0000936936-16-000008.txt : 20161115 0000936936-16-000008.hdr.sgml : 20161115 20161115121821 ACCESSION NUMBER: 0000936936-16-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161115 EFFECTIVENESS DATE: 20161115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOHENY ASSET MANAGEMENT /CA CENTRAL INDEX KEY: 0000936936 IRS NUMBER: 954420207 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04640 FILM NUMBER: 161998674 BUSINESS ADDRESS: STREET 1: 10877 WILSHIRE BLVD STE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BLVD SUITE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: ANGELO GORDON & DOHENY ASSET MANAGEMENT DATE OF NAME CHANGE: 19950808 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000936936 XXXXXXXX 09-30-2016 09-30-2016 DOHENY ASSET MANAGEMENT /CA
10877 WILSHIRE BLVD SUITE 1406 LOS ANGELES CA 90024
13F HOLDINGS REPORT 028-04640 N
Sean O'Neill Director of Research 310-209-5500 Sean O'Neill Los Angeles CA 11-15-2016 0 106 194664 false
INFORMATION TABLE 2 inftable.xml 3M COMPANY COM 88579y101 699 3965 SH SOLE 0 0 3965 A T & T INC COM 00206r102 1665 41007 SH SOLE 0 0 41007 ACHILLION PHARMA INC COM 00448q201 687 84850 SH SOLE 0 0 84850 AIR PROD & CHEMICALS TRADES WI COM 009158106 386 2567 SH SOLE 0 0 2567 ALPHABET INC. CLASS A COM 02079k305 3922 4878 SH SOLE 0 0 4878 ALPHABET INC. CLASS C COM 02079k107 4021 5173 SH SOLE 0 0 5173 ALTRIA GROUP INC COM 02209s103 983 15540 SH SOLE 0 0 15540 AMERICAN EXPRESS CO COM 025816109 227 3547 SH SOLE 0 0 3547 AMGEN INCORPORATED COM 031162100 1794 10753 SH SOLE 0 0 10753 ANALOG DEVICES INC COM 032654105 1508 23400 SH SOLE 0 0 23400 ANWORTH MTG ASSET REIT COM 037347101 1720 349600 SH SOLE 0 0 349600 APPLE INC COM 037833100 10828 95778 SH SOLE 0 0 95778 ATOMERA INCORPORATED COM 04965b100 86 11075 SH SOLE 0 0 11075 B G C PARTNERS CLASS A COM 05541t101 7078 808917 SH SOLE 0 0 808917 BELDEN INC COM 077454106 200 2900 SH SOLE 0 0 2900 BERKSHIRE HATHAWAY CLASS B COM 084670702 697 4825 SH SOLE 0 0 4825 BP PLC F ADR 1 ADR REPS 6 ORD COM 055622104 1648 46875 SH SOLE 0 0 46875 BRISTOL-MYERS SQUIBB COM 110122108 2701 50095 SH SOLE 0 0 50095 CALLIDUS SOFTWARE COM 13123e500 937 51075 SH SOLE 0 0 51075 CALLON PETROLEUM CO COM 13123x102 326 20775 SH SOLE 0 0 20775 CANADIAN NATL RAILWY F COM 136375102 991 15150 SH SOLE 0 0 15150 CAPSTEAD MTG CORP REIT COM 14067e506 825 87450 SH SOLE 0 0 87450 CELGENE CORP COM 151020104 5255 50274 SH SOLE 0 0 50274 CHECK PT SOFTWARE F COM m22465104 6022 77594 SH SOLE 0 0 77594 CHEVRON CORPORATION COM 166764100 2267 22028 SH SOLE 0 0 22028 CISCO SYSTEMS INC COM 17275r102 283 8925 SH SOLE 0 0 8925 COCA COLA COMPANY COM 191216100 699 16525 SH SOLE 0 0 16525 COMCAST CORPORATION CLASS A COM 20030n101 504 7600 SH SOLE 0 0 7600 CONOCOPHILLIPS COM 20825c104 346 7960 SH SOLE 0 0 7960 CYS INVESTMENTS REIT COM 12673a108 639 73250 SH SOLE 0 0 73250 DUKE ENERGY CORP COM 26441c204 1183 14775 SH SOLE 0 0 14775 EAST WEST BANCORP INC COM 27579R104 1222 33275 SH SOLE 0 0 33275 ELI LILLY & CO. COM 532457108 229 2850 SH SOLE 0 0 2850 ENERGOUS CORP COM 29272c103 9657 492450 SH SOLE 0 0 492450 EQUIFAX INC COM 294429105 336 2500 SH SOLE 0 0 2500 EURONAV NV F COM b38564108 8101 1061750 SH SOLE 0 0 1061750 EXAR CORP COM 300645108 3136 336825 SH SOLE 0 0 336825 EXXON MOBIL CORP COM 30231g102 1568 17969 SH SOLE 0 0 17969 FIBROGEN INC COM 31572q808 580 28000 SH SOLE 0 0 28000 FIVE PRIME THERAPEUTICS INC COM 33830X104 323 6150 SH SOLE 0 0 6150 FOUNDATION MEDICINE COM 350465100 241 10300 SH SOLE 0 0 10300 FRONTIER COMM CO COM 35906a108 3132 752860 SH SOLE 0 0 752860 GENERAL DYNAMICS CO COM 369550108 310 2000 SH SOLE 0 0 2000 GENERAL ELECTRIC CO COM 369604103 2331 78710 SH SOLE 0 0 78710 GILEAD SCIENCES INC COM 375558103 4916 62131 SH SOLE 0 0 62131 GOPRO INC CLASS A COM 38268t103 904 54200 SH SOLE 0 0 54200 Gastar Expl Inc New COM 36729W202 84 100000 SH SOLE 0 0 100000 HALLIBURTON CO HLDG COM 406216101 2539 56567 SH SOLE 0 0 56567 HALOZYME THERAPEUTIC COM 40637h109 1582 130950 SH SOLE 0 0 130950 HONEYWELL INTL INC TRADES WITH COM 438516106 475 4075 SH SOLE 0 0 4075 IBM CORP COM 459200101 1020 6424 SH SOLE 0 0 6424 ILLUMINA INC COM 452327109 324 1785 SH SOLE 0 0 1785 INTEL CORP COM 458140100 2040 54028 SH SOLE 0 0 54028 JOHNSON & JOHNSON COM 478160104 5350 45289 SH SOLE 0 0 45289 JPMORGAN CHASE & CO COM 46625H100 207 3102 SH SOLE 0 0 3102 KIMBERLY-CLARK CORP COM 494368103 722 5720 SH SOLE 0 0 5720 KRAFT HEINZ COMPANY COM 500754106 1892 21132 SH SOLE 0 0 21132 LEXINGTON REALTY TR REIT COM 529043101 7148 693934 SH SOLE 0 0 693934 LOCKHEED MARTIN CORP COM 539830109 1297 5410 SH SOLE 0 0 5410 LOWES COS INC COM COM 548661107 307 4254 SH SOLE 0 0 4254 MACROGENICS INC COM 556099109 694 23200 SH SOLE 0 0 23200 MARATHON PETE CORP COM 56585a102 1552 38240 SH SOLE 0 0 38240 MERCK & CO INC COM 58933y105 3667 58755 SH SOLE 0 0 58755 MICROCHIP TECHNOLOGY COM 595017104 7331 117970 SH SOLE 0 0 117970 MICROSOFT CORP COM 594918104 404 7021 SH SOLE 0 0 7021 MIDDLEBY CORP THE COM 596278101 445 3600 SH SOLE 0 0 3600 MONDELEZ INTL CLASS A COM 609207105 2022 46067 SH SOLE 0 0 46067 NESTLE SA F ADR 1 ADR REPS 1 O COM 641069406 316 4000 SH SOLE 0 0 4000 NEW RESIDENTIAL INVE REIT COM 64828t201 6800 492396 SH SOLE 0 0 492396 NEW SENIOR INV GRP COM 648691103 6453 559200 SH SOLE 0 0 559200 NIKE INC CLASS B COM 654106103 717 13626 SH SOLE 0 0 13626 NORDIC AMERICAN TANKERS LIMITE COM G65773106 1274 126000 SH SOLE 0 0 126000 NORTHROP GRUMMAN CORP COM 666807102 530 2475 SH SOLE 0 0 2475 PARSLEY ENERGY INC CLASS A COM 701877102 400 11950 SH SOLE 0 0 11950 PEPSICO INCORPORATED COM 713448108 1383 12716 SH SOLE 0 0 12716 PFIZER INCORPORATED COM 717081103 1972 58208 SH SOLE 0 0 58208 PHILIP MORRIS INTL INC COM 718172109 745 7664 SH SOLE 0 0 7664 PHILLIPS 66 COM 718546104 2440 30290 SH SOLE 0 0 30290 PROCTER & GAMBLE EXCHANGE OFFE COM 742718109 957 10660 SH SOLE 0 0 10660 PUBLIC STORAGE REIT COM 74460d109 431 1930 SH SOLE 0 0 1930 QUALCOMM INC COM 747525103 2154 31450 SH SOLE 0 0 31450 RAYTHEON CO COM 755111507 299 2198 SH SOLE 0 0 2198 REDWOOD TRUST INC. REIT COM 758075402 1963 138617 SH SOLE 0 0 138617 ROCHE HLDG AG F ADR 1 ADR RE 0 COM 771195104 218 7000 SH SOLE 0 0 7000 SCHLUMBERGER LTD F COM 806857108 526 6689 SH SOLE 0 0 6689 SCHWAB (CHARLES) CORP COM 808513105 420 13300 SH SOLE 0 0 13300 SHIP FINANCE INTL F COM g81075106 8897 604034 SH SOLE 0 0 604034 SPECTRA ENERGY CORP COM 847560109 430 10050 SH SOLE 0 0 10050 SPRAGUE RESOURCES LP LP COM 849343108 1572 66350 SH SOLE 0 0 66350 STANLEY BLACK & DECKER INC COM 854502101 266 2164 SH SOLE 0 0 2164 STARBUCKS CORP COM 855244109 4205 77678 SH SOLE 0 0 77678 STARWOOD PPTY TRUST REIT COM 85571b105 225 10000 SH SOLE 0 0 10000 SYNERGY RESOURCES CO COM 87164p103 236 34050 SH SOLE 0 0 34050 T-MOBILE US INC COM 872590104 356 7620 SH SOLE 0 0 7620 TEVA PHARMACEUTICAL INDS ADR COM 881624209 580 12600 SH SOLE 0 0 12600 TEXAS INSTRUMENTS COM COM 882508104 891 12690 SH SOLE 0 0 12690 TVI CORPORATION NEW COM 872916101 0 17500 SH SOLE 0 0 17500 U S BANCORP COM 902973304 656 15290 SH SOLE 0 0 15290 VERIZON COMMUNICATN COM 92343v104 1376 26477 SH SOLE 0 0 26477 VF CORPORATION COM 918204108 224 4000 SH SOLE 0 0 4000 WABTEC COM 929740108 327 4000 SH SOLE 0 0 4000 WALT DISNEY CO COM 254687106 1136 12230 SH SOLE 0 0 12230 WELLS FARGO BK N A COM 949746101 642 14505 SH SOLE 0 0 14505 WYNN RESORTS COM 983134107 718 7375 SH SOLE 0 0 7375 XILINX INC COM COM 983919101 234 4300 SH SOLE 0 0 4300 COUNTRYWIDE CAP V 7%PFD DUE 11 PFD 222388209 2483 96376 SH SOLE 0 0 96376