0000936936-16-000005.txt : 20160209
0000936936-16-000005.hdr.sgml : 20160209
20160209132251
ACCESSION NUMBER: 0000936936-16-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160209
DATE AS OF CHANGE: 20160209
EFFECTIVENESS DATE: 20160209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOHENY ASSET MANAGEMENT /CA
CENTRAL INDEX KEY: 0000936936
IRS NUMBER: 954420207
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04640
FILM NUMBER: 161398461
BUSINESS ADDRESS:
STREET 1: 10877 WILSHIRE BLVD STE 1406
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
MAIL ADDRESS:
STREET 1: 10877 WILSHIRE BLVD SUITE 1406
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
FORMER COMPANY:
FORMER CONFORMED NAME: ANGELO GORDON & DOHENY ASSET MANAGEMENT
DATE OF NAME CHANGE: 19950808
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000936936
XXXXXXXX
12-31-2015
12-31-2015
DOHENY ASSET MANAGEMENT /CA
10877 WILSHIRE BLVD SUITE 1406
LOS ANGELES
CA
90024
13F HOLDINGS REPORT
028-04640
N
Sean O'Neill
Director of Research
3102095500
William Doheny
Los Angeles
CA
02-09-2016
0
109
204617
false
INFORMATION TABLE
2
inftable.xml
3M Co (fmly Minnesota Mining &
COM
88579Y101
673
4465
SH
SOLE
0
0
4465
ABBVIE INC
COM
00287Y109
320
5400
SH
SOLE
0
0
5400
ACHILLION PHARMACEUTICALS
COM
00448Q201
4969
460550
SH
SOLE
0
0
460550
AIR LEASE CORP
COM
00912X302
1378
41150
SH
SOLE
0
0
41150
AIR PRODUCTS & CHEMICALS INC
COM
009158106
334
2567
SH
SOLE
0
0
2567
ALLERGAN INC
COM
018490102
230
736
SH
SOLE
0
0
736
ALPHABET INC - CL A
COM
02079k305
4028
5177
SH
SOLE
0
0
5177
ALPHABET INC - CL C
COM
02079K107
4164
5488
SH
SOLE
0
0
5488
ALTRIA GROUP (fka Philip Morri
COM
02209S103
934
16040
SH
SOLE
0
0
16040
AMERICAN EXPRESS CO.
COM
025816109
240
3447
SH
SOLE
0
0
3447
AMGEN INC.
COM
031162100
1586
9768
SH
SOLE
0
0
9768
ANALOG DEVICES INC
COM
032654105
955
17267
SH
SOLE
0
0
17267
ANNALY CAPITAL MANAGEMENT INC
COM
035710409
188
20000
SH
SOLE
0
0
20000
ANWORTH MORTGAGE ASSET CORP
COM
037347101
1651
379600
SH
SOLE
0
0
379600
APPLE INC.
COM
037833100
10378
98598
SH
SOLE
0
0
98598
AT&T INC
COM
00206R102
1583
46007
SH
SOLE
0
0
46007
BERKSHIRE HATHAWAY INC - CLASS
COM
084670702
690
5225
SH
SOLE
0
0
5225
BGC PARTNERS INC-CL A
COM
05541T101
7323
746483
SH
SOLE
0
0
746483
BJ'S RESTAURANTS INC
COM
09180C106
319
7333
SH
SOLE
0
0
7333
BP P.L.C. ADR (fmly BP Amoco P
COM
055622104
1629
52109
SH
SOLE
0
0
52109
BRISTOL MYERS SQUIBB COM
COM
110122108
3535
51395
SH
SOLE
0
0
51395
CALLIDUS SOFTWARE INC
COM
13123E500
4582
246725
SH
SOLE
0
0
246725
CANADIAN NATL RAILWAY CO
COM
136375102
2109
37750
SH
SOLE
0
0
37750
CELGENE CORP
COM
151020104
7397
61769
SH
SOLE
0
0
61769
CELLDEX THERAPEUTICS INC
COM
15117B103
922
58790
SH
SOLE
0
0
58790
CHECK POINT SOFTWARE TECH
COM
M22465104
6797
83519
SH
SOLE
0
0
83519
CHEVRON CORP (fmly ChevronTexa
COM
166764100
2062
22918
SH
SOLE
0
0
22918
COCA COLA COMPANY
COM
191216100
738
17175
SH
SOLE
0
0
17175
COMCAST CORP NEW CLASS A SPECI
COM
20030N200
290
5000
SH
SOLE
0
0
5000
CONOCOPHILLIPS
COM
20825C104
2056
44037
SH
SOLE
0
0
44037
CVS HEALTH CORP
COM
126650100
263
2692
SH
SOLE
0
0
2692
DUKE ENERGY CORP-NEW
COM
26441C204
1055
14775
SH
SOLE
0
0
14775
EAST WEST BANCORP INC
COM
27579R104
1383
33275
SH
SOLE
0
0
33275
ENERGOUS CORP
COM
29272C103
7761
981150
SH
SOLE
0
0
981150
EQUIFAX INC.
COM
294429105
278
2500
SH
SOLE
0
0
2500
EQUITY RESIDENTIAL- fka Equity
COM
29476L107
245
3000
SH
SOLE
0
0
3000
EURONAV NV
COM
B38564108
4250
310000
SH
SOLE
0
0
310000
EURONET WORLDWIDE INC
COM
298736109
235
3250
SH
SOLE
0
0
3250
EXPRESS SCRIPTS HOLDING COMPAN
COM
30219G108
308
3528
SH
SOLE
0
0
3528
EXXON MOBIL CORPORATION
COM
30231G102
1403
17999
SH
SOLE
0
0
17999
FIRST NIAGARA FINANCIAL GROUP,
COM
33582V108
126
11652
SH
SOLE
0
0
11652
FIRST POTOMAC REALTY TRUST
COM
33610f109
3908
342800
SH
SOLE
0
0
342800
FIVE PRIME THERAPEUTICS INC
COM
33830X104
255
6150
SH
SOLE
0
0
6150
FRONTIER COMMUNICATIONS CORP
COM
35906A108
4270
914360
SH
SOLE
0
0
914360
GENERAL DYNAMICS CORP
COM
369550108
275
2000
SH
SOLE
0
0
2000
GENERAL ELECTRIC CO
COM
369604103
2572
82560
SH
SOLE
0
0
82560
GILEAD SCIENCES INC.
COM
375558103
7841
77486
SH
SOLE
0
0
77486
HALLIBURTON CO.
COM
406216101
2000
58762
SH
SOLE
0
0
58762
HALOZYME THERAPEAUTICS INC
COM
40637h109
899
51850
SH
SOLE
0
0
51850
HONEYWELL INTERNATIONAL INC
COM
438516106
422
4075
SH
SOLE
0
0
4075
INTEL CORP COM
COM
458140100
1785
51828
SH
SOLE
0
0
51828
INTERNATIONAL BUSINESS MACHINE
COM
459200101
993
7219
SH
SOLE
0
0
7219
J.P. MORGAN CHASE & CO
COM
46625H100
261
3952
SH
SOLE
0
0
3952
JOHNSON & JOHNSON
COM
478160104
4765
46389
SH
SOLE
0
0
46389
KIMBERLY CLARK
COM
494368103
766
6020
SH
SOLE
0
0
6020
LEXINGTON REALTY TRUST
COM
529043101
4379
547401
SH
SOLE
0
0
547401
LILLY ELI & CO COM
COM
532457108
240
2850
SH
SOLE
0
0
2850
LOCKHEED MARTIN CORPORATION
COM
539830109
1357
6250
SH
SOLE
0
0
6250
LOWES COMPANIES INC.
COM
548661107
400
5254
SH
SOLE
0
0
5254
MACROGENICS INC
COM
556099109
909
29350
SH
SOLE
0
0
29350
MARATHON PETROLEUM CORP
COM
56585A102
2449
47240
SH
SOLE
0
0
47240
MERCK and CO INC
COM
58933Y105
3214
60855
SH
SOLE
0
0
60855
MICROCHIP TECHNOLOGY INC
COM
595017104
5432
116720
SH
SOLE
0
0
116720
MICROSOFT
COM
594918104
390
7021
SH
SOLE
0
0
7021
MIDDLEBY CORP
COM
596278101
388
3600
SH
SOLE
0
0
3600
MONDELEZ INTERNATIONAL -W/I
COM
609207105
2066
46067
SH
SOLE
0
0
46067
NESTLE SA - SPONS ADR FOR REG
COM
641069406
298
4000
SH
SOLE
0
0
4000
NEW RESIDENTIAL
COM
64828T201
2253
185296
SH
SOLE
0
0
185296
NEW SENIOR INVESTMENT GROUP
COM
648691103
4400
446200
SH
SOLE
0
0
446200
NIKE INC CL B
COM
654106103
843
13496
SH
SOLE
0
0
13496
NORDIC AMERICAN TANKERS LTD
COM
g65773106
4557
293250
SH
SOLE
0
0
293250
NORTHROP GRUMMAN CORP
COM
666807102
486
2575
SH
SOLE
0
0
2575
NOVARTIS AG-ADR
COM
66987V109
398
4625
SH
SOLE
0
0
4625
PEPSICO INC COM
COM
713448108
1271
12716
SH
SOLE
0
0
12716
PFIZER INC.
COM
717081103
1913
59258
SH
SOLE
0
0
59258
PHILLIP MORRIS INTERNATIONAL
COM
718172109
674
7664
SH
SOLE
0
0
7664
PHILLIPS 66
COM
718546104
3131
38280
SH
SOLE
0
0
38280
PROCTER & GAMBLE CO.
COM
742718109
1001
12610
SH
SOLE
0
0
12610
PUBLIC STORAGE
COM
74460D109
503
2030
SH
SOLE
0
0
2030
QUALCOMM INC
COM
747525103
626
12525
SH
SOLE
0
0
12525
RAYTHEON COMPANY
COM
755111507
274
2198
SH
SOLE
0
0
2198
REDWOOD TRUST INC
COM
758075402
1513
114617
SH
SOLE
0
0
114617
ROCHE HOLDINGS-SPONS ADR
COM
771195104
242
7000
SH
SOLE
0
0
7000
SCHLUMBERGER LTD COM
COM
806857108
467
6689
SH
SOLE
0
0
6689
SCHWAB (CHARLES) CORP
COM
808513105
451
13700
SH
SOLE
0
0
13700
SHIP FINANCE INTL LTD
COM
G81075106
9716
586384
SH
SOLE
0
0
586384
SPECTRA ENERGY CORP
COM
847560109
768
32067
SH
SOLE
0
0
32067
SPRAGUE RESOURCES LP
COM
849343108
3202
158750
SH
SOLE
0
0
158750
STANLEY BLACK & DECKER INC
COM
854502101
231
2164
SH
SOLE
0
0
2164
STARBUCKS CORP
COM
855244109
5074
84528
SH
SOLE
0
0
84528
STARWOOD PROPERTY TRUST INC
COM
85571B105
206
10000
SH
SOLE
0
0
10000
T-MOBILE US INC
COM
872590104
316
8070
SH
SOLE
0
0
8070
TEVA PHARMACEUTICAL-SP ADR
COM
881624209
843
12850
SH
SOLE
0
0
12850
TEXAS INSTRUMENTS INC.
COM
882508104
727
13260
SH
SOLE
0
0
13260
THE KRAFT HEINZ CO
COM
500754106
1677
23048
SH
SOLE
0
0
23048
TRANSTEXAS GAS CORP - CLASS A
COM
893895201
0
15041
SH
SOLE
0
0
15041
TVI CORP
COM
872916101
0
17500
SH
SOLE
0
0
17500
US BANCORP - NEW
COM
902973304
790
18525
SH
SOLE
0
0
18525
VERIZON COMMUNICATIONS-fmly Be
COM
92343V104
1231
26627
SH
SOLE
0
0
26627
VERTEX PHARMACEUTICALS INC
COM
92532F100
1183
9400
SH
SOLE
0
0
9400
VF CORP
COM
918204108
249
4000
SH
SOLE
0
0
4000
WABTEC CORP
COM
929740108
284
4000
SH
SOLE
0
0
4000
WALT DISNEY COMPANY, THE
COM
254687106
1737
16530
SH
SOLE
0
0
16530
WELLS FARGO COMPANY
COM
949746101
1018
18732
SH
SOLE
0
0
18732
WYNN RESORTS LTD
COM
983134107
313
4525
SH
SOLE
0
0
4525
XILINX INC
COM
983919101
202
4300
SH
SOLE
0
0
4300
COUNTRYWIDE CAPITAL V
PFD
222388209
2511
97976
SH
SOLE
0
0
97976
MORGAN STANLEY CAP TR III 6.25
PFD
617460209
3434
134775
SH
SOLE
0
0
134775
TRANSTEXAS GAS CORP SR PFD SER
PFD
893895607
0
41140
SH
SOLE
0
0
41140