0000892712-17-000369.txt : 20170501 0000892712-17-000369.hdr.sgml : 20170501 20170501142022 ACCESSION NUMBER: 0000892712-17-000369 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170501 DATE AS OF CHANGE: 20170501 EFFECTIVENESS DATE: 20170501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND ADVISORS INC CENTRAL INDEX KEY: 0000937394 IRS NUMBER: 391078128 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04131 FILM NUMBER: 17799978 BUSINESS ADDRESS: STREET 1: 789 N WATER STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-347-7777 MAIL ADDRESS: STREET 1: 789 N WATER STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000937394 XXXXXXXX 03-31-2017 03-31-2017 HEARTLAND ADVISORS INC

789 N WATER STREET MILWAUKEE WI 53202

13F HOLDINGS REPORT 028-04131 N Vinita K. Paul 414-347-7777 /s/ Vinita K. Paul Milwaukee WI 05-01-2017 0 201 1639614 false INFORMATION TABLE 2 aci_13f.xml 13F INFORMATION TABLE A H BELO CORP COM CL A 001282102 615 100000 SH SOLE 0 100000 0 AAR CORP COM 000361105 4611 137108 SH SOLE 0 137108 0 ACACIA RESH CORP ACACIA TCH COM 003881307 27185 4727904 SH SOLE 0 4581574 146330 ACCURAY INC COM 004397105 16844 3546095 SH SOLE 0 3470850 75245 ADTRAN INC COM 00738A106 5499 265018 SH SOLE 0 262142 2876 AES CORP COM 00130H105 13975 1250000 SH SOLE 0 1250000 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 7455 531359 SH SOLE 0 525598 5761 AMERICAN EXPRESS CO COM 025816109 12622 159555 SH SOLE 0 157867 1688 AMERICAN HOMES 4 RENT CL A 02665T306 7299 317907 SH SOLE 0 317907 0 AMERICAN VANGUARD CORP COM 030371108 10912 657328 SH SOLE 0 657328 0 ASPEN AEROGELS INC. COM 04523Y105 3818 920000 SH SOLE 0 920000 0 ASSOCIATED BANC CORP COM 045487105 13325 546101 SH SOLE 0 546101 0 ASSURANT INC COM 04621X108 277 2899 SH SOLE 0 2899 0 AT&T INC COM 00206R102 7864 189264 SH SOLE 0 187213 2051 AV HOMES INC COM 00234P102 14058 854600 SH SOLE 0 826600 28000 AVNET INC COM 053807103 411 8972 SH SOLE 0 8972 0 AVX CORP NEW COM 002444107 192 11738 SH SOLE 0 11738 0 BABCOCK & WILCOX ENTERPRIS I COM 05614L100 828 88600 SH SOLE 0 64500 24100 BAKER HUGHES INC COM 057224107 11485 191986 SH SOLE 0 189735 2251 BANK NEW YORK MELLON CORP. COM 064058100 11208 237302 SH SOLE 0 234684 2618 BARRETT BUSINESS SERVICES IN COM 068463108 26673 488340 SH SOLE 0 477585 10755 BB&T CORP COM 054937107 10492 234716 SH SOLE 0 232200 2516 BENCHMARK ELECTRS INC COM 08160H101 11350 356928 SH SOLE 0 356928 0 BOISE CASCADE CO DEL COM 09739D100 7047 263928 SH SOLE 0 259453 4475 BORG WARNER INC. COM 099724106 4109 98333 SH SOLE 0 97271 1062 BOSTON PRIVATE FINL HLDGS IN COM 101119105 12869 784715 SH SOLE 0 782417 2298 BRAVO BRIO RESTAURANT GROUP COM 10567B109 5857 1148375 SH SOLE 0 1012175 136200 BUNGE LIMITED COM G16962105 4576 57736 SH SOLE 0 57218 518 CA INC COM 12673P105 12510 394388 SH SOLE 0 390298 4090 CABOT OIL & GAS CORP COM 127097103 285 11918 SH SOLE 0 11918 0 CALLAWAY GOLF CO COM 131193104 9097 821730 SH SOLE 0 821730 0 CAPITAL BK FINL CORP CL A COM 139794101 15454 356084 SH SOLE 0 356084 0 CAPITAL CITY BK GROUP INC COM 139674105 12630 590446 SH SOLE 0 571835 18611 CARBO CERAMICS INC COM 140781105 10567 810380 SH SOLE 0 810380 0 CARETRUST REIT INC COM 14174T107 25744 1530577 SH SOLE 0 1493777 36800 CELESTICA INC SUB VTG SHS 15101Q108 4359 300000 SH SOLE 0 300000 0 CENTERSTATE BANKS INC COM 15201P109 9929 383362 SH SOLE 0 383362 0 CENTURY BANCORP INC MASS CL A NON VTG 156432106 1725 28364 SH SOLE 0 28364 0 CHRISTOPHER & BANKS CORP. COM 171046105 1110 750000 SH SOLE 0 750000 0 CISCO SYS INC COM 17275R102 10241 302977 SH SOLE 0 299629 3348 CNA FINL CORP COM 126117100 470 10642 SH SOLE 0 10642 0 CONMED CORP COM 207410101 1773 39930 SH SOLE 0 39930 0 CORNING INC COM 219350105 8140 301471 SH SOLE 0 298234 3237 CPI AEROSTRUCTURES INC COM NEW 125919308 5198 770000 SH SOLE 0 770000 0 CUI GLOBAL INC COM NEW 126576206 10550 2225700 SH SOLE 0 2060875 164825 DEAN FOODS CO NEW COM NEW 242370203 6176 314145 SH SOLE 0 314145 0 DESTINATION MATERNITY CORP COM 25065D100 2786 653976 SH SOLE 0 653976 0 DIEBOLD INC COM 253651103 2886 94004 SH SOLE 0 94004 0 DIGIRAD CORP COM 253827109 4677 882471 SH SOLE 0 882471 0 DONEGAL GROUP INC CL A 257701201 7048 400000 SH SOLE 0 400000 0 DUN & BRADSTREET CORP DEL NE COM 26483E100 288 2665 SH SOLE 0 2665 0 DYNAMIC MATLS CORP COM 23291C103 13983 1127696 SH SOLE 0 1127696 0 EMERSON ELECTRIC CO COM 291011104 9996 166983 SH SOLE 0 165163 1820 ENCORE WIRE CORP COM 292562105 12355 268597 SH SOLE 0 268597 0 ENSIGN GROUP INC COM 29358P101 7520 400000 SH SOLE 0 400000 0 ENTEGRIS INC COM 29362U104 9691 414149 SH SOLE 0 414149 0 ENTERGY CORP NEW COM 29364G103 11503 151438 SH SOLE 0 149842 1596 EQUITY COMMONWEALTH COM SH BEN INT 294628102 16347 523606 SH SOLE 0 519883 3723 EVERTEC INC. COM 30040P103 7824 492075 SH SOLE 0 480400 11675 EXELON CORP COM 30161N101 12948 359860 SH SOLE 0 356162 3698 EXPRESS SCRIPTS HLDG CO COM 30219G108 8978 136212 SH SOLE 0 134727 1485 EXXON MOBIL CORP COM 30231G102 16137 196770 SH SOLE 0 194686 2084 FARMER BROS. CO. COM 307675108 4853 137287 SH SOLE 0 137287 0 FEDERATED NATIONAL HOLDING CO. COM 31422T101 3486 200000 SH SOLE 0 200000 0 FIRST INTERNET BANCORP COM 320557101 6638 225000 SH SOLE 0 225000 0 FIRSTCASH INC COM 33767D105 12082 245815 SH SOLE 0 245815 0 FIRSTENERGY CORP COM 337932107 310 9751 SH SOLE 0 9751 0 FLAMEL TECHNOLOGIES SA ADR SPONSORED ADR 05337M104 6776 700000 SH SOLE 0 700000 0 FLUOR CORPORATION NEW COM 343412102 8115 154215 SH SOLE 0 152530 1685 FORESTAR GROUP INC. COM 346233109 4877 357316 SH SOLE 0 357316 0 FRANKLIN RES INC COM 354613101 6903 163812 SH SOLE 0 162227 1585 FUELCELL ENERGY INC COM 35952H502 138 100000 SH SOLE 0 100000 0 GAMESTOP CORP NEW CL A 36467W109 9020 400000 SH SOLE 0 400000 0 GANNETT CO., INC. COM 36473H104 3352 400000 SH SOLE 0 400000 0 GLOBAL EAGLE ENTERTAINMENT INC. COM 37951D102 957 300000 SH SOLE 0 300000 0 GREIF INC CL A 397624107 11864 215351 SH SOLE 0 215351 0 GULF ISLAND FABRICATION INC COM 402307102 8928 772991 SH SOLE 0 772991 0 HAEMONETICS CORP. COM 405024100 10048 247674 SH SOLE 0 247674 0 HAIN CELESTIAL GROUP INC COM 405217100 7985 214656 SH SOLE 0 214656 0 HANCOCK HLDG CO COM 410120109 8610 189019 SH SOLE 0 189019 0 HARLEY DAVIDSON INC COM 412822108 422 6982 SH SOLE 0 6982 0 HARVARD BIOSCIENCE INC COM 416906105 5460 2100000 SH SOLE 0 2100000 0 HEIDRICK & STRUGGLES INTL IN COM 422819102 11341 430411 SH SOLE 0 430411 0 HERITAGE FINL CORP WASH COM 42722X106 9900 400000 SH SOLE 0 400000 0 HESS CORP COM 42809H107 11325 234904 SH SOLE 0 232574 2330 HUDSON GLOBAL INC COM 443787106 5931 4707445 SH SOLE 0 4355044 352401 HUDSON TECHNOLOGIES INC COM 444144109 12870 1950000 SH SOLE 0 1950000 0 HYDROGENICS CORP NEW COM 448883207 6801 1015000 SH SOLE 0 1015000 0 IAMGOLD CORP COM 450913108 14066 3516250 PRN OTR 0 3317150 199100 IMMUCELL CORPORATION COM PAR $0.10 452525306 1244 225000 SH SOLE 0 225000 0 INNOPHOS HOLDINGS INC. COM 45774N108 10383 192378 SH SOLE 0 192378 0 INTRICON CORP. COM 46121H109 7324 804877 SH SOLE 0 749367 55510 INVACARE CORP COM 461203101 20440 1717608 SH SOLE 0 1713503 4105 JASON INDS INC COM 471172106 607 409890 SH SOLE 0 409890 0 JERNIGAN CAP INC COM 476405105 13033 565650 SH SOLE 0 537750 27900 JUNIPER PHARMACEUTICALS INC COM 48203L107 1900 400000 SH SOLE 0 400000 0 K12 INC COM 48273U102 7745 404433 SH SOLE 0 404433 0 KENNAMETAL INC COM 489170100 16250 414224 SH SOLE 0 412189 2035 KENNEDY-WILSON HOLDINGS INC COM 489398107 20889 940950 SH SOLE 0 916350 24600 KID BRANDS INC COM 497266106 8538 121027 SH SOLE 0 119740 1287 KNOWLES CORP COM 49926D109 2843 150000 SH SOLE 0 150000 0 LAMAR ADVERTISING COMPANY NEW CL A 512816109 8400 112384 SH SOLE 0 112384 0 LANDEC CORP COM 514766104 11543 961950 SH SOLE 0 902950 59000 LANNETT COMPANY, INC. COM 516012101 11175 500000 SH SOLE 0 500000 0 LGI HOMES, INC. COM 50187T106 23805 702000 SH SOLE 0 681500 20500 LINCOLN EDL SVCS CORP COM 533535100 12480 4441310 SH SOLE 0 3981999 459311 LINDSAY CORP COM 535555106 9551 108386 SH SOLE 0 108386 0 M D C HLDGS INC COM 552676108 12020 400001 SH SOLE 0 400000 1 MAINSOURCE FINANCIAL GP INC COM 56062Y102 16465 500000 SH SOLE 0 500000 0 MARATHON PATENT GROUP INC COM NEW 56585W203 1735 1701000 SH SOLE 0 1701000 0 MARTEN TRANS LTD COM 573075108 2345 100000 SH SOLE 0 100000 0 MDU RES GROUP INC COM 552690109 21201 774590 SH SOLE 0 772459 2131 MELLANOX TECHNOLOGIES LTD SHS M51363113 14011 275000 SH SOLE 0 275000 0 MGIC INVT CORP WIS COM 552848103 24048 2373935 SH SOLE 0 2304735 69200 MURPHY USA INC COM 626755102 261 3561 SH SOLE 0 3561 0 NATIONAL OILWELL VARCO INC COM 637071101 434 10818 SH SOLE 0 10818 0 NCI INC CL A 62886K104 8064 535844 SH SOLE 0 535844 0 NEWPARK RES INC COM PAR $.01NEW 651718504 7456 920504 SH SOLE 0 909003 11501 NORTHWEST PIPE CO COM 667746101 8584 546400 SH SOLE 0 535000 11400 NOW INC. COM 67011P100 9149 539423 SH SOLE 0 539423 0 NXSTAGE MEDICAL, INC. COM 67072V103 2683 100000 SH SOLE 0 100000 0 OIL DRI CORP AMER COM 677864100 3727 100000 SH SOLE 0 100000 0 OIL STS INTL INC COM 678026105 5138 155001 SH SOLE 0 153208 1793 OLD NATL BANCORP IND COM 680033107 7141 411593 SH SOLE 0 411593 0 OLIN CORP COM PAR $1 680665205 280 8507 SH SOLE 0 8507 0 OMEGA PROTEIN CORPORATION COM 68210P107 2903 144800 SH SOLE 0 144800 0 ONEBEACON INSURANCE GROUP LT CL A G67742109 15598 974878 SH SOLE 0 974878 0 ORACLE CORP COM 68389X105 8769 196565 SH SOLE 0 194387 2178 OSHKOSH CORP COM 688239201 5870 85586 SH SOLE 0 84695 891 PACCAR INC COM 693718108 374 5566 SH SOLE 0 5566 0 PACWEST BANCORP DEL COM 695263103 10652 200000 SH SOLE 0 200000 0 PARK ELECTROCHEMICAL CORP COM 700416209 28234 1580853 SH SOLE 0 1580853 0 PARKER HANNIFIN CORP COM 701094104 278 1733 SH SOLE 0 1733 0 PATTERSON UTI ENERGY INC COM 703481101 8773 361486 SH SOLE 0 361486 0 PEOPLES UTAH BANCORP COM 712706209 3968 150000 SH SOLE 0 150000 0 PERMA-FIX ENVIRONMENTAL SVCS COM NEW 714157203 5259 1669439 SH SOLE 0 1507832 161607 PFIZER INC COM 717081103 7773 227208 SH SOLE 0 224776 2432 PHOTRONICS INC COM 719405102 7440 695360 SH SOLE 0 686732 8628 PIONEER PWR SOLUTIONS INC COM NEW 723836300 2629 350500 SH SOLE 0 350500 0 PIXELWORKS INC COM NEW 72581M305 9320 2000000 SH SOLE 0 2000000 0 PNC FINL SVCS GROUP INC COM 693475105 11823 98324 SH SOLE 0 97259 1065 POLAR POWER, INC. COM 73102V105 1245 150000 SH SOLE 0 150000 0 POPULAR INC COM NEW 733174700 473 11621 SH SOLE 0 11621 0 POTASH CORP SASK INC COM 73755L107 6204 363226 SH SOLE 0 359276 3950 POTLATCH CORPORATIO NEW COM 737630103 6351 138971 SH SOLE 0 138971 0 POWELL INDS INC COM 739128106 5333 154848 SH SOLE 0 154848 0 PRINCIPAL FINL GROUP INC COM 74251V102 8713 138068 SH SOLE 0 136549 1519 PROGRESS SOFTWARE CORP COM 743312100 5713 196659 SH SOLE 0 196659 0 PULTE GROUP INC COM 745867101 5823 247251 SH SOLE 0 244452 2799 QUEST DIAGNOSTICS INC COM 74834L100 14082 143415 SH SOLE 0 141856 1559 RADIAN GROUP INC COM 750236101 16946 943550 SH SOLE 0 918050 25500 RADISYS CORP COM 750459109 11973 2993325 SH SOLE 0 2833250 160075 RCM TECHNOLOGIES INC COM NEW 749360400 5236 1100000 SH SOLE 0 1100000 0 REGIS CORP MINN COM 758932107 10014 854402 SH SOLE 0 854402 0 REINSURANCE GROUP AMER INC COM NEW 759351604 279 2197 SH SOLE 0 2197 0 RETAILMENOT COM SER 1 76132B106 9315 1150000 SH SOLE 0 1150000 0 RING ENERGY INC COM 76680V108 3246 300000 SH SOLE 0 300000 0 RPC INC COM 749660106 6974 380892 SH SOLE 0 380892 0 RYMAN HOSPITALITY PPTYS INC COM 78377T107 6893 111482 SH SOLE 0 111482 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 4268 336098 SH SOLE 0 336098 0 SANOFI SPONS ADR 80105N105 4374 96667 SH SOLE 0 95650 1017 SCHNITZER STL INDS CL A 806882106 13723 664548 SH SOLE 0 662909 1639 SEMTECH CORP COM 816850101 9272 274317 SH SOLE 0 274317 0 SHARPS COMPLIANCE CORP COM 820017101 2856 600000 SH SOLE 0 600000 0 SONIC AUTOMOTIVE INC CL A 83545G102 2340 116700 SH SOLE 0 116700 0 SPARK ENERGY, INC. CL A COM 846511103 6390 200000 SH SOLE 0 200000 0 SPARTAN MTRS INC COM 846819100 5600 700000 SH SOLE 0 700000 0 SPIRIT AIRLS INC COM 848577102 4374 82417 SH SOLE 0 81533 884 STAPLES INC COM 855030102 332 37804 SH SOLE 0 37804 0 STARTEK INC COM 85569C107 12534 1442400 SH SOLE 0 1442400 0 STATE AUTO FINL CORP COM 855707105 4154 151333 SH SOLE 0 151333 0 STONERIDGE INC COM 86183P102 4535 250000 SH SOLE 0 250000 0 SUNOPTA INC COM 8676EP108 3823 550000 SH SOLE 0 550000 0 SUNTRUST BKS INC COM 867914103 305 5515 SH SOLE 0 5515 0 SUPERCOM LTD NEW SHS NEW M87095119 4267 1491900 SH SOLE 0 1420900 71000 SYNERGY RES CORP COM 78470V108 15329 1816200 SH SOLE 0 1731500 84700 TECHNIPFMC PLC COM G87110105 298 9175 SH SOLE 0 9175 0 TECHTARGET INC COM 87874R100 3612 400000 SH SOLE 0 400000 0 THE BANCORP INC COM 05969A105 8664 1698800 SH SOLE 0 1617200 81600 THERAPEUTICSMD COM 88338N107 5400 750000 SH SOLE 0 750000 0 TITAN MACHY INC COM 88830R101 4602 300000 SH SOLE 0 300000 0 TIVO CORP COM 88870P106 13125 700000 SH SOLE 0 700000 0 TRANSCAT INC COM 893529107 7620 600000 SH SOLE 0 600000 0 TRICO BANCSHARES COM 896095106 13406 377320 SH SOLE 0 377320 0 TRIMAS CORP COM NEW 896215209 11356 547268 SH SOLE 0 547268 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 9211 1545550 SH SOLE 0 1425750 119800 TRIPLE-S MGMT CORP CL B 896749108 11527 656087 SH SOLE 0 648314 7773 TRISTATE CAP HLDGS INC COM 89678F100 19848 850000 SH SOLE 0 850000 0 TRIUMPH GROUP INC NEW COM 896818101 7725 300000 SH SOLE 0 300000 0 UMPQUA HLDGS CORP COM 904214103 7708 434491 SH SOLE 0 434491 0 UNIT CORP COM 909218109 7285 301542 SH SOLE 0 301542 0 UNIVERSAL TECHNICAL INST INC COM 913915104 2634 763525 SH SOLE 0 763525 0 USA TECHNOLOGIES INC. COM NO PAR 90328S500 2550 600000 SH SOLE 0 600000 0 WAL MART STORES INC COM 931142103 12484 173194 SH SOLE 0 171289 1905 WELLS FARGO & CO NEW COM 949746101 14596 262230 SH SOLE 0 259349 2881 Werner Enterprises Inc COM 950755108 7722 294742 SH SOLE 0 294742 0 WEST CORP COM 952355204 3663 150000 SH SOLE 0 150000 0 WESTERN UN CO COM 959802109 389 19108 SH SOLE 0 19108 0 WILLBROS GROUP INC DEL COM 969203108 11785 4301210 SH SOLE 0 4094908 206302 WOLVERINE WORLD WIDE INC COM 978097103 8793 352162 SH SOLE 0 352162 0 ZIONS BANCORPORATION COM 989701107 20328 484000 SH SOLE 0 482361 1639