0000936936-15-000004.txt : 20151117
0000936936-15-000004.hdr.sgml : 20151117
20151117111346
ACCESSION NUMBER: 0000936936-15-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151117
DATE AS OF CHANGE: 20151117
EFFECTIVENESS DATE: 20151117
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOHENY ASSET MANAGEMENT /CA
CENTRAL INDEX KEY: 0000936936
IRS NUMBER: 954420207
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04640
FILM NUMBER: 151237412
BUSINESS ADDRESS:
STREET 1: 10877 WILSHIRE BLVD STE 1406
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
MAIL ADDRESS:
STREET 1: 10877 WILSHIRE BLVD SUITE 1406
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
FORMER COMPANY:
FORMER CONFORMED NAME: ANGELO GORDON & DOHENY ASSET MANAGEMENT
DATE OF NAME CHANGE: 19950808
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000936936
XXXXXXXX
09-30-2015
09-30-2015
DOHENY ASSET MANAGEMENT /CA
10877 WILSHIRE BLVD SUITE 1406
LOS ANGELES
CA
90024
13F HOLDINGS REPORT
028-04640
N
Sean O'Neill
Director of Research
310-209-5500
Sean O'Neill
Los Angeles
CA
11-17-2015
0
109
192957
false
INFORMATION TABLE
2
inftable.xml
3M Co (fmly Minnesota Mining &
COM
88579Y101
633
4465
SH
SOLE
0
0
4465
ABBVIE INC
COM
00287Y109
348
6400
SH
SOLE
0
0
6400
ACHILLION PHARMACEUTICALS
COM
00448Q201
3525
510125
SH
SOLE
0
0
510125
AIR LEASE CORP
COM
00912X302
1480
47850
SH
SOLE
0
0
47850
AIR PRODUCTS & CHEMICALS INC
COM
009158106
359
2817
SH
SOLE
0
0
2817
ALLERGAN INC
COM
018490102
212
780
SH
SOLE
0
0
780
ALPHABET INC - CL A
COM
02079k305
3533
5534
SH
SOLE
0
0
5534
ALPHABET INC - CL C
COM
02079K107
3556
5845
SH
SOLE
0
0
5845
ALTRIA GROUP (fka Philip Morri
COM
02209S103
873
16040
SH
SOLE
0
0
16040
AMERICAN EXPRESS CO.
COM
025816109
256
3447
SH
SOLE
0
0
3447
AMGEN INC.
COM
031162100
1372
9918
SH
SOLE
0
0
9918
ANALOG DEVICES INC
COM
032654105
1042
18467
SH
SOLE
0
0
18467
ANNALY CAPITAL MANAGEMENT INC
COM
035710409
197
20000
SH
SOLE
0
0
20000
ANWORTH MORTGAGE ASSET CORP
COM
037347101
2153
435750
SH
SOLE
0
0
435750
APPLE INC.
COM
037833100
12399
112408
SH
SOLE
0
0
112408
AT&T INC
COM
00206R102
1431
43927
SH
SOLE
0
0
43927
BERKSHIRE HATHAWAY INC - CLASS
COM
084670702
681
5225
SH
SOLE
0
0
5225
BGC PARTNERS INC-CL A
COM
05541T101
5968
726073
SH
SOLE
0
0
726073
BJ'S RESTAURANTS INC
COM
09180C106
316
7333
SH
SOLE
0
0
7333
BP P.L.C. ADR (fmly BP Amoco P
COM
055622104
931
30459
SH
SOLE
0
0
30459
BRISTOL MYERS SQUIBB COM
COM
110122108
2982
50365
SH
SOLE
0
0
50365
CALLIDUS SOFTWARE INC
COM
13123E500
5255
309325
SH
SOLE
0
0
309325
CANADIAN NATL RAILWAY CO
COM
136375102
2784
49050
SH
SOLE
0
0
49050
CELGENE CORP
COM
151020104
6784
62719
SH
SOLE
0
0
62719
CELLDEX THERAPEUTICS INC
COM
15117B103
457
43345
SH
SOLE
0
0
43345
CHECK POINT SOFTWARE TECH
COM
M22465104
6743
84994
SH
SOLE
0
0
84994
CHEVRON CORP (fmly ChevronTexa
COM
166764100
1808
22918
SH
SOLE
0
0
22918
COCA COLA COMPANY
COM
191216100
690
17195
SH
SOLE
0
0
17195
COMCAST CORP NEW CLASS A SPECI
COM
20030N200
286
5000
SH
SOLE
0
0
5000
CONOCOPHILLIPS
COM
20825C104
2099
43759
SH
SOLE
0
0
43759
CVS HEALTH CORP
COM
126650100
217
2250
SH
SOLE
0
0
2250
DUKE ENERGY CORP-NEW
COM
26441C204
1166
16207
SH
SOLE
0
0
16207
EAST WEST BANCORP INC
COM
27579R104
1278
33275
SH
SOLE
0
0
33275
ENERGOUS CORP
COM
29272C103
5989
868025
SH
SOLE
0
0
868025
EPIZYME INC
COM
29428V104
142
11050
SH
SOLE
0
0
11050
EQUIFAX INC.
COM
294429105
243
2500
SH
SOLE
0
0
2500
EQUITY RESIDENTIAL- fka Equity
COM
29476L107
225
3000
SH
SOLE
0
0
3000
EURONET WORLDWIDE INC
COM
298736109
241
3250
SH
SOLE
0
0
3250
EXPRESS SCRIPTS HOLDING COMPAN
COM
30219G108
286
3528
SH
SOLE
0
0
3528
EXXON MOBIL CORPORATION
COM
30231G102
1342
18049
SH
SOLE
0
0
18049
FIRST NIAGARA FINANCIAL GROUP,
COM
33582V108
119
11652
SH
SOLE
0
0
11652
FIRST POTOMAC REALTY TRUST
COM
33610f109
3787
344300
SH
SOLE
0
0
344300
FRONTIER COMMUNICATIONS CORP
COM
35906A108
4945
1041049
SH
SOLE
0
0
1041049
GENERAL DYNAMICS CORP
COM
369550108
276
2000
SH
SOLE
0
0
2000
GENERAL ELECTRIC CO
COM
369604103
2082
82560
SH
SOLE
0
0
82560
GILEAD SCIENCES INC.
COM
375558103
7591
77306
SH
SOLE
0
0
77306
GOLAR LNG LTD
COM
G9456A100
3243
116330
SH
SOLE
0
0
116330
HALLIBURTON CO.
COM
406216101
2119
59942
SH
SOLE
0
0
59942
HALOZYME THERAPEAUTICS INC
COM
40637h109
691
51415
SH
SOLE
0
0
51415
HONEYWELL INTERNATIONAL INC
COM
438516106
386
4075
SH
SOLE
0
0
4075
INTEL CORP COM
COM
458140100
1564
51878
SH
SOLE
0
0
51878
INTERNATIONAL BUSINESS MACHINE
COM
459200101
1050
7243
SH
SOLE
0
0
7243
J.P. MORGAN CHASE & CO
COM
46625H100
241
3952
SH
SOLE
0
0
3952
JOHNSON & JOHNSON
COM
478160104
4330
46389
SH
SOLE
0
0
46389
KIMBERLY CLARK
COM
494368103
656
6020
SH
SOLE
0
0
6020
LEXINGTON REALTY TRUST
COM
529043101
4380
540701
SH
SOLE
0
0
540701
LILLY ELI & CO COM
COM
532457108
239
2850
SH
SOLE
0
0
2850
LOCKHEED MARTIN CORPORATION
COM
539830109
974
4700
SH
SOLE
0
0
4700
LOWES COMPANIES INC.
COM
548661107
376
5454
SH
SOLE
0
0
5454
MARATHON OIL CORP
COM
565849106
220
14258
SH
SOLE
0
0
14258
MARATHON PETROLEUM CORP
COM
56585A102
2189
47240
SH
SOLE
0
0
47240
MERCK and CO INC
COM
58933Y105
3030
61355
SH
SOLE
0
0
61355
MICROCHIP TECHNOLOGY INC
COM
595017104
5025
116620
SH
SOLE
0
0
116620
MICROSOFT
COM
594918104
311
7021
SH
SOLE
0
0
7021
MIDDLEBY CORP
COM
596278101
379
3600
SH
SOLE
0
0
3600
MONDELEZ INTERNATIONAL -W/I
COM
609207105
1929
46067
SH
SOLE
0
0
46067
NESTLE SA - SPONS ADR FOR REG
COM
641069406
300
4000
SH
SOLE
0
0
4000
NEW RESIDENTIAL
COM
64828T201
3184
243036
SH
SOLE
0
0
243036
NEW SENIOR INVESTMENT GROUP
COM
648691103
881
84242
SH
SOLE
0
0
84242
NIKE INC CL B
COM
654106103
824
6698
SH
SOLE
0
0
6698
NORDIC AMERICAN TANKERS LTD
COM
g65773106
1414
93000
SH
SOLE
0
0
93000
NORTHROP GRUMMAN CORP
COM
666807102
427
2575
SH
SOLE
0
0
2575
NOVARTIS AG-ADR
COM
66987V109
432
4700
SH
SOLE
0
0
4700
PEPSICO INC COM
COM
713448108
1199
12716
SH
SOLE
0
0
12716
PFIZER INC.
COM
717081103
1861
59258
SH
SOLE
0
0
59258
PHILLIP MORRIS INTERNATIONAL
COM
718172109
608
7664
SH
SOLE
0
0
7664
PHILLIPS 66
COM
718546104
3018
39275
SH
SOLE
0
0
39275
PROCTER & GAMBLE CO.
COM
742718109
907
12610
SH
SOLE
0
0
12610
PUBLIC STORAGE
COM
74460D109
461
2180
SH
SOLE
0
0
2180
QUALCOMM INC
COM
747525103
503
9353
SH
SOLE
0
0
9353
RAYTHEON COMPANY
COM
755111507
243
2223
SH
SOLE
0
0
2223
REDWOOD TRUST INC
COM
758075402
1586
114617
SH
SOLE
0
0
114617
ROCHE HOLDINGS-SPONS ADR
COM
771195104
230
7000
SH
SOLE
0
0
7000
SCHLUMBERGER LTD COM
COM
806857108
461
6689
SH
SOLE
0
0
6689
SCHWAB (CHARLES) CORP
COM
808513105
394
13800
SH
SOLE
0
0
13800
SHIP FINANCE INTL LTD
COM
G81075106
9859
606724
SH
SOLE
0
0
606724
SPECTRA ENERGY CORP
COM
847560109
1657
63067
SH
SOLE
0
0
63067
SPRAGUE RESOURCES LP
COM
849343108
3166
166350
SH
SOLE
0
0
166350
STANLEY BLACK & DECKER INC
COM
854502101
247
2546
SH
SOLE
0
0
2546
STARBUCKS CORP
COM
855244109
4659
81968
SH
SOLE
0
0
81968
STARWOOD PROPERTY TRUST INC
COM
85571B105
205
10000
SH
SOLE
0
0
10000
T-MOBILE US INC
COM
872590104
346
8690
SH
SOLE
0
0
8690
TEVA PHARMACEUTICAL-SP ADR
COM
881624209
727
12875
SH
SOLE
0
0
12875
TEXAS INSTRUMENTS INC.
COM
882508104
671
13560
SH
SOLE
0
0
13560
THE KRAFT HEINZ CO
COM
500754106
1641
23247
SH
SOLE
0
0
23247
TRANSENTERIX INC
COM
89366M201
88
39000
SH
SOLE
0
0
39000
TRANSTEXAS GAS CORP - CLASS A
COM
893895201
0
15041
SH
SOLE
0
0
15041
TVI CORP
COM
872916101
0
17500
SH
SOLE
0
0
17500
US BANCORP - NEW
COM
902973304
760
18535
SH
SOLE
0
0
18535
VERIZON COMMUNICATIONS-fmly Be
COM
92343V104
1156
26577
SH
SOLE
0
0
26577
VERTEX PHARMACEUTICALS INC
COM
92532F100
1240
11910
SH
SOLE
0
0
11910
VF CORP
COM
918204108
273
4000
SH
SOLE
0
0
4000
WABTEC CORP
COM
929740108
352
4000
SH
SOLE
0
0
4000
WALT DISNEY COMPANY, THE
COM
254687106
1715
16785
SH
SOLE
0
0
16785
WELLS FARGO COMPANY
COM
949746101
1013
19732
SH
SOLE
0
0
19732
COUNTRYWIDE CAPITAL V
PFD
222388209
2582
100576
SH
SOLE
0
0
100576
GASTAR EXPLORAT 8.6250% SERIES
PFD
36729P207
3718
376351
SH
SOLE
0
0
376351
MORGAN STANLEY CAP TR III 6.25
PFD
617460209
3536
139275
SH
SOLE
0
0
139275
TRANSTEXAS GAS CORP SR PFD SER
PFD
893895607
0
41140
SH
SOLE
0
0
41140