0000950123-14-003709.txt : 20140410 0000950123-14-003709.hdr.sgml : 20140410 20140410134400 ACCESSION NUMBER: 0000950123-14-003709 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140410 DATE AS OF CHANGE: 20140410 EFFECTIVENESS DATE: 20140410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPE ANN SAVINGS BANK CENTRAL INDEX KEY: 0000936938 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06579 FILM NUMBER: 14756431 BUSINESS ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOCUSTER STATE: MA ZIP: 01930 BUSINESS PHONE: 9782837079 MAIL ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOUCESTER STATE: MA ZIP: 01930 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000936938 XXXXXXXX 03-31-2014 03-31-2014 CAPE ANN SAVINGS BANK

109 MAIN STREET GLOUCESTER MA 01930

13F HOLDINGS REPORT 028-06579 N Brian T. Eddy 978-282-5744 /s/ Brian T. Eddy Gloucester MA 04-10-2014 0 118 62103 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AT&T INC. Common Stock 00206R102 205 5841 SH OTR 5841 0 0 AT&T INC. Common Stock 00206R102 1180 33640 SH SOLE 33440 0 200 ABBOTT LABS Common Stock 002824100 96 2498 SH OTR 2498 0 0 ABBOTT LABS Common Stock 002824100 711 18475 SH SOLE 18375 100 0 ABBVIE INC. Common Stock 00287Y109 39 760 SH OTR 760 0 0 ABBVIE INC. Common Stock 00287Y109 315 6135 SH SOLE 6135 0 0 AIR PRODS & CHEMS INC Common Stock 009158106 280 2350 SH SOLE 2350 0 0 AMERICAN EXPRESS CO Common Stock 025816109 217 2405 SH SOLE 2295 0 110 APPLE COMPUTER INC Common Stock 037833100 156 290 SH OTR 290 0 0 APPLE COMPUTER INC Common Stock 037833100 1201 2237 SH SOLE 2217 20 0 APPLIED MATLS INC Common Stock 038222105 249 12200 SH SOLE 12200 0 0 ARCH COAL Common Stock 039380100 121 25000 SH SOLE 25000 0 0 AUTOMATIC DATA PROCESSING INC Common Stock 053015103 347 4490 SH OTR 4490 0 0 AUTOMATIC DATA PROCESSING INC Common Stock 053015103 1986 25710 SH SOLE 25375 35 300 AUTOZONE, INC. Common Stock 053332102 121 225 SH OTR 225 0 0 AUTOZONE, INC. Common Stock 053332102 409 761 SH SOLE 696 0 65 BERKSHIRE HATHAWAY INC DEL B NEW Common Stock 084670702 209 1675 SH OTR 1675 0 0 BERKSHIRE HATHAWAY INC DEL B NEW Common Stock 084670702 1075 8600 SH SOLE 8025 150 425 BIOGEN IDEC INC Common Stock 09062X103 214 700 SH SOLE 700 0 0 CHEVRON CORPORATION Common Stock 166764100 186 1567 SH OTR 1567 0 0 CHEVRON CORPORATION Common Stock 166764100 1381 11613 SH SOLE 11303 60 250 CHUBB CORP Common Stock 171232101 59 660 SH OTR 660 0 0 CHUBB CORP Common Stock 171232101 1187 13295 SH SOLE 12880 0 415 COMPASS MINERALS INTERNATIONAL INC Common Stock 20451N101 87 1057 SH OTR 1057 0 0 COMPASS MINERALS INTERNATIONAL INC Common Stock 20451N101 321 3893 SH SOLE 3733 0 160 DNP SELECT INCOME FUND Common Stock 23325P104 147 15000 SH SOLE 15000 0 0 EMERSON ELEC CO Common Stock 291011104 121 1806 SH OTR 1806 0 0 EMERSON ELEC CO Common Stock 291011104 409 6123 SH SOLE 6123 0 0 EXPEDITORS INTL WASH INC Common Stock 302130109 24 615 SH OTR 615 0 0 EXPEDITORS INTL WASH INC Common Stock 302130109 501 12635 SH SOLE 11970 175 490 EXXON MOBIL CORP Common Stock 30231G102 691 7076 SH OTR 7076 0 0 EXXON MOBIL CORP Common Stock 30231G102 2263 23165 SH SOLE 22319 0 846 GENERAL DYNAMICS CORP Common Stock 369550108 143 1310 SH OTR 1310 0 0 GENERAL DYNAMICS CORP Common Stock 369550108 736 6755 SH SOLE 6560 0 195 GENERAL ELEC CO Common Stock 369604103 171 6589 SH OTR 6389 200 0 GENERAL ELEC CO Common Stock 369604103 571 22070 SH SOLE 21450 220 400 GENERAL MILLS INC Common Stock 370334104 47 910 SH OTR 910 0 0 GENERAL MILLS INC Common Stock 370334104 950 18332 SH SOLE 18082 0 250 GOOGLE INC CL A Common Stock 38259P508 163 146 SH OTR 146 0 0 GOOGLE INC CL A Common Stock 38259P508 662 594 SH SOLE 546 0 48 INTEL CORP Common Stock 458140100 111 4300 SH OTR 4300 0 0 INTEL CORP Common Stock 458140100 274 10630 SH SOLE 9480 400 750 ISHARE S & P 500 INDX ETF-DOMESTIC LA 464287200 234 1246 SH SOLE 1215 0 31 ISHARES LEHMAN U.S. AGGREGATE BOND ETF-FIXED INCOM 464287226 332 3080 SH SOLE 3080 0 0 ISHARES MSCI EMERGING MKTS INDEX FD ETF-INTERNATION 464287234 74 1800 SH OTR 1800 0 0 ISHARES MSCI EMERGING MKTS INDEX FD ETF-INTERNATION 464287234 405 9883 SH SOLE 9883 0 0 I SHARES M S C I E A F E INDEX FUN ETF-INTERNATION 464287465 53 785 SH OTR 785 0 0 I SHARES M S C I E A F E INDEX FUN ETF-INTERNATION 464287465 1666 24785 SH SOLE 24785 0 0 iSHARES S&P MID CAP 400 INDEX ETF-DOMESTIC MI 464287507 578 4205 SH OTR 4205 0 0 iSHARES S&P MID CAP 400 INDEX ETF-DOMESTIC MI 464287507 1716 12480 SH SOLE 12480 0 0 iSHARES RUSSELL 2000 INDEX ETF-DOMESTIC SM 464287655 159 1370 SH OTR 1370 0 0 iSHARES RUSSELL 2000 INDEX ETF-DOMESTIC SM 464287655 1337 11492 SH SOLE 11312 0 180 ISHARES S&P SH TR NATL AMT FREE MUN ETF-FIXED INCOM 464288158 456 4294 SH SOLE 4294 0 0 ISHARES IBOXX HY BD ETF-FIXED INCOM 464288513 28 300 SH OTR 300 0 0 ISHARES IBOXX HY BD ETF-FIXED INCOM 464288513 556 5886 SH SOLE 5886 0 0 J P MORGAN CHASE & CO Common Stock 46625H100 101 1670 SH OTR 1670 0 0 J P MORGAN CHASE & CO Common Stock 46625H100 792 13039 SH SOLE 12699 90 250 JOHNSON & JOHNSON Common Stock 478160104 206 2100 SH OTR 2100 0 0 JOHNSON & JOHNSON Common Stock 478160104 1435 14611 SH SOLE 14351 100 160 KINDER MORGAN MANAGEMENT, LLC Common Stock 49455U100 27 370 SH OTR 370 0 0 KINDER MORGAN MANAGEMENT, LLC Common Stock 49455U100 188 2626 SH SOLE 2532 94 0 LOWES COS INC Common Stock 548661107 38 775 SH OTR 775 0 0 LOWES COS INC Common Stock 548661107 527 10780 SH SOLE 9960 300 520 MASTERCARD INC. Common Stock 57636Q104 439 5875 SH SOLE 5125 150 600 MC DONALDS CORP Common Stock 580135101 229 2336 SH OTR 2336 0 0 MC DONALDS CORP Common Stock 580135101 1573 16044 SH SOLE 15749 125 170 MICROSOFT CORP Common Stock 594918104 73 1780 SH OTR 1780 0 0 MICROSOFT CORP Common Stock 594918104 481 11725 SH SOLE 11725 0 0 NEXTERA ENERGY INC COM Common Stock 65339F101 259 2710 SH SOLE 2506 0 204 NIKE INC Common Stock 654106103 217 2932 SH OTR 2932 0 0 NIKE INC Common Stock 654106103 875 11848 SH SOLE 11848 0 0 NOVARTIS A G A D R American Deposi 66987V109 141 1654 SH OTR 1654 0 0 NOVARTIS A G A D R American Deposi 66987V109 914 10745 SH SOLE 10315 150 280 PEPSICO INC Common Stock 713448108 229 2745 SH OTR 2745 0 0 PEPSICO INC Common Stock 713448108 1404 16818 SH SOLE 16368 150 300 PFIZER INC Common Stock 717081103 129 4030 SH OTR 4030 0 0 PFIZER INC Common Stock 717081103 782 24338 SH SOLE 23823 0 515 PIMCO 0-5 YR HIGH YIELD CORP BD IND ETF-FIXED INCOM 72201R783 854 8008 SH OTR 8008 0 0 PIMCO 0-5 YR HIGH YIELD CORP BD IND ETF-FIXED INCOM 72201R783 6146 57653 SH SOLE 56617 500 536 POWERSHARES SENIOR LOAN PORTFOLIO ETF-FIXED INCOM 73936Q769 454 18316 SH SOLE 18316 0 0 PROCTER & GAMBLE CO Common Stock 742718109 224 2785 SH OTR 2785 0 0 PROCTER & GAMBLE CO Common Stock 742718109 892 11067 SH SOLE 10767 200 100 ROCKPORT NATL BANCORP INC Common Stock 773871108 862 14145 SH SOLE 14145 0 0 SPDR TR ETF-DOMESTIC LA 78462F103 8 45 SH OTR 45 0 0 SPDR TR ETF-DOMESTIC LA 78462F103 329 1761 SH SOLE 1761 0 0 SELECT SECTOR SPDR-MATERIALS Common Stock 81369Y100 166 3515 SH OTR 3515 0 0 SELECT SECTOR SPDR-MATERIALS Common Stock 81369Y100 583 12336 SH SOLE 12071 125 140 ENERGY SELECT SECTOR SPDR Common Stock 81369Y506 44 495 SH OTR 495 0 0 ENERGY SELECT SECTOR SPDR Common Stock 81369Y506 368 4130 SH SOLE 3890 0 240 SELECT SECTOR SPDR-FINANCIAL Common Stock 81369Y605 302 13500 SH OTR 13500 0 0 SELECT SECTOR SPDR-FINANCIAL Common Stock 81369Y605 966 43233 SH SOLE 43033 200 0 INDUSTRIAL SELECT SECTOR SPDR Common Stock 81369Y704 162 3090 SH OTR 3090 0 0 INDUSTRIAL SELECT SECTOR SPDR Common Stock 81369Y704 507 9691 SH SOLE 9691 0 0 SELECT SECTOR SPDR-TECHNOLOGY Common Stock 81369Y803 133 3670 SH OTR 3670 0 0 SELECT SECTOR SPDR-TECHNOLOGY Common Stock 81369Y803 1189 32711 SH SOLE 31936 0 775 UTILITIES SELECT SECTOR SPDR FUND Common Stock 81369Y886 162 3915 SH OTR 3915 0 0 UTILITIES SELECT SECTOR SPDR FUND Common Stock 81369Y886 721 17383 SH SOLE 16928 205 250 AXIAM, INC. Common Stock 87508Y992 0 10000 SH SOLE 10000 0 0 3M CO Common Stock 88579Y101 245 1805 SH OTR 1805 0 0 3M CO Common Stock 88579Y101 1282 9452 SH SOLE 9002 100 350 UNITED TECHNOLOGIES CORP Common Stock 913017109 212 1812 SH SOLE 1812 0 0 VANGUARD EMERGING MKT ETF ETF-INTERNATION 922042858 18 440 SH OTR 440 0 0 VANGUARD EMERGING MKT ETF ETF-INTERNATION 922042858 1067 26285 SH SOLE 25635 650 0 VANGUARD REIT VIPER ETF ETF REIT 922908553 245 3464 SH OTR 3464 0 0 VANGUARD REIT VIPER ETF ETF REIT 922908553 2030 28748 SH SOLE 28012 175 561 VERIZON COMMUNICATIONS INC Common Stock 92343V104 231 4866 SH OTR 4866 0 0 VERIZON COMMUNICATIONS INC Common Stock 92343V104 438 9197 SH SOLE 8228 500 469 WISDOMTREE EMERGING MKTS EQ INC FD ETF-INTERNATION 97717W315 41 843 SH OTR 843 0 0 WISDOMTREE EMERGING MKTS EQ INC FD ETF-INTERNATION 97717W315 463 9430 SH SOLE 9430 0 0 ACCENTURE LTD Common Stock G1151C101 120 1500 SH OTR 1500 0 0 ACCENTURE LTD Common Stock G1151C101 476 5972 SH SOLE 5872 100 0