-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CmL7uU2HVQKpEFhR9QAwo1cTWXQ/86caPVwu8Yiyaxt0+DPdgrrne3a8QnczrAOo 433y8qFY5lNrwaZsUzRhKA== 0000950123-99-001075.txt : 19990215 0000950123-99-001075.hdr.sgml : 19990215 ACCESSION NUMBER: 0000950123-99-001075 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19990212 GROUP MEMBERS: 812374 ALBERTA LTD GROUP MEMBERS: GERALD W SCHWARTZ GROUP MEMBERS: ONEX CORP GROUP MEMBERS: VENCAP INC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: THERMATRIX INC CENTRAL INDEX KEY: 0000929473 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 942958515 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49779 FILM NUMBER: 99535481 BUSINESS ADDRESS: STREET 1: 101 METRO DRIVE STREET 2: STE 248 CITY: SAN JOSE STATE: CA ZIP: 95110 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ONEX CORP CENTRAL INDEX KEY: 0000937226 STANDARD INDUSTRIAL CLASSIFICATION: [] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 161 BAY STREET STREET 2: P O BOX 700 CITY: TORONTO ONTARIO CANA STATE: A6 MAIL ADDRESS: STREET 1: 161 BAY STREET STREET 2: P O BOX 700 CITY: TORONTO ONTARIO CANA STATE: A6 FORMER COMPANY: FORMER CONFORMED NAME: ONEX CORP ET AL DATE OF NAME CHANGE: 19950209 SC 13G/A 1 AMENDMENT NO. 1 ON SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Amendment No. 1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Thermatrix, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.001 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) Exhibit Index on page 9 2 CUSIP No. 13G Page 2 of 11 Pages - -------------------------------------------------------------------------------- NAME OF REPORTING PERSONS 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Onex Corporation - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] 2 (b) [ ] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 Ontario, Canada - -------------------------------------------------------------------------------- NUMBER OF SOLE VOTING POWER 5 SHARES None ---------------------------------------------------------- BENEFICIALLY SHARED VOTING POWER 6 OWNED BY 416,229 shares of Common Stock ---------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING None ---------------------------------------------------------- PERSON SHARED DISPOSITIVE POWER 8 WITH 416,229 shares of Common Stock - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 416,229 shares of Common Stock - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] 10 - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11 5.4% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 12 CO - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 3 CUSIP No. 13G Page 3 of 11 Pages - -------------------------------------------------------------------------------- NAME OF REPORTING PERSONS 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Gerald W. Schwartz - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] 2 (b) [ ] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 Canada - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES None ---------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 416,229 shares of Common Stock ---------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING None ---------------------------------------------------------- PERSON SHARED DISPOSITIVE POWER 8 WITH 416,229 shares of Common Stock - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 416,229 shares of Common Stock - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] 10 - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11 5.4% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 12 IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 4 CUSIP No. 13G Page 4 of 11 Pages - -------------------------------------------------------------------------------- NAME OF REPORTING PERSONS 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Vencap, Inc. - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] 2 (b) [ ] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 Alberta, Canada - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES None ---------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 416,229 shares of Common Stock ---------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING None ---------------------------------------------------------- PERSON SHARED DISPOSITIVE POWER 8 WITH 416,229 shares of Common Stock - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 416,229 shares of Common Stock - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] 10 - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11 5.4% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 12 CO - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 5 CUSIP No. 13G Page 5 of 11 Pages - -------------------------------------------------------------------------------- NAME OF REPORTING PERSONS 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS 812374 Alberta Ltd. - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] 2 (b) [ ] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 Alberta, Canada - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES None ---------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 416,229 shares of Common Stock ---------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING None ---------------------------------------------------------- PERSON SHARED DISPOSITIVE POWER 8 WITH 416,229 shares of Common Stock - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 416,229 shares of Common Stock - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] 10 - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11 5.4% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 12 CO - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 6 Page 6 of 11 Pages The Statement on Schedule 13G relating to Thermatrix, Inc. (the "Company") is hereby amended to amend and restate the Items set forth below to read as follows: ITEM 2(a) NAME OF PERSON FILING: Onex Corporation ("Onex") Gerald W. Schwartz Vencap, Inc. ("Vencap") 812374 Alberta Ltd. ("Newco") Onex, Mr. Schwartz, Vencap and Newco are filing the statement jointly, pursuant to the provisions of Rule 13d-1(f)(1) under the Securities Exchange Act of 1934, as amended, as separate persons and not as members of a group. See Exhibit 1 for their Joint Filing Agreement. ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: The address for the principal business office of each of Onex and Mr. Schwartz is: 161 Bay Street P.O. Box 700 Toronto, Ontario Canada M5J 2S1 The address for the principal business office of Vencap and Newco is: #240 - 222 Baseline Road, Suite 98 Sherwood Park, Alberta Canada, T8H 1S8 ITEM 2(c) CITIZENSHIP: Gerald W. Schwartz is a citizen of Canada. Onex is an Ontario, Canada corporation. Vencap and Newco are Alberta, Canada corporations. ITEM 4 OWNERSHIP: (a) Amount Beneficially Owned: 416,229 shares of Common Stock (b) Percent of Class: 5.4% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 416,229 shares of Common Stock. 7 Page 7 of 11 Pages (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared Power to dispose or to direct the disposition of: 416,229 shares of Common Stock. On December 30, 1998, Vencap entered into an agreement to transfer 416,229 shares of Common Stock of the Company to Newco, its wholly-owned subsidiary. Upon completion of the documentation relating to such transfer, Newco will be the direct beneficial owner of the shares of Common Stock reported. Vencap owns all of the issued and outstanding shares of capital stock of Newco. Onex, as the indirect beneficial owner of approximately 90% of the shares of Vencap, is an indirect beneficial owner of the shares reported. Mr. Schwartz is the indirect holder of all the issued and outstanding Multiple Voting Shares of Onex, which are entitled to elect sixty percent (60%) of the members of Onex' Board of Directors and carry such number of votes in the aggregate as represents 60% of the aggregate votes attached to all voting shares of Onex and is thus an indirect beneficial owner of the shares reported. 8 Page 8 of 11 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 1999 ONEX CORPORATION By: /s/ Donald W. Lewtas --------------------------- Name: Donald W. Lewtas Title: Authorized Signatory /s/ Donald W. Lewtas ------------------------------------------- Donald W. Lewtas Authorized signatory for Gerald W. Schwartz VENCAP, INC. By: /s/ William R. McKenzie ---------------------------------------- Name: William R. McKenzie Title: Vice President 812374 ALBERTA LTD. By: /s/ Mark Hilson ---------------------------------------- Name: Mark Hilson Title: Director 9 Page 9 of 11 Pages Index to Exhibits PAGE NO. IN SEQUENTIAL EXHIBIT NUMBERING SYSTEM - ------- ---------------- 1. Joint Filing Agreement, dated February 12, 1999, among Vencap, Newco, Onex and Mr. Schwartz. 2. Power of Attorney incorporated by reference to the Amendment to Form 4 relating to Dura Automotive Systems, Inc., filed with the Securities and Exchange Commission by Onex on September 10, 1996. 3. Power of Attorney incorporated by reference to the Amendment to Form 4 relating to Dura Automotive Systems, Inc., filed with the Securities and Exchange Commission by Mr. Schwartz on September 10, 1996. EX-99.1 2 JOINT FILING AGREEMENT 1 Page 10 of 11 Pages EX-99-1 JOINT FILING AGREEMENT 2 Page 11 of 11 Pages Exhibit 1 AGREEMENT JOINT FILING OF SCHEDULE 13G The undersigned hereby agree to file jointly the Statement on Schedule 13G (the "Statement") relating to the Common Stock, $.001 par value per share, of Thermatrix, Inc., and any further amendments thereto which may be deemed necessary pursuant to Regulation 13D or G promulgated under Section 13 of the Securities Exchange Act of 1934, as amended. It is understood and agreed that a copy of this Agreement shall be attached as an exhibit to the Statement, filed on behalf of each of the parties hereto. This Agreement may be executed in multiple counterparts, each of which shall constitute an original, one and the same instrument. IN WITNESS WHEREOF, each of the undersigned has executed this Agreement as of the 12th day of February, 1999. VENCAP, INC. By: /s/ William R. McKenzie ---------------------------------------- Name: William R. McKenzie Title: Vice President ONEX CORPORATION By: /s/ Donald W. Lewtas ---------------------------------------- Name: Title: Authorized Signatory /s/ Donald W. Lewtas ------------------------------------------- Donald W. Lewtas Authorized Signatory for GERALD SCHWARTZ 812374 ALBERTA LTD. By: /s/ Mark Hilson ---------------------------------------- Name: Mark Hilson Title: Director -----END PRIVACY-ENHANCED MESSAGE-----