-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FVgFptON+6/jwzcHzeIqCx4jj8ct5irXlSE3N79pK8GgkZmMjSQ7GWfyqCV6tRjX yKUxTA+3wy/BhCTWNbhByg== 0000950123-99-001077.txt : 19990215 0000950123-99-001077.hdr.sgml : 19990215 ACCESSION NUMBER: 0000950123-99-001077 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19990212 GROUP MEMBERS: 812374 ALBERTA LTD GROUP MEMBERS: ONEX CORP GROUP MEMBERS: VENCAP INC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MICROSYSTEMS CORP /WA/ CENTRAL INDEX KEY: 0001000787 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 911074996 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-46903 FILM NUMBER: 99535487 BUSINESS ADDRESS: STREET 1: 5020 148TH AVE NE STREET 2: P O BOX 97002 CITY: REDMOND STATE: WA ZIP: 98073-9702 BUSINESS PHONE: 2068822000 MAIL ADDRESS: STREET 1: 5020 148TH AVE NE CITY: REDMOND STATE: WA ZIP: 98073-9702 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ONEX CORP CENTRAL INDEX KEY: 0000937226 STANDARD INDUSTRIAL CLASSIFICATION: [] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 161 BAY STREET STREET 2: P O BOX 700 CITY: TORONTO ONTARIO CANA STATE: A6 MAIL ADDRESS: STREET 1: 161 BAY STREET STREET 2: P O BOX 700 CITY: TORONTO ONTARIO CANA STATE: A6 FORMER COMPANY: FORMER CONFORMED NAME: ONEX CORP ET AL DATE OF NAME CHANGE: 19950209 SC 13D/A 1 AMENDMENT NO. 6 TO SCHEDULE 13D 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 6) APPLIED MICROSYSTEMS CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 037935103 (CUSIP Number) ONEX CORPORATION CANADA TRUST TOWER 161 BAY STREET - 49TH FLOOR TORONTO, ONTARIO M5J 2S1 CANADA ATTENTION: EWOUT HEERSINK (416) 362-7711 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) COPIES TO: JOEL I. GREENBERG, ESQ. KAYE, SCHOLER, FIERMAN, HAYS & HANDLER, LLP 425 PARK AVENUE NEW YORK, NEW YORK 10022 (212) 836-8000 January 12, 1999 - January 25, 1999 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of less than five percent of such class. See Rule 13d-7.) Page 1 of 10 pages. Exhibit Index on page 9. 2 13D - -------------------------------------------------------------------------------- CUSIP No. 037935103 Page 2 of 10 Pages ----------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Onex Corporation - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Ontario, Canada - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF - 0 - SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH --------------------------------------------------------------- 8 SHARED VOTING POWER 223,600 shares of Common Stock --------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER - 0 - --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 223,600 shares of Common Stock - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 223,600 shares of Common Stock - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* C0 - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 13D - -------------------------------------------------------------------------------- CUSIP No. 037935103 Page 3 of 10 Pages ----------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Vencap, Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Alberta, Canada - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF - 0 - SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH --------------------------------------------------------------- 8 SHARED VOTING POWER 223,600 shares of Common Stock --------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER - 0 - --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 223,600 shares of Common Stock - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 223,600 shares of Common Stock - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* C0 - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 4 13D - -------------------------------------------------------------------------------- CUSIP No. 037935103 Page 4 of 10 Pages ----------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 812374 ALBERTA LTD. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Alberta, Canada - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF - 0 - SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH --------------------------------------------------------------- 8 SHARED VOTING POWER 223,600 shares of Common Stock --------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER - 0 - --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 223,600 shares of Common Stock - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 223,600 shares of Common Stock - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* C0 - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 5 13D - -------------------------------------------------------------------------------- CUSIP No. 037935103 Page 5 of 10 Pages ----------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Gerald W. Schwartz - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Canada - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF - 0 - SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH --------------------------------------------------------------- 8 SHARED VOTING POWER 223,600 shares of Common Stock --------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER - 0 - --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 223,600 shares of Common Stock - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 223,600 shares of Common Stock - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 6 Amendment to Statement on Schedule 13D (the "Statement") relating to the shares of common stock, par value $.01 per share (the "Common Stock"), of Applied Microsystems Corporation, a Washington corporation (the "Issuer"), filed by Vencap, Inc., 812374 Alberta, Ltd. ("Newco"), Onex Corporation and Gerald W. Schwartz. Capitalized terms, used but not defined herein, shall have the meaning set forth in the Statement. The Statement is hereby amended as set forth below: Item 5. Interest in Securities of the Issuer. (a) and (b). Upon completion of the documentation relating to the transfer to Newco, Newco will own 223,600 shares of Common Stock. On December 30, 1998, Vencap entered into an agreement to transfer 399,460 shares of Common Stock to Newco, its wholly-owned subsidiary. From January 12, 1999 to January 25, 1999, Newco sold 175,860 shares of Common Stock as reported herein. Upon completion of the documentation relating to the transfer to Newco, Newco will beneficially own 223,460 shares of Common Stock, representing approximately 3.3% of the outstanding shares of Common Stock (based on the number of shares of Common Stock outstanding as of December 31, 1998). Vencap owns all of the issued and outstanding shares of capital stock of Newco. Onex, as the indirect beneficial owner of approximately 90% of the shares of Vencap, may be deemed to own beneficially 223,600 shares of common stock, representing approximately 3.3% of the outstanding shares of Common Stock (based on the number of shares of Common Stock outstanding as of December 31, 1998). Mr. Schwartz is the indirect holder of all the issued and outstanding shares of Multiple Voting Shares of Onex, ownership which entitles Mr. Schwartz to elect sixty percent (60%) of the members of Onex' Board of Directors, and therefore may also be deemed to own beneficially such shares of Common Stock. Page 6 of 10 pages. 7 (c) During the past sixty (60) days, Newco has disposed of certain of the shares of Common Stock as follows:
Date of Amount of Transaction Securities Involved Price Per Share How Effected - ----------- ------------------- --------------- ------------ 1/12/99 2,000 $4.00 Open Market Sale 1/20/99 15,000 4.56 Open Market Sale 1/20/99 15,000 4.63 Open Market Sale 1/21/99 40,000 4.56 Open Market Sale 1/21/99 15,000 4.63 Open Market Sale 1/22/99 20,000 4.70 Open Market Sale 1/22/99 40,000 4.70 Open Market Sale 1/25/99 10,000 4.63 Open Market Sale 1/25/99 18,860 4.56 Open Market Sale
Except as set forth above, no Reporting Person nor, to the best knowledge of each Reporting Person, any person identified in Item 2, beneficially owns any shares of Common Stock or has effected any transaction in shares of Common Stock during the preceding 60 days. (e) On January 21, 1999, the Reporting Person ceased to be the beneficial owner of more than five percent of the class of securities. Item 7. Material to Be Filed as Exhibits. 1. Joint Filing Agreement, dated February 12, 1999, among Vencap, Newco, Onex and Mr. Schwartz. 2. Power of Attorney, incorporated by reference to the Schedule 13D Amendment relating to the Issuer filed by Vencap, Onex and Mr. Schwartz on September 13, 1996. Page 7 of 10 pages. 8 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I hereby certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 1999 VENCAP, INC. By: /s/ William R. McKenzie ----------------------------- Name: William R. McKenzie Title: Vice President ONEX CORPORATION By: /s/ Donald W. Lewtas ----------------------------- Name: Donald W. Lewtas Title: Authorized Signatory /s/ Donald W. Lewtas ----------------------------- Donald W. Lewtas Authorized Signatory for GERALD W. SCHWARTZ 812374 ALBERTA LTD. By: /s/ Mark Hilson ----------------------------- Name: Mark Hilson Title: Director Page 8 of 10 pages. 9 EXHIBIT INDEX ------------- Exhibit ------- 1. Joint Filing Agreement, dated February 12, 1999, among Vencap, Newco, Onex and Mr. Schwartz. 2. Power of Attorney, incorporated by reference to the Schedule 13D Amendment relating to the Issuer filed by Vencap, Onex and Mr. Schwartz on September 13, 1996. Page 9 of 10 pages. EX-99.1 2 JOINT FILING AGREEMENT 1 Page 10 of 10 Pages Exhibit 1 AGREEMENT JOINT FILING OF SCHEDULE 13G The undersigned hereby agree to file jointly the Statement on Schedule 13D (the "Statement") relating to the Common Stock, $.01 par value per share, of Applied Microsystems Corporation, and any further amendments thereto which may be deemed necessary pursuant to Regulation 13D or G promulgated under Section 13 of the Securities Exchange Act of 1934, as amended. It is understood and agreed that a copy of this Agreement shall be attached as an exhibit to the Statement, filed on behalf of each of the parties hereto. This Agreement may be executed in multiple counterparts, each of which shall constitute an original, one and the same instrument. IN WITNESS WHEREOF, each of the undersigned has executed this Agreement as of the 12th day of February, 1999. VENCAP, INC. By:/s/ William R. McKenzie ----------------------------- Name: William R. McKenzie Title: Vice President ONEX CORPORATION By:/s/ Donald W. Lewtas -------------------- Name: Donald W. Lewtas Title: Authorized Signatory /s/ Donald W. Lewtas -------------------- Donald W. Lewtas Authorized Signatory for GERALD SCHWARTZ 812374 ALBERTA LTD. By:/s/ Mark Hilson -------------------- Name: Mark Hilson Title: Director -----END PRIVACY-ENHANCED MESSAGE-----