Authorized Participants Record:
1 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,103,288,269.18 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,803,369,491.18 |
Authorized Participants Record:
2 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0 |
Authorized Participants Record:
3 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,627,285,260.18 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 693,840,185.36 |
Authorized Participants Record:
4 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 359,277,363.66 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 79,771,769.29 |
Authorized Participants Record:
5 |
a. Full Name | National Bank of Canada Financial Inc. |
b. SEC file number | 008-39947 |
c. CRD number | 000022698 |
d. LEI, if any | 549300K66TF1ST7A3V76 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0 |
Authorized Participants Record:
6 |
a. Full Name | Virtu Financial BD LLC |
b. SEC file number | 008-68015 |
c. CRD number | 000148390 |
d. LEI, if any | 54930088MP91YZQJT494 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 46,523,937.72 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 42,261,844.95 |
Authorized Participants Record:
7 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 6,216,349,353.51 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 5,560,492,479.48 |
Authorized Participants Record:
8 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0 |
Authorized Participants Record:
9 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 71,738,431.95 |
Authorized Participants Record:
10 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 008-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 17,128,439.63 |
Authorized Participants Record:
11 |
a. Full Name | Timber Hill LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0 |
Authorized Participants Record:
12 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 008-03337 |
c. CRD number | 000001914 |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0 |
Authorized Participants Record:
13 |
a. Full Name | Cowen Execution Services LLC |
b. SEC file number | 008-46838 |
c. CRD number | 000035693 |
d. LEI, if any | 5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0 |
Authorized Participants Record:
14 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 17,514,051.32 |
Authorized Participants Record:
15 |
a. Full Name | BNP Paribas Securities Corp (FKA BNP Paribas Prime Brokerage) |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 44,033,527.34 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 533,397,397.76 |
Authorized Participants Record:
16 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0 |
Authorized Participants Record:
17 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 008-00719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 51,640,839.86 |
Authorized Participants Record:
18 |
a. Full Name | Mizuho Securities USA Inc |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0 |
Authorized Participants Record:
19 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 71,255,608.91 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 175,575,093.37 |
Authorized Participants Record:
20 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0 |
Authorized Participants Record:
21 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0 |
Authorized Participants Record:
22 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 008-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0 |
Authorized Participants Record:
23 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 008-00422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 46,107,793.4 |
Authorized Participants Record:
24 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 434,725,937.75 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 757,781,271.65 |
Authorized Participants Record:
25 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0 |
Authorized Participants Record:
26 |
a. Full Name | RBC Capital Markets, LLC (f/k/a RBC Capital Markets Corp) |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 592,019,520.24 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 526,103,266.23 |
Authorized Participants Record:
27 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 008-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 286,674,332.43 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0 |
Authorized Participants Record:
28 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 008-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 335,221,839.05 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,375,915,362.76 |
Authorized Participants Record:
29 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,171,937,138.58 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 2,110,204,028.2 |
Authorized Participants Record:
30 |
a. Full Name | ING Financial Markets LLC |
b. SEC file number | 008-43978 |
c. CRD number | 000028872 |
d. LEI, if any | KBVRJ5K57JZ3E2AVWX40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0 |