0000936936-17-000002.txt : 20170510
0000936936-17-000002.hdr.sgml : 20170510
20170510143503
ACCESSION NUMBER: 0000936936-17-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170510
DATE AS OF CHANGE: 20170510
EFFECTIVENESS DATE: 20170510
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOHENY ASSET MANAGEMENT /CA
CENTRAL INDEX KEY: 0000936936
IRS NUMBER: 954420207
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04640
FILM NUMBER: 17829747
BUSINESS ADDRESS:
STREET 1: 10877 WILSHIRE BLVD STE 1406
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
MAIL ADDRESS:
STREET 1: 10877 WILSHIRE BLVD SUITE 1406
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
FORMER COMPANY:
FORMER CONFORMED NAME: ANGELO GORDON & DOHENY ASSET MANAGEMENT
DATE OF NAME CHANGE: 19950808
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000936936
XXXXXXXX
03-31-2017
03-31-2017
DOHENY ASSET MANAGEMENT /CA
10877 WILSHIRE BLVD SUITE 1406
LOS ANGELES
CA
90024
13F HOLDINGS REPORT
028-04640
N
Sean O'Neill
Director of Research
3102095500
Sean O'Neill
Los Angeles
CA
05-10-2017
0
114
221374
false
INFORMATION TABLE
2
inftable.xml
3M COMPANY
COM
88579y101
759
3965
SH
SOLE
0
0
3965
A T & T INC
COM
00206r102
2067
49746
SH
SOLE
0
0
49746
ACHILLION PHARMA INC
COM
00448q201
168
40000
SH
SOLE
0
0
40000
ADVANCED MICRO DEVIC
COM
007903107
792
54440
SH
SOLE
0
0
54440
AIR PROD & CHEMICALS
COM
009158106
334
2467
SH
SOLE
0
0
2467
ALPHABET INC. CLASS A
COM
02079k305
3971
4684
SH
SOLE
0
0
4684
ALPHABET INC. CLASS C
COM
02079k107
4148
5000
SH
SOLE
0
0
5000
ALTRIA GROUP INC
COM
02209s103
1110
15540
SH
SOLE
0
0
15540
AMERICAN EXPRESS CO
COM
025816109
309
3904
SH
SOLE
0
0
3904
AMGEN INCORPORATED
COM
031162100
1241
7566
SH
SOLE
0
0
7566
ANALOG DEVICES INC
COM
032654105
1719
20976
SH
SOLE
0
0
20976
ANWORTH MTG ASSET
COM
037347101
1933
348200
SH
SOLE
0
0
348200
APPLE INC
COM
037833100
13113
91276
SH
SOLE
0
0
91276
AQUA METALS INC
COM
03837j101
15425
789425
SH
SOLE
0
0
789425
ASTRAZENECA PLC F SPONSORED AD
COM
046353108
218
7000
SH
SOLE
0
0
7000
B G C PARTNERS CLASS A
COM
05541t101
8866
780417
SH
SOLE
0
0
780417
BANK OF AMERICA CORP
COM
060505104
1749
74155
SH
SOLE
0
0
74155
BELDEN INC
COM
077454106
201
2900
SH
SOLE
0
0
2900
BERKSHIRE HATHAWAY CLASS B
COM
084670702
789
4735
SH
SOLE
0
0
4735
BP PLC F SPONSORED ADR 1 ADR R
COM
055622104
3486
100975
SH
SOLE
0
0
100975
BRISTOL-MYERS SQUIBB
COM
110122108
1349
24798
SH
SOLE
0
0
24798
CALLIDUS SOFTWARE
COM
13123e500
1078
50475
SH
SOLE
0
0
50475
CALLON PETROLEUM CO
COM
13123x102
273
20775
SH
SOLE
0
0
20775
CANADIAN NATL RAILWY F
COM
136375102
802
10850
SH
SOLE
0
0
10850
CAPSTEAD MTG CORP
COM
14067e506
922
87450
SH
SOLE
0
0
87450
CATERPILLAR INC DEL COM
COM
149123101
206
2226
SH
SOLE
0
0
2226
CELGENE CORP
COM
151020104
6032
48479
SH
SOLE
0
0
48479
CHARLES SCHWAB CORP
COM
808513105
2295
56225
SH
SOLE
0
0
56225
CHECK PT SOFTWARE F
COM
m22465104
5978
58231
SH
SOLE
0
0
58231
CHEVRON CORPORATION
COM
166764100
2448
22798
SH
SOLE
0
0
22798
COCA COLA COMPANY
COM
191216100
646
15225
SH
SOLE
0
0
15225
COMCAST CORPORATION CLASS A
COM
20030n101
624
16592
SH
SOLE
0
0
16592
CONOCOPHILLIPS
COM
20825c104
391
7845
SH
SOLE
0
0
7845
CONSTELLATION BRAND CLASS A
COM
21036p108
613
3785
SH
SOLE
0
0
3785
CYS INVESTMENTS
COM
12673a108
319
40100
SH
SOLE
0
0
40100
DB GOLD DOUBLE LONG ETN DUE FE
COM
25154H749
457
19500
SH
SOLE
0
0
19500
DUKE ENERGY CORP
COM
26441c204
1226
14951
SH
SOLE
0
0
14951
EAST WEST BANCORP
COM
27579r104
995
19275
SH
SOLE
0
0
19275
ELI LILLY & CO.
COM
532457108
240
2850
SH
SOLE
0
0
2850
ENBRIDGE INC
COM
29250N105
377
9002
SH
SOLE
0
0
9002
ENERGOUS CORP
COM
29272c103
15127
969676
SH
SOLE
0
0
969676
EQUIFAX INC
COM
294429105
342
2500
SH
SOLE
0
0
2500
EURONAV NV F
COM
b38564108
8835
1118320
SH
SOLE
0
0
1118320
EXAR CORP
COM
300645108
1820
139900
SH
SOLE
0
0
139900
EXXON MOBIL CORP
COM
30231g102
1336
16293
SH
SOLE
0
0
16293
FACEBOOK INC CLASS A
COM
30303m102
862
6070
SH
SOLE
0
0
6070
FIBROGEN INC
COM
31572q808
694
28150
SH
SOLE
0
0
28150
FIVE PRIME THERAPEUTICS INC
COM
33830X104
222
6150
SH
SOLE
0
0
6150
FRONTIER COMM CO
COM
35906a108
216
101160
SH
SOLE
0
0
101160
GENERAL DYNAMICS CO
COM
369550108
374
2000
SH
SOLE
0
0
2000
GENERAL ELECTRIC CO
COM
369604103
2370
79542
SH
SOLE
0
0
79542
GILEAD SCIENCES INC
COM
375558103
2152
31691
SH
SOLE
0
0
31691
GOLDMAN SACHS GROUP
COM
38141g104
343
1492
SH
SOLE
0
0
1492
GW PHARMACEUTIC PLC F SPONSORE
COM
36197t103
326
2695
SH
SOLE
0
0
2695
Gastar Expl Inc New
COM
36729W202
154
100000
SH
SOLE
0
0
100000
HALLIBURTON CO HLDG
COM
406216101
2776
56405
SH
SOLE
0
0
56405
HALOZYME THERAPEUTIC
COM
40637h109
1366
105425
SH
SOLE
0
0
105425
HONEYWELL INTL INC
COM
438516106
499
4000
SH
SOLE
0
0
4000
IBM CORPORATION COM
COM
459200101
1118
6419
SH
SOLE
0
0
6419
INTEL CORP
COM
458140100
1922
53288
SH
SOLE
0
0
53288
JOHNSON & JOHNSON
COM
478160104
5586
44853
SH
SOLE
0
0
44853
JPMORGAN CHASE & CO
COM
46625H100
436
4962
SH
SOLE
0
0
4962
KIMBERLY-CLARK CORP
COM
494368103
740
5620
SH
SOLE
0
0
5620
KRAFT HEINZ COMPANY
COM
500754106
1878
20682
SH
SOLE
0
0
20682
LEXINGTON REALTY TR
COM
529043101
7176
719020
SH
SOLE
0
0
719020
LOCKHEED MARTIN CORP
COM
539830109
1663
6215
SH
SOLE
0
0
6215
LOWES COS INC COM
COM
548661107
350
4254
SH
SOLE
0
0
4254
MARATHON PETE CORP
COM
56585a102
1933
38240
SH
SOLE
0
0
38240
MASTERCARD INC CLASS A
COM
57636q104
201
1790
SH
SOLE
0
0
1790
MERCK & CO INC
COM
58933y105
3717
58505
SH
SOLE
0
0
58505
MICROCHIP TECHNOLOGY
COM
595017104
7962
107920
SH
SOLE
0
0
107920
MICROSOFT CORP
COM
594918104
562
8531
SH
SOLE
0
0
8531
MIDDLEBY CORP THE
COM
596278101
273
2000
SH
SOLE
0
0
2000
MONDELEZ INTL CLASS A
COM
609207105
1955
45375
SH
SOLE
0
0
45375
NESTLE SA SPON ADR REPSTG REG
COM
641069406
352
4576
SH
SOLE
0
0
4576
NETFLIX INC
COM
64110l106
1058
7160
SH
SOLE
0
0
7160
NEW RESIDENTIAL INVE
COM
64828t201
7588
446896
SH
SOLE
0
0
446896
NEW SENIOR INV GRP
COM
648691103
5674
556300
SH
SOLE
0
0
556300
NIKE INC CLASS B
COM
654106103
420
7537
SH
SOLE
0
0
7537
NORDIC AMERN TANK F
COM
g65773106
204
24950
SH
SOLE
0
0
24950
NORTHROP GRUMMAN CORP
COM
666807102
624
2625
SH
SOLE
0
0
2625
NOVARTIS AG F SPONSORED ADR 1
COM
66987v109
267
3600
SH
SOLE
0
0
3600
NVIDIA CORP
COM
67066g104
434
3980
SH
SOLE
0
0
3980
PARSLEY ENERGY INC CLASS A
COM
701877102
388
11950
SH
SOLE
0
0
11950
PEPSICO INCORPORATED
COM
713448108
1428
12770
SH
SOLE
0
0
12770
PFIZER INCORPORATED
COM
717081103
2051
59954
SH
SOLE
0
0
59954
PHILIP MORRIS INTL INC
COM
718172109
957
8476
SH
SOLE
0
0
8476
PHILLIPS 66
COM
718546104
2411
30432
SH
SOLE
0
0
30432
PROCTER & GAMBLE
COM
742718109
998
11106
SH
SOLE
0
0
11106
PUBLIC STORAGE REIT
COM
74460d109
403
1842
SH
SOLE
0
0
1842
QUALCOMM INC
COM
747525103
1113
19409
SH
SOLE
0
0
19409
RAYTHEON CO
COM
755111507
373
2448
SH
SOLE
0
0
2448
REDWOOD TRUST INC.
COM
758075402
2219
133617
SH
SOLE
0
0
133617
ROCHE HLDG AG F SPONSORED ADR
COM
771195104
224
7000
SH
SOLE
0
0
7000
S R C ENERGY INC
COM
78470v108
745
88300
SH
SOLE
0
0
88300
SCHLUMBERGER LTD F
COM
806857108
807
10335
SH
SOLE
0
0
10335
SHIP FINANCE INTL F
COM
g81075106
9211
626609
SH
SOLE
0
0
626609
SPRAGUE RESOURCES LP LP
COM
849343108
1760
64950
SH
SOLE
0
0
64950
STANLEY BLACK & DECKER INC
COM
854502101
288
2164
SH
SOLE
0
0
2164
STARBUCKS CORP
COM
855244109
4481
76740
SH
SOLE
0
0
76740
T-MOBILE US INC
COM
872590104
492
7620
SH
SOLE
0
0
7620
TESLA INC
COM
88160r101
397
1425
SH
SOLE
0
0
1425
TEVA PHARMACEUTICAL INDS ADR
COM
881624209
379
11800
SH
SOLE
0
0
11800
TEXAS INSTRUMENTS COM
COM
882508104
1076
13356
SH
SOLE
0
0
13356
TVI CORPORATION NEW
COM
872916101
0
17500
SH
SOLE
0
0
17500
U S BANCORP
COM
902973304
797
15482
SH
SOLE
0
0
15482
VERIZON COMMUNICATN
COM
92343v104
689
14134
SH
SOLE
0
0
14134
VF CORPORATION
COM
918204108
220
4000
SH
SOLE
0
0
4000
WABTEC
COM
929740108
312
4000
SH
SOLE
0
0
4000
WALT DISNEY CO
COM
254687106
1412
12456
SH
SOLE
0
0
12456
WELLS FARGO BK N A
COM
949746101
1123
20176
SH
SOLE
0
0
20176
WHITING PETROLEUM CO
COM
966387102
461
48700
SH
SOLE
0
0
48700
WYNN RESORTS
COM
983134107
332
2900
SH
SOLE
0
0
2900
XILINX INC COM
COM
983919101
249
4300
SH
SOLE
0
0
4300