESS:
STREET 1: 789 N WATER STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000937394
XXXXXXXX
09-30-2017
09-30-2017
HEARTLAND ADVISORS INC
789 N WATER STREET
MILWAUKEE
WI
53202
13F HOLDINGS REPORT
028-04131
N
Vinita K. Paul
Vice President, General Counsel, and Secretary
414-347-7777
/s/ Vinita K. Paul
Milwaukee
WI
10-25-2017
0
194
1546721
false
INFORMATION TABLE
2
aci_13f.xml
INFORMATION TABLE
IMGOLD CORP
COM
450913108
22222
3634511
PRN
OTR
0
3546918
87593
AMERCO
COM
023586100
4106
10953
SH
SOLE
0
10844
109
BAKER HUGHES A GE CO
COM CL A
05722G100
8089
220895
SH
SOLE
0
218559
2336
BERKSHIRE HATHAWAY INC DEL
COM CL B
084670702
18144
98976
SH
SOLE
0
97853
1123
BORGWARNER INC
COM
099724106
4957
96764
SH
SOLE
0
95702
1062
BRUNSWICK CORP
COM
117043109
392
7008
SH
SOLE
0
7008
0
CECO ENVIRONMENTAL CORP
COM
125141101
846
100000
SH
SOLE
0
100000
0
CLEVELAND CLIFFS INC
COM
185899101
160
22330
SH
SOLE
0
22330
0
DIGI INTL INC
COM
253798102
742
70000
SH
SOLE
0
70000
0
DRIL-QUIP INC
COM
262037104
4415
100000
SH
SOLE
0
100000
0
ENERGY RECOVERY INC
COM
29270J100
6715
850000
SH
SOLE
0
850000
0
FARMER BROS CO
COM
307675108
7467
227304
SH
SOLE
0
227304
0
FEDERATED NATL HLDG CO
COM
31422T101
4498
288140
SH
SOLE
0
288140
0
GANNETT CO INC
COM
36473H104
4500
500000
SH
SOLE
0
500000
0
HEALTHSOUTH CORP
COM
421924309
223
4806
SH
SOLE
0
4806
0
INFRAREIT INC
COM
45685L100
2161
96600
SH
SOLE
0
87700
8900
SMUCKER J M CO
COM
832696405
4555
43407
SH
SOLE
0
42826
581
JONES LANG LASALLE INC
COM
48020Q107
400
3237
SH
SOLE
0
3237
0
LANNET INC
COM
516012101
9225
500000
SH
SOLE
0
500000
0
LGI HOMES INC
COM
50187T106
20402
420050
SH
SOLE
0
411750
8300
MARCHEX INC
COM CL B
56624R108
1545
500000
SH
SOLE
0
500000
0
MSC INDL DIRECT INC
COM CL A
553530106
244
3229
SH
SOLE
0
3229
0
OCLARO INC
COM
67555N206
1295
150000
SH
SOLE
0
150000
0
OPKO HEALTH INC
COM
68375N103
2058
300000
SH
SOLE
0
300000
0
PATTERSON COMPANIES INC
COM
703395103
9511
246086
SH
SOLE
0
246086
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
283
3719
SH
SOLE
0
3719
0
ROBERT HALF INTL INC
COM
770323103
8434
167544
SH
SOLE
0
165664
1880
RSP PERMIAN INC
COM
74978Q105
6918
200000
SH
SOLE
0
200000
0
SONOFI
SPONSORED ADR
80105N105
7706
154773
SH
SOLE
0
152881
1892
SPARK ENERGY INC
COM CL A
846511103
3662
244100
SH
SOLE
0
225700
18400
STERICYCLE INC
COM
858912108
225
3142
SH
SOLE
0
3142
0
TECHNIPFMC PLC
COM
G87110105
256
9175
SH
SOLE
0
9175
0
UNITED BANKSHARES INC WEST V
COM
909907107
12118
326185
SH
SOLE
0
320285
5900
URSTADT BIDDLE PPTYS INC
COM CL A
917286205
3255
150000
SH
SOLE
0
150000
0
USA TECHNOLOGIES INC
COM
90328S500
5313
850000
SH
SOLE
0
850000
0
VALVOLINE INC
COM
92047W101
11723
499897
SH
SOLE
0
499897
0
VISTRA ENERGY CORP
COM
92840M102
15419
825000
SH
SOLE
0
825000
0
WORLD WRESTLING ENTMT INC
COM CL A
98156Q108
8021
340583
SH
SOLE
0
340583
0
A H BELO CORP
COM CL A
001282102
1150
250000
SH
SOLE
0
250000
0
AAR CORP
COM
000361105
12494
330710
SH
SOLE
0
330710
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ABBOTT LABS
COM
002824100
4739
88810
SH
SOLE
0
87827
983
ACACIA RESH CORP
ACACIA TCH COM
003881307
22069
4850375
SH
SOLE
0
4666845
183530
ACCURAY INC
COM
004397105
11647
2911640
SH
SOLE
0
2761395
150245
ADTRAN INC
COM
00738A106
3891
162119
SH
SOLE
0
160201
1917
AES CORP
COM
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13775
1250000
SH
SOLE
0
1250000
0
AMERICAN EAGLE OUTFITTERS NE
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02553E106
4550
318153
SH
SOLE
0
312392
5761
American Express Co
COM
025816109
9669
106889
SH
SOLE
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105201
1688
AMERICAN HOMES 4 RENT
CL A
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14536
669570
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SOLE
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AMERICAN VANGUARD CORP
COM
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18449
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SH
SOLE
0
805633
0
Amerisourcbergen Corp
COM
03073E105
471
5692
SH
SOLE
0
5692
0
ANALOGIC CORP
COM PAR $0.05
032657207
11732
140089
SH
SOLE
0
140089
0
Aspen Aerogels Inc
COM
04523Y105
4033
927066
SH
SOLE
0
927066
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ASSOCIATED BANC CORP
COM
045487105
7920
326605
SH
SOLE
0
326605
0
ATLAS AIR WORLDWIDE HLDGS IN
COM NEW
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4935
75000
SH
OTR
0
75000
0
AV HOMES INC
COM
00234P102
14202
828100
SH
SOLE
0
796300
31800
AVNET INC
COM
053807103
274
6969
SH
SOLE
0
6969
0
AVX CORP NEW
COM
002444107
214
11738
SH
SOLE
0
11738
0
BANK NEW YORK MELLON CORP
COM
064058100
8125
153240
SH
SOLE
0
150737
2502
BARRETT BUSINESS SERVICES IN
COM
068463108
25444
450105
SH
SOLE
0
439350
10755
BB&T CORP
COM
054937107
9660
205786
SH
SOLE
0
203270
2515
BEMIS INC
COM
081437105
212
4647
SH
SOLE
0
4647
0
BENCHMARK ELECTRS INC
COM
08160H101
10294
301426
SH
SOLE
0
301426
0
BOISE CASCADE CO DEL
COM
09739D100
4236
121382
SH
SOLE
0
120035
1347
BOSTON PRIVATE FINL HLDGS IN
COM
101119105
11460
692473
SH
SOLE
0
692473
0
BRAVO BRIO RESTAURANT GROUP
COM
10567B109
261
114669
SH
SOLE
0
114669
0
BUNGE LIMITED
COM
G16962105
4611
66382
SH
SOLE
0
65570
812
CA INC
COM
12673P105
12840
384648
SH
SOLE
0
380558
4089
CABOT OIL & GAS CORP
COM
127097103
13017
486626
SH
SOLE
0
486626
0
CALLAWAY GOLF CO
COM
131193104
10415
721730
SH
SOLE
0
721730
0
CAPITAL CITY BK GROUP INC
COM
139674105
13103
545726
SH
SOLE
0
527115
18610
CARETRUST REIT INC
COM
14174T107
19040
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SH
SOLE
0
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CELESTICA INC
SUB VTG SHS
15101Q108
4952
400000
SH
SOLE
0
400000
0
CENTERSTATE BANKS INC
COM
15201P109
10596
395365
SH
SOLE
0
395365
0
CENTURY BANCORP INC MASS
CL A NON VTG
156432106
4025
50250
SH
SOLE
0
50250
0
CISCO SYS INC
COM
17275R102
9352
278078
SH
SOLE
0
274729
3348
CNA FINL CORP
COM
126117100
420
8368
SH
SOLE
0
8368
0
CONMED CORP
COM
207410101
8710
165992
SH
SOLE
0
165992
0
CPI AEROSTRUCTURES INC
COM NEW
125919308
6078
650000
SH
SOLE
0
650000
0
CUI GLOBAL INC
COM NEW
126576206
7830
2122060
SH
SOLE
0
1933235
188825
CYBEROPTICS CORP
COM
232517102
4063
250000
SH
SOLE
0
250000
0
DIGIRAD CORP
COM
253827109
3045
882471
SH
SOLE
0
882471
0
DUN & BRADSTREET CORP DEL NE
COM
26483E100
306
2632
SH
SOLE
0
2632
0
DYNAMIC MATLS CORP
COM
23291C103
16951
1003002
SH
SOLE
0
1003002
0
EMERSON ELECTRIC CO
COM
291011104
10324
164290
SH
SOLE
0
162470
1820
ENCORE WIRE CORP
COM
292562105
12430
277608
SH
SOLE
0
277608
0
ENSIGN GROUP INC
COM
29358P101
6777
300000
SH
SOLE
0
300000
0
ENTEGRIS INC
COM
29362U104
8006
277495
SH
SOLE
0
277495
0
ENTERGY CORP NEW
COM
29364G103
11377
148986
SH
SOLE
0
147390
1596
Equity Commonwealth
COM SH BEN INT
294628102
12641
415815
SH
SOLE
0
411613
4202
Evertec Inc
COM
30040P103
10154
640600
SH
SOLE
0
602800
37800
EXELON CORP
COM
30161N101
14101
374339
SH
SOLE
0
370641
3697
EXPRESS SCRIPTS HLDG CO
COM
30219G108
9083
143443
SH
SOLE
0
141468
1975
EXXON MOBIL CORP
COM
30231G102
13411
163589
SH
SOLE
0
161505
2084
FABRINET
SHS
G3323L100
12074
325800
SH
SOLE
0
314500
11300
FIRST INTERNET BANCORP
COM
320557101
11328
350720
SH
SOLE
0
350720
0
FIRSTCASH INC
COM
33767D105
12388
196161
SH
SOLE
0
196161
0
FIRSTENERGY CORP
COM
337932107
3946
127999
SH
SOLE
0
126631
1368
FLAMEL TECHNOLOGIES SA ADR
SPONSORED ADR
05337M104
7350
700000
SH
SOLE
0
700000
0
FRANKLIN RES INC
COM
354613101
8091
181772
SH
SOLE
0
179746
2026
GAMESTOP CORP NEW
CL A
36467W109
7231
350000
SH
SOLE
0
350000
0
GREIF INC
CL A
397624107
13003
222122
SH
SOLE
0
222122
0
Haemonetics Corp
COM
405024100
7426
165494
SH
SOLE
0
165494
0
HANCOCK HLDG CO
COM
410120109
8089
166947
SH
SOLE
0
166947
0
HARLEY DAVIDSON INC
COM
412822108
337
6982
SH
SOLE
0
6982
0
HARSCO CORP
COM
415864107
4376
209370
SH
SOLE
0
209370
0
HARVARD BIOSCIENCE INC
COM
416906105
7500
2000000
SH
SOLE
0
2000000
0
HERITAGE FINL CORP WASH
COM
42722X106
11800
400000
SH
SOLE
0
400000
0
HESS CORP
COM
42809H107
10984
234251
SH
SOLE
0
231510
2740
HUDSON GLOBAL INC
COM
443787106
6104
4180677
SH
SOLE
0
3828276
352401
HUDSON TECHNOLOGIES INC
COM
444144109
6639
850000
SH
SOLE
0
850000
0
HYDROGENICS CORP NEW
COM
448883207
7743
950000
SH
SOLE
0
950000
0
IMMUCELL CORPORATION
COM PAR $0.10
452525306
1463
225000
SH
SOLE
0
225000
0
Intricon Corp
COM
46121H109
9348
772559
SH
SOLE
0
702676
69883
INVACARE CORP
COM
461203101
4764
302474
SH
SOLE
0
298369
4105
JERNIGAN CAP INC
COM
476405105
10757
523450
SH
SOLE
0
500850
22600
JUNIPER PHARMACEUTICALS INC
COM
48203L107
1820
400000
SH
SOLE
0
400000
0
KBR INC
COM
48242W106
9773
546603
SH
SOLE
0
546603
0
KENNAMETAL INC
COM
489170100
10527
260966
SH
SOLE
0
259836
1130
KENNEDY-WILSON HOLDINGS INC
COM
489398107
16923
912300
SH
SOLE
0
887400
24900
KID BRANDS INC
COM
497266106
7852
119067
SH
SOLE
0
117780
1287
KNOWLES CORP
COM
49926D109
9163
600086
SH
SOLE
0
600086
0
LAMAR ADVERTISING COMPANY NEW
CL A
512816109
2381
34750
SH
SOLE
0
34750
0
LANDEC CORP
COM
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11029
851650
SH
SOLE
0
809550
42100
LINCOLN EDL SVCS CORP
COM
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9215
3686100
SH
SOLE
0
3226789
459311
M D C HLDGS INC
COM
552676108
6120
184292
SH
SOLE
0
184292
0
MANTECH INTL CORP
CL A
564563104
9979
226030
SH
SOLE
0
226030
0
MARTEN TRANS LTD
COM
573075108
3425
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SH
SOLE
0
166666
0
MDU RES GROUP INC
COM
552690109
7161
275951
SH
SOLE
0
274803
1148
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
11788
250000
SH
SOLE
0
250000
0
Methode Electrs Inc
COM
591520200
4894
115565
SH
SOLE
0
115565
0
MGIC INVT CORP WIS
COM
552848103
28876
2304562
SH
SOLE
0
2235362
69200
NATIONAL OILWELL VARCO INC
COM
637071101
387
10818
SH
SOLE
0
10818
0
NEWPARK RES INC
COM PAR $.01NEW
651718504
8031
803076
SH
SOLE
0
791575
11501
NORTHWEST PIPE CO
COM
667746101
10739
564600
SH
SOLE
0
538700
25900
Now Inc
COM
67011P100
7095
513728
SH
SOLE
0
513728
0
OIL DRI CORP AMER
COM
677864100
4893
100000
SH
SOLE
0
100000
0
OIL STS INTL INC
COM
678026105
1239
48878
SH
SOLE
0
47085
1793
OLIN CORP
COM PAR $1
680665205
217
6335
SH
SOLE
0
6335
0
ORACLE CORP
COM
68389X105
9356
193497
SH
SOLE
0
191319
2178
OSHKOSH CORP
COM
688239201
6023
72976
SH
SOLE
0
72085
890
PACCAR INC
COM
693718108
403
5566
SH
SOLE
0
5566
0
PacWest Bancorp Del
COM
695263103
12365
244800
SH
SOLE
0
236500
8300
PARK ELECTROCHEMICAL CORP
COM
700416209
20079
1085359
SH
SOLE
0
1085359
0
PATTERSON UTI ENERGY INC
COM
703481101
11021
526311
SH
SOLE
0
526311
0
PEOPLES UTAH BANCORP
COM
712706209
4868
150000
SH
SOLE
0
150000
0
PERMA-FIX ENVIRONMENTAL SVCS
COM NEW
714157203
5356
1409440
SH
SOLE
0
1247833
161607
PFIZER INC
COM
717081103
10520
294685
SH
SOLE
0
291160
3524
PIONEER PWR SOLUTIONS INC
COM NEW
723836300
2692
350500
SH
SOLE
0
350500
0
PIXELWORKS INC
COM NEW
72581M305
6830
1450000
SH
SOLE
0
1450000
0
PNC FINL SVCS GROUP INC
COM
693475105
10235
75942
SH
SOLE
0
74959
983
POPULAR INC
COM NEW
733174700
316
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SH
SOLE
0
8805
0
PORTLAND GENERAL ELECTRIC COMPANY
COM NEW
736508847
8769
192136
SH
SOLE
0
192136
0
POTASH CORP SASK INC
COM
73755L107
5334
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SH
SOLE
0
273291
3950
POWELL INDS INC
COM
739128106
11378
379385
SH
SOLE
0
379385
0
PULTE GROUP INC
COM
745867101
3792
138766
SH
SOLE
0
136976
1789
QUEST DIAGNOSTICS INC
COM
74834L100
7631
81494
SH
SOLE
0
80308
1186
RADIAN GROUP INC
COM
750236101
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914100
SH
SOLE
0
888100
26000
RADISYS CORP
COM
750459109
3152
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SH
SOLE
0
2140950
160075
RCM TECHNOLOGIES INC
COM NEW
749360400
6292
1100000
SH
SOLE
0
1100000
0
REINSURANCE GROUP AMER INC
COM NEW
759351604
305
2186
SH
SOLE
0
2186
0
RING ENERGY INC
COM
76680V108
5138
354600
SH
SOLE
0
354600
0
RPC INC
COM
749660106
9088
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SH
SOLE
0
366617
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
10453
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SH
SOLE
0
167278
0
SAFEGUARD SCIENTIFICS INC
COM NEW
786449207
4487
336098
SH
SOLE
0
336098
0
SCHNITZER STL INDS
CL A
806882106
19487
692251
SH
SOLE
0
689989
2262
SEMTECH CORP
COM
816850101
9362
249317
SH
SOLE
0
249317
0
SHARPS COMPLIANCE CORP
COM
820017101
2359
493429
SH
SOLE
0
493429
0
SPARTAN MTRS INC
COM
846819100
7735
700000
SH
SOLE
0
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0
SPIRIT AIRLS INC
COM
848577102
3461
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SH
SOLE
0
101341
2263
STARTEK INC
COM
85569C107
12843
1093046
SH
SOLE
0
1093046
0
STONERIDGE INC
COM
86183P102
4953
250000
SH
SOLE
0
250000
0
SUNOPTA INC
COM
8676EP108
3480
400000
SH
SOLE
0
400000
0
SUNTRUST BKS INC
COM
867914103
458
7669
SH
SOLE
0
7669
0
SUPERCOM LTD NEW
SHS NEW
M87095119
4880
1394176
SH
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0
1323176
71000
SYNERGY RES CORP
COM
78470V108
16534
1709800
SH
SOLE
0
1625100
84700
TECHTARGET INC
COM
87874R100
4776
400000
SH
SOLE
0
400000
0
TEXTRON INC
COM
883203101
211
3917
SH
SOLE
0
3917
0
THE BANCORP INC
COM
05969A105
14008
1693800
SH
SOLE
0
1612200
81600
TIVO CORP
COM
88870P106
11910
600000
SH
SOLE
0
600000
0
TRANSCAT INC
COM
893529107
8130
600000
SH
SOLE
0
600000
0
TRICO BANCSHARES
COM
896095106
15376
377320
SH
SOLE
0
377320
0
TRIMAS CORP
COM NEW
896215209
11182
414159
SH
SOLE
0
414159
0
TRINITY BIOTECH PLC
SPON ADR NEW
896438306
7899
1408050
SH
SOLE
0
1288250
119800
TRIPLE-S MGMT CORP
CL B
896749108
10094
426253
SH
SOLE
0
420263
5990
TRISTATE CAP HLDGS INC
COM
89678F100
16030
700000
SH
SOLE
0
700000
0
TRIUMPH GROUP INC NEW
COM
896818101
10413
350000
SH
SOLE
0
350000
0
UMPQUA HLDGS CORP
COM
904214103
8477
434491
SH
SOLE
0
434491
0
UNIT CORP
COM
909218109
8932
434031
SH
SOLE
0
434031
0
WAL MART STORES INC
COM
931142103
12145
155427
SH
SOLE
0
153522
1905
WELLS FARGO & CO NEW
COM
949746101
15058
273029
SH
SOLE
0
270148
2881
WESTERN UN CO
COM
959802109
365
19033
SH
SOLE
0
19033
0
WILLBROS GROUP INC DEL
COM
969203108
13494
4190540
SH
SOLE
0
3910940
279600
WOLVERINE WORLD WIDE INC
COM
978097103
14439
500485
SH
SOLE
0
500485
0
ZIONS BANCORPORATION
COM
989701107
18689
396129
SH
SOLE
0
394490
1639