0000936936-16-000006.txt : 20160513 0000936936-16-000006.hdr.sgml : 20160513 20160512191216 ACCESSION NUMBER: 0000936936-16-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160513 DATE AS OF CHANGE: 20160512 EFFECTIVENESS DATE: 20160513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOHENY ASSET MANAGEMENT /CA CENTRAL INDEX KEY: 0000936936 IRS NUMBER: 954420207 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04640 FILM NUMBER: 161645436 BUSINESS ADDRESS: STREET 1: 10877 WILSHIRE BLVD STE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BLVD SUITE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: ANGELO GORDON & DOHENY ASSET MANAGEMENT DATE OF NAME CHANGE: 19950808 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000936936 XXXXXXXX 03-31-2016 03-31-2016 DOHENY ASSET MANAGEMENT /CA

10877 WILSHIRE BLVD SUITE 1406 LOS ANGELES CA 90024

13F HOLDINGS REPORT 028-04640 N Sean O'Neill 310-209-5500 Sean O'neill Los Angeles CA 05-11-2016 0 105 193927 false INFORMATION TABLE 2 inftable.xml 3M Co (fmly Minnesota Mining & COM 88579Y101 744 4465 SH SOLE 0 0 4465 ACHILLION PHARMACEUTICALS COM 00448Q201 862 111650 SH SOLE 0 0 111650 AIR PRODUCTS & CHEMICALS INC COM 009158106 370 2567 SH SOLE 0 0 2567 ALPHABET INC - CL A COM 02079k305 3938 5162 SH SOLE 0 0 5162 ALPHABET INC - CL C COM 02079K107 4088 5488 SH SOLE 0 0 5488 ALTRIA GROUP (fka Philip Morri COM 02209S103 1005 16040 SH SOLE 0 0 16040 AMERICAN EXPRESS CO. COM 025816109 218 3547 SH SOLE 0 0 3547 AMGEN INC. COM 031162100 1487 9918 SH SOLE 0 0 9918 ANALOG DEVICES INC COM 032654105 1022 17267 SH SOLE 0 0 17267 ANNALY CAPITAL MANAGEMENT INC COM 035710409 308 30000 SH SOLE 0 0 30000 ANWORTH MORTGAGE ASSET CORP COM 037347101 1816 389600 SH SOLE 0 0 389600 APPLE INC. COM 037833100 10607 97318 SH SOLE 0 0 97318 AT&T INC COM 00206R102 1802 46007 SH SOLE 0 0 46007 BERKSHIRE HATHAWAY INC - CLASS COM 084670702 741 5225 SH SOLE 0 0 5225 BGC PARTNERS INC-CL A COM 05541T101 6765 747483 SH SOLE 0 0 747483 BJ'S RESTAURANTS INC COM 09180C106 305 7333 SH SOLE 0 0 7333 BP P.L.C. ADR (fmly BP Amoco P COM 055622104 1479 49009 SH SOLE 0 0 49009 BRISTOL MYERS SQUIBB COM COM 110122108 3283 51395 SH SOLE 0 0 51395 CALLIDUS SOFTWARE INC COM 13123E500 4196 251575 SH SOLE 0 0 251575 CALLON PETROLEUM CO COM 13123X102 184 20775 SH SOLE 0 0 20775 CANADIAN NATL RAILWAY CO COM 136375102 2358 37750 SH SOLE 0 0 37750 CELGENE CORP COM 151020104 5642 56369 SH SOLE 0 0 56369 CHECK POINT SOFTWARE TECH COM M22465104 7279 83219 SH SOLE 0 0 83219 CHEVRON CORP (fmly ChevronTexa COM 166764100 2186 22918 SH SOLE 0 0 22918 COCA COLA COMPANY COM 191216100 785 16925 SH SOLE 0 0 16925 COMCAST CORP NEW CLASS A SPECI COM 20030N200 290 5000 SH SOLE 0 0 5000 CONOCOPHILLIPS COM 20825C104 321 7960 SH SOLE 0 0 7960 CVS HEALTH CORP COM 126650100 279 2692 SH SOLE 0 0 2692 DUKE ENERGY CORP-NEW COM 26441C204 1192 14775 SH SOLE 0 0 14775 EAST WEST BANCORP INC COM 27579R104 1081 33275 SH SOLE 0 0 33275 ENERGOUS CORP COM 29272C103 7449 737500 SH SOLE 0 0 737500 EQUIFAX INC. COM 294429105 286 2500 SH SOLE 0 0 2500 EQUITY RESIDENTIAL- fka Equity COM 29476L107 225 3000 SH SOLE 0 0 3000 EURONAV NV COM B38564108 7397 722400 SH SOLE 0 0 722400 EXXON MOBIL CORPORATION COM 30231G102 1505 17999 SH SOLE 0 0 17999 FIRST NIAGARA FINANCIAL GROUP, COM 33582V108 113 11652 SH SOLE 0 0 11652 FIRST POTOMAC REALTY TRUST COM 33610f109 229 25300 SH SOLE 0 0 25300 FIVE PRIME THERAPEUTICS INC COM 33830X104 250 6150 SH SOLE 0 0 6150 FRONTIER COMMUNICATIONS CORP COM 35906A108 5097 911860 SH SOLE 0 0 911860 GENERAL DYNAMICS CORP COM 369550108 263 2000 SH SOLE 0 0 2000 GENERAL ELECTRIC CO COM 369604103 2625 82560 SH SOLE 0 0 82560 GILEAD SCIENCES INC. COM 375558103 6386 69521 SH SOLE 0 0 69521 HALLIBURTON CO. COM 406216101 2099 58762 SH SOLE 0 0 58762 HALOZYME THERAPEAUTICS INC COM 40637h109 1027 108400 SH SOLE 0 0 108400 HONEYWELL INTERNATIONAL INC COM 438516106 457 4075 SH SOLE 0 0 4075 INTEL CORP COM COM 458140100 1677 51828 SH SOLE 0 0 51828 INTERNATIONAL BUSINESS MACHINE COM 459200101 976 6444 SH SOLE 0 0 6444 J.P. MORGAN CHASE & CO COM 46625H100 234 3952 SH SOLE 0 0 3952 JOHNSON & JOHNSON COM 478160104 4965 45889 SH SOLE 0 0 45889 KIMBERLY CLARK COM 494368103 810 6020 SH SOLE 0 0 6020 LEXINGTON REALTY TRUST COM 529043101 6115 711034 SH SOLE 0 0 711034 LILLY ELI & CO COM COM 532457108 205 2850 SH SOLE 0 0 2850 LOCKHEED MARTIN CORPORATION COM 539830109 1384 6250 SH SOLE 0 0 6250 LOWES COMPANIES INC. COM 548661107 398 5254 SH SOLE 0 0 5254 MACROGENICS INC COM 556099109 435 23200 SH SOLE 0 0 23200 MARATHON PETROLEUM CORP COM 56585A102 1422 38240 SH SOLE 0 0 38240 MERCK and CO INC COM 58933Y105 3188 60255 SH SOLE 0 0 60255 MICROCHIP TECHNOLOGY INC COM 595017104 5626 116720 SH SOLE 0 0 116720 MICROSOFT COM 594918104 388 7021 SH SOLE 0 0 7021 MIDDLEBY CORP COM 596278101 384 3600 SH SOLE 0 0 3600 MONDELEZ INTERNATIONAL -W/I COM 609207105 1848 46067 SH SOLE 0 0 46067 NESTLE SA - SPONS ADR FOR REG COM 641069406 300 4000 SH SOLE 0 0 4000 NETFLIX INC COM 64110L106 286 2800 SH SOLE 0 0 2800 NEW RESIDENTIAL COM 64828T201 5000 429896 SH SOLE 0 0 429896 NEW SENIOR INVESTMENT GROUP COM 648691103 5808 563900 SH SOLE 0 0 563900 NIKE INC CL B COM 654106103 1045 16996 SH SOLE 0 0 16996 NORDIC AMERICAN TANKERS LTD COM g65773106 3168 224850 SH SOLE 0 0 224850 NORTHROP GRUMMAN CORP COM 666807102 490 2475 SH SOLE 0 0 2475 PARSLEY ENERGY INC-CLASS A COM 701877102 270 11950 SH SOLE 0 0 11950 PEPSICO INC COM COM 713448108 1303 12716 SH SOLE 0 0 12716 PFIZER INC. COM 717081103 1756 59258 SH SOLE 0 0 59258 PHILLIP MORRIS INTERNATIONAL COM 718172109 752 7664 SH SOLE 0 0 7664 PHILLIPS 66 COM 718546104 3291 38005 SH SOLE 0 0 38005 PROCTER & GAMBLE CO. COM 742718109 1038 12610 SH SOLE 0 0 12610 PUBLIC STORAGE COM 74460D109 560 2030 SH SOLE 0 0 2030 QUALCOMM INC COM 747525103 635 12425 SH SOLE 0 0 12425 RAYTHEON COMPANY COM 755111507 270 2198 SH SOLE 0 0 2198 REDWOOD TRUST INC COM 758075402 1793 137117 SH SOLE 0 0 137117 ROCHE HOLDINGS-SPONS ADR COM 771195104 216 7000 SH SOLE 0 0 7000 SCHLUMBERGER LTD COM COM 806857108 493 6689 SH SOLE 0 0 6689 SCHWAB (CHARLES) CORP COM 808513105 384 13700 SH SOLE 0 0 13700 SHIP FINANCE INTL LTD COM G81075106 8007 576484 SH SOLE 0 0 576484 SPECTRA ENERGY CORP COM 847560109 981 32067 SH SOLE 0 0 32067 SPRAGUE RESOURCES LP COM 849343108 2641 129150 SH SOLE 0 0 129150 STANLEY BLACK & DECKER INC COM 854502101 228 2164 SH SOLE 0 0 2164 STARBUCKS CORP COM 855244109 5058 84728 SH SOLE 0 0 84728 STARWOOD PROPERTY TRUST INC COM 85571B105 189 10000 SH SOLE 0 0 10000 T-MOBILE US INC COM 872590104 309 8070 SH SOLE 0 0 8070 TEVA PHARMACEUTICAL-SP ADR COM 881624209 688 12850 SH SOLE 0 0 12850 TEXAS INSTRUMENTS INC. COM 882508104 737 12840 SH SOLE 0 0 12840 THE KRAFT HEINZ CO COM 500754106 1811 23048 SH SOLE 0 0 23048 TRANSTEXAS GAS CORP - CLASS A COM 893895201 0 15041 SH SOLE 0 0 15041 TVI CORP COM 872916101 0 17500 SH SOLE 0 0 17500 US BANCORP - NEW COM 902973304 740 18225 SH SOLE 0 0 18225 VERIZON COMMUNICATIONS-fmly Be COM 92343V104 1432 26477 SH SOLE 0 0 26477 VERTEX PHARMACEUTICALS INC COM 92532F100 747 9400 SH SOLE 0 0 9400 VF CORP COM 918204108 259 4000 SH SOLE 0 0 4000 WABTEC CORP COM 929740108 317 4000 SH SOLE 0 0 4000 WALT DISNEY COMPANY, THE COM 254687106 1324 13330 SH SOLE 0 0 13330 WELLS FARGO COMPANY COM 949746101 906 18732 SH SOLE 0 0 18732 WYNN RESORTS LTD COM 983134107 441 4725 SH SOLE 0 0 4725 XILINX INC COM 983919101 204 4300 SH SOLE 0 0 4300 COUNTRYWIDE CAPITAL V PFD 222388209 2510 97476 SH SOLE 0 0 97476 MORGAN STANLEY CAP TR III 6.25 PFD 617460209 3444 134175 SH SOLE 0 0 134175 TRANSTEXAS GAS CORP SR PFD SER PFD 893895607 0 41140 SH SOLE 0 0 41140