-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D0weqkRH07WiEUZ0C1MZ0FwCXyYJXrfxQwqUx0PHcdDI0vcGZzhEIWf8zlSlG07h 4MvQcKKweboeK2TTEqdhzQ== 0001181431-05-056119.txt : 20051011 0001181431-05-056119.hdr.sgml : 20051010 20051011115652 ACCESSION NUMBER: 0001181431-05-056119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051006 FILED AS OF DATE: 20051011 DATE AS OF CHANGE: 20051011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WAGNER JAMES C CENTRAL INDEX KEY: 0000937147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 051131611 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC CITY: CLAYTON STATE: MI ZIP: 63105 4 1 rrd94359.xml FORM 4- WAGNER X0202 4 2005-10-06 0 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0000937147 WAGNER JAMES C 150 N. MERAMEC ST. LOUIS MO 63105 0 1 0 0 Executive Vice President COMMON STOCK 9107 I EBSP III,LLC COMMON STOCK 15470 I GRANDCHILDREN TRUST COMMON STOCK 30000 I JOINT W/ SPOUSE COMMON STOCK 2005-10-06 4 P 1 10000 5.33 A 65850 I BY TRUST INCENTIVE STOCK OPTION (RIGHT TO BUY) 5.33 2005-10-06 4 S 1 10000 5.33 D 2002-04-01 2007-04-01 COMMON STOCK 10000 5000 D INCENTIVE STOCK OPTION (RIGHT TO BUY) 10.25 2007-09-24 2012-09-24 COMMON STOCK 8500 8500 D INCENTIVE STOCK OPTION (RIGHT TO BUY) 11.75 2006-07-01 2011-07-01 COMMON STOCK 8000 8000 D INCENTIVE STOCK OPTION (RIGHT TO BUY) 15.00 2005-09-01 2010-09-01 COMMON STOCK 7000 7000 D NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 13.40 2006-05-13 2013-05-13 COMMON STOCK 11194 11194 D RESTRICTED SHARE UNITS 0.00 2010-01-31 COMMON STOCK 5000 5000 D Restricted share units granted January 31, 2005 have a 5 year vesting schedule (20% per year). Once vested, restricted share units do not expire. JAMES C. WAGNER BY POWER OF ATTORNEY 2005-10-11 -----END PRIVACY-ENHANCED MESSAGE-----