0000936938-16-000011.txt : 20160719 0000936938-16-000011.hdr.sgml : 20160719 20160719102917 ACCESSION NUMBER: 0000936938-16-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160719 DATE AS OF CHANGE: 20160719 EFFECTIVENESS DATE: 20160719 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPE ANN SAVINGS BANK CENTRAL INDEX KEY: 0000936938 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06579 FILM NUMBER: 161772679 BUSINESS ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOCUSTER STATE: MA ZIP: 01930 BUSINESS PHONE: 9782837079 MAIL ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOUCESTER STATE: MA ZIP: 01930 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000936938 XXXXXXXX 06-30-2016 06-30-2016 CAPE ANN SAVINGS BANK

109 MAIN STREET GLOUCESTER MA 01930

13F HOLDINGS REPORT 028-06579 N Franco Maniaci 978-283-7079 Franco Maniaci Gloucester MA 07-19-2016 0 118 72946 false INFORMATION TABLE 2 13F6.30.16.xml AT&T INC. Common Stock 00206R102 226 5225 SH OTR 5225 0 0 AT&T INC. Common Stock 00206R102 1358 31429 SH SOLE 31429 0 0 ABBOTT LABS Common Stock 002824100 65 1650 SH OTR 1650 0 0 ABBOTT LABS Common Stock 002824100 785 19971 SH SOLE 19971 0 0 ABBVIE INC. Common Stock 00287Y109 37 600 SH OTR 600 0 0 ABBVIE INC. Common Stock 00287Y109 482 7784 SH SOLE 7784 0 0 AIR PRODS & CHEMS INC Common Stock 009158106 302 2125 SH SOLE 2125 0 0 ALPHABET INC. CLASS C CAPITAL STOCK Common Stock 02079K107 25 36 SH OTR 36 0 0 ALPHABET INC. CLASS C CAPITAL STOCK Common Stock 02079K107 420 607 SH SOLE 607 0 0 ALPHABET INC. CLASS A COMMON STOCK Common Stock 02079K305 25 36 SH OTR 36 0 0 ALPHABET INC. CLASS A COMMON STOCK Common Stock 02079K305 616 875 SH SOLE 875 0 0 APPLE COMPUTER INC Common Stock 037833100 50 525 SH OTR 525 0 0 APPLE COMPUTER INC Common Stock 037833100 1474 15423 SH SOLE 15423 0 0 AUTOMATIC DATA PROCESSING INC Common Stock 053015103 44 475 SH OTR 475 0 0 AUTOMATIC DATA PROCESSING INC Common Stock 053015103 725 7891 SH SOLE 7891 0 0 AUTOZONE, INC. Common Stock 053332102 272 343 SH SOLE 343 0 0 BERKSHIRE HATHAWAY INC DEL B NEW Common Stock 084670702 114 787 SH OTR 787 0 0 BERKSHIRE HATHAWAY INC DEL B NEW Common Stock 084670702 1376 9500 SH SOLE 9500 0 0 BLACKROCK INC Common Stock 09247X101 17 50 SH OTR 50 0 0 BLACKROCK INC Common Stock 09247X101 759 2216 SH SOLE 2216 0 0 CME GROUP, INC. Common Stock 12572Q105 282 2898 SH SOLE 2898 0 0 CHEVRON CORPORATION Common Stock 166764100 126 1205 SH OTR 1205 0 0 CHEVRON CORPORATION Common Stock 166764100 1176 11217 SH SOLE 11217 0 0 COMPASS MINERALS INTERNATIONAL INC Common Stock 20451N101 17 227 SH OTR 227 0 0 COMPASS MINERALS INTERNATIONAL INC Common Stock 20451N101 311 4193 SH SOLE 4193 0 0 DEUTSCHE X-TRACKERS MSCI EAFE ETF-INTERNATIONAL FUND 233051200 248 9935 SH OTR 9935 0 0 DEUTSCHE X-TRACKERS MSCI EAFE ETF-INTERNATIONAL FUND 233051200 3320 132870 SH SOLE 132870 0 0 EXPEDITORS INTL WASH INC Common Stock 302130109 410 8370 SH SOLE 8370 0 0 EXPRESS SCRIPTS INC Common Stock 30219G108 15 200 SH OTR 200 0 0 EXPRESS SCRIPTS INC Common Stock 30219G108 332 4375 SH SOLE 4375 0 0 EXXON MOBIL CORP Common Stock 30231G102 250 2668 SH OTR 2668 0 0 EXXON MOBIL CORP Common Stock 30231G102 1919 20467 SH SOLE 20467 0 0 GENERAL DYNAMICS CORP Common Stock 369550108 96 690 SH OTR 690 0 0 GENERAL DYNAMICS CORP Common Stock 369550108 715 5137 SH SOLE 5137 0 0 GENERAL ELEC CO Common Stock 369604103 77 2455 SH OTR 2455 0 0 GENERAL ELEC CO Common Stock 369604103 725 23041 SH SOLE 23041 0 0 GENERAL MILLS INC Common Stock 370334104 25 350 SH OTR 350 0 0 GENERAL MILLS INC Common Stock 370334104 401 5623 SH SOLE 5623 0 0 HOME DEPOT INC Common Stock 437076102 223 1747 SH SOLE 1747 0 0 INTEL CORP Common Stock 458140100 15 460 SH OTR 460 0 0 INTEL CORP Common Stock 458140100 538 16416 SH SOLE 16416 0 0 ISHARE S & P 500 INDX ETF-DOMESTIC LARGE CAP 464287200 418 1986 SH SOLE 1986 0 0 ISHARES MSCI EMERGING MKTS INDEX FD ETF-INTERNATIONAL FUND 464287234 62 1800 SH OTR 1800 0 0 ISHARES MSCI EMERGING MKTS INDEX FD ETF-INTERNATIONAL FUND 464287234 239 6965 SH SOLE 6965 0 0 I SHARES M S C I E A F E INDEX FUND ETF-INTERNATIONAL FUND 464287465 478 8561 SH SOLE 8561 0 0 iSHARES S&P MID CAP 400 INDEX ETF-DOMESTIC MID CAP 464287507 493 3299 SH OTR 3299 0 0 iSHARES S&P MID CAP 400 INDEX ETF-DOMESTIC MID CAP 464287507 8878 59427 SH SOLE 59427 0 0 iSHARES RUSSELL 2000 INDEX ETF-DOMESTIC SMALL CAP 464287655 73 635 SH OTR 635 0 0 iSHARES RUSSELL 2000 INDEX ETF-DOMESTIC SMALL CAP 464287655 1629 14168 SH SOLE 14168 0 0 iSHARES S&P SMALL CAP 600 INDEX ETF-DOMESTIC SMALL CAP 464287804 37 320 SH OTR 320 0 0 iSHARES S&P SMALL CAP 600 INDEX ETF-DOMESTIC SMALL CAP 464287804 1130 9722 SH SOLE 9722 0 0 ISHARES S&P SH TR NATL AMT FREE MUNI BD ETF-FIXED INCOME 464288158 368 3457 SH SOLE 3457 0 0 ISHARES IBOXX HY BD ETF-FIXED INCOME 464288513 372 4392 SH SOLE 4392 0 0 J P MORGAN CHASE & CO Common Stock 46625H100 58 935 SH OTR 935 0 0 J P MORGAN CHASE & CO Common Stock 46625H100 748 12032 SH SOLE 12032 0 0 JOHNSON & JOHNSON Common Stock 478160104 188 1550 SH OTR 1550 0 0 JOHNSON & JOHNSON Common Stock 478160104 1788 14740 SH SOLE 14740 0 0 LOWES COS INC Common Stock 548661107 919 11602 SH SOLE 11602 0 0 MASTERCARD INC. Common Stock 57636Q104 485 5507 SH SOLE 5507 0 0 MC DONALDS CORP Common Stock 580135101 155 1286 SH OTR 1286 0 0 MC DONALDS CORP Common Stock 580135101 1780 14790 SH SOLE 14790 0 0 MICROSOFT CORP Common Stock 594918104 85 1666 SH OTR 1666 0 0 MICROSOFT CORP Common Stock 594918104 960 18766 SH SOLE 18766 0 0 MICROCHIP TECHNOLOGY INC Common Stock 595017104 8 150 SH OTR 150 0 0 MICROCHIP TECHNOLOGY INC Common Stock 595017104 199 3925 SH SOLE 3925 0 0 NEXTERA ENERGY INC COM Common Stock 65339F101 229 1756 SH SOLE 1756 0 0 NIKE INC Common Stock 654106103 128 2315 SH OTR 2315 0 0 NIKE INC Common Stock 654106103 518 9384 SH SOLE 9384 0 0 NOVARTIS A G A D R American Depository Receipts 66987V109 84 1019 SH OTR 1019 0 0 NOVARTIS A G A D R American Depository Receipts 66987V109 856 10373 SH SOLE 10373 0 0 NOVO NORDISK Common Stock 670100205 27 500 SH OTR 500 0 0 NOVO NORDISK Common Stock 670100205 228 4248 SH SOLE 4248 0 0 ORACLE CORP Common Stock 68389X105 35 850 SH OTR 850 0 0 ORACLE CORP Common Stock 68389X105 223 5447 SH SOLE 5447 0 0 PEPSICO INC Common Stock 713448108 128 1210 SH OTR 1210 0 0 PEPSICO INC Common Stock 713448108 1771 16721 SH SOLE 16721 0 0 PFIZER INC Common Stock 717081103 33 930 SH OTR 930 0 0 PFIZER INC Common Stock 717081103 1140 32376 SH SOLE 32376 0 0 PIMCO 0-5 YR HIGH YIELD CORP BD INDEX ETF-FIXED INCOME 72201R783 358 3699 SH OTR 3699 0 0 PIMCO 0-5 YR HIGH YIELD CORP BD INDEX ETF-FIXED INCOME 72201R783 5868 60597 SH SOLE 60597 0 0 PROCTER & GAMBLE CO Common Stock 742718109 96 1130 SH OTR 1130 0 0 PROCTER & GAMBLE CO Common Stock 742718109 1120 13229 SH SOLE 13229 0 0 SPDR TR ETF-DOMESTIC LARGE CAP 78462F103 9 45 SH OTR 45 0 0 SPDR TR ETF-DOMESTIC LARGE CAP 78462F103 267 1276 SH SOLE 926 0 350 SPDR S&P EMERGING MKTS SMALL CAP ETF-INTERNATIONAL FUND 78463X756 8 200 SH OTR 200 0 0 SPDR S&P EMERGING MKTS SMALL CAP ETF-INTERNATIONAL FUND 78463X756 229 5829 SH SOLE 5829 0 0 SELECT SECTOR SPDR-MATERIALS Common Stock 81369Y100 17 370 SH OTR 370 0 0 SELECT SECTOR SPDR-MATERIALS Common Stock 81369Y100 457 9861 SH SOLE 9861 0 0 ENERGY SELECT SECTOR SPDR Common Stock 81369Y506 10 150 SH OTR 150 0 0 ENERGY SELECT SECTOR SPDR Common Stock 81369Y506 272 3983 SH SOLE 3983 0 0 SELECT SECTOR SPDR-FINANCIAL Common Stock 81369Y605 11 484 SH OTR 484 0 0 SELECT SECTOR SPDR-FINANCIAL Common Stock 81369Y605 1011 44233 SH SOLE 44233 0 0 INDUSTRIAL SELECT SECTOR SPDR Common Stock 81369Y704 17 300 SH OTR 300 0 0 INDUSTRIAL SELECT SECTOR SPDR Common Stock 81369Y704 566 10102 SH SOLE 10102 0 0 SELECT SECTOR SPDR-TECHNOLOGY Common Stock 81369Y803 1281 29544 SH SOLE 29544 0 0 UTILITIES SELECT SECTOR SPDR FUND Common Stock 81369Y886 43 820 SH OTR 820 0 0 UTILITIES SELECT SECTOR SPDR FUND Common Stock 81369Y886 926 17642 SH SOLE 17642 0 0 AXIAM, INC. Common Stock 87508Y992 0 10000 SH SOLE 10000 0 0 3M CO Common Stock 88579Y101 68 390 SH OTR 390 0 0 3M CO Common Stock 88579Y101 1577 9005 SH SOLE 9005 0 0 UNILEVER PLC Common Stock 904767704 217 4538 SH SOLE 4538 0 0 VANGUARD ST INFLATION PROTECTED ETF ETF-FIXED INCOME 922020805 167 3381 SH OTR 3381 0 0 VANGUARD ST INFLATION PROTECTED ETF ETF-FIXED INCOME 922020805 1897 38343 SH SOLE 38343 0 0 VANGUARD EMERGING MKT ETF ETF-INTERNATIONAL FUND 922042858 84 2375 SH OTR 2375 0 0 VANGUARD EMERGING MKT ETF ETF-INTERNATIONAL FUND 922042858 817 23201 SH SOLE 23201 0 0 VANGUARD REIT VIPER ETF ETF REIT 922908553 350 3951 SH OTR 3951 0 0 VANGUARD REIT VIPER ETF ETF REIT 922908553 4518 50951 SH SOLE 50951 0 0 VERIZON COMMUNICATIONS INC Common Stock 92343V104 94 1681 SH OTR 1681 0 0 VERIZON COMMUNICATIONS INC Common Stock 92343V104 351 6281 SH SOLE 6281 0 0 WELLS FARGO & CO Common Stock 949746101 79 1673 SH OTR 1673 0 0 WELLS FARGO & CO Common Stock 949746101 279 5888 SH SOLE 5888 0 0 WISDOMTREE EMERGING MKTS EQ INC FD ETF-INTERNATIONAL FUND 97717W315 18 506 SH OTR 506 0 0 WISDOMTREE EMERGING MKTS EQ INC FD ETF-INTERNATIONAL FUND 97717W315 489 13800 SH SOLE 13800 0 0 WISDOM TREE MIDCAP DIVIDEND FUND ETF-DOMESTIC MID CAP 97717W505 119 1335 SH OTR 1335 0 0 WISDOM TREE MIDCAP DIVIDEND FUND ETF-DOMESTIC MID CAP 97717W505 1128 12606 SH SOLE 12606 0 0 WISDOMTREE SMALLCAP DIVIDEND FUND ETF-DOMESTIC SMALL CAP 97717W604 39 550 SH OTR 550 0 0 WISDOMTREE SMALLCAP DIVIDEND FUND ETF-DOMESTIC SMALL CAP 97717W604 746 10414 SH SOLE 10414 0 0