0000936936-15-000003.txt : 20150814 0000936936-15-000003.hdr.sgml : 20150814 20150814153148 ACCESSION NUMBER: 0000936936-15-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150814 DATE AS OF CHANGE: 20150814 EFFECTIVENESS DATE: 20150814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOHENY ASSET MANAGEMENT /CA CENTRAL INDEX KEY: 0000936936 IRS NUMBER: 954420207 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04640 FILM NUMBER: 151055312 BUSINESS ADDRESS: STREET 1: 10877 WILSHIRE BLVD STE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BLVD SUITE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: ANGELO GORDON & DOHENY ASSET MANAGEMENT DATE OF NAME CHANGE: 19950808 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000936936 XXXXXXXX 06-30-2015 06-30-2015 DOHENY ASSET MANAGEMENT /CA

10877 WILSHIRE BLVD SUITE 1406 LOS ANGELES CA 90024

13F HOLDINGS REPORT 028-04640 N Sean O'Neill 310-824-6445 Sean O'Neill Los Angeles CA 08-14-2015 0 120 223636 false INFORMATION TABLE 2 inftable.xml 3M Co (fmly Minnesota Mining & COM 88579Y101 689 4465 SH SOLE 0 0 4465 ABBVIE INC COM 00287Y109 363 5400 SH SOLE 0 0 5400 ACHILLION PHARMACEUTICALS COM 00448Q201 4900 553000 SH SOLE 0 0 553000 AIR LEASE CORP COM 00912X302 1622 47850 SH SOLE 0 0 47850 AIR PRODUCTS & CHEMICALS INC COM 009158106 385 2817 SH SOLE 0 0 2817 ALLERGAN INC COM 018490102 237 780 SH SOLE 0 0 780 ALTRIA GROUP (fka Philip Morri COM 02209S103 785 16040 SH SOLE 0 0 16040 AMERICAN EXPRESS CO. COM 025816109 268 3447 SH SOLE 0 0 3447 AMGEN INC. COM 031162100 1519 9893 SH SOLE 0 0 9893 ANALOG DEVICES INC COM 032654105 1185 18467 SH SOLE 0 0 18467 ANNALY CAPITAL MANAGEMENT INC COM 035710409 185 20100 SH SOLE 0 0 20100 ANWORTH MORTGAGE ASSET CORP COM 037347101 1977 400925 SH SOLE 0 0 400925 APPLE INC. COM 037833100 14845 118357 SH SOLE 0 0 118357 ASSOCIATED ESTATES REALTY CP COM 045604105 1685 58850 SH SOLE 0 0 58850 AT&T INC COM 00206R102 1145 32233 SH SOLE 0 0 32233 BELDEN INC. COM 077454106 254 3125 SH SOLE 0 0 3125 BERKSHIRE HATHAWAY INC - CLASS COM 084670702 711 5225 SH SOLE 0 0 5225 BGC PARTNERS INC-CL A COM 05541T101 5925 677163 SH SOLE 0 0 677163 BJ'S RESTAURANTS INC COM 09180C106 452 9333 SH SOLE 0 0 9333 BP P.L.C. ADR (fmly BP Amoco P COM 055622104 2048 51259 SH SOLE 0 0 51259 BRISTOL MYERS SQUIBB COM COM 110122108 3027 45490 SH SOLE 0 0 45490 CALLIDUS SOFTWARE INC COM 13123E500 4882 313375 SH SOLE 0 0 313375 CANADIAN NATL RAILWAY CO COM 136375102 2850 49350 SH SOLE 0 0 49350 CELGENE CORP COM 151020104 7351 63514 SH SOLE 0 0 63514 CELLDEX THERAPEUTICS INC COM 15117B103 4115 163145 SH SOLE 0 0 163145 CHECK POINT SOFTWARE TECH COM M22465104 6926 87069 SH SOLE 0 0 87069 CHEVRON CORP (fmly ChevronTexa COM 166764100 2211 22918 SH SOLE 0 0 22918 COCA COLA COMPANY COM 191216100 691 17615 SH SOLE 0 0 17615 COMCAST CORP NEW CLASS A SPECI COM 20030N200 300 5000 SH SOLE 0 0 5000 CONOCOPHILLIPS COM 20825C104 3032 49369 SH SOLE 0 0 49369 DOW CHEMICAL COMPANY COM 260543103 740 14465 SH SOLE 0 0 14465 DU PONT E I DE NEMOURS COM COM 263534109 377 5900 SH SOLE 0 0 5900 DUKE ENERGY CORP-NEW COM 26441C204 1152 16307 SH SOLE 0 0 16307 EAST WEST BANCORP INC COM 27579R104 1491 33275 SH SOLE 0 0 33275 ENERGOUS CORP COM 29272C103 6240 810400 SH SOLE 0 0 810400 EQUIFAX INC. COM 294429105 243 2500 SH SOLE 0 0 2500 EQUITY RESIDENTIAL- fka Equity COM 29476L107 211 3000 SH SOLE 0 0 3000 EURONET WORLDWIDE INC COM 298736109 201 3250 SH SOLE 0 0 3250 EXPRESS SCRIPTS HOLDING COMPAN COM 30219G108 323 3628 SH SOLE 0 0 3628 EXXON MOBIL CORPORATION COM 30231G102 1506 18099 SH SOLE 0 0 18099 FIRST NIAGARA FINANCIAL GROUP, COM 33582V108 115 12220 SH SOLE 0 0 12220 FIRST POTOMAC REALTY TRUST COM 33610f109 1343 130415 SH SOLE 0 0 130415 FRONTIER COMMUNICATIONS CORP COM 35906A108 4449 898882 SH SOLE 0 0 898882 GENERAL DYNAMICS CORP COM 369550108 283 2000 SH SOLE 0 0 2000 GENERAL ELECTRIC CO COM 369604103 2026 76265 SH SOLE 0 0 76265 GERON CORP COM 374163103 1008 235500 SH SOLE 0 0 235500 GILEAD SCIENCES INC. COM 375558103 9075 77511 SH SOLE 0 0 77511 GLAXOSMITHKLINE PLC COM 37733W105 258 6200 SH SOLE 0 0 6200 GOLAR LNG LTD COM G9456A100 7392 157950 SH SOLE 0 0 157950 GOOGLE INC - CL A COM 38259P508 3181 5891 SH SOLE 0 0 5891 GOOGLE INC - CL C COM 38259P706 3445 6618 SH SOLE 0 0 6618 HALLIBURTON CO. COM 406216101 2656 61662 SH SOLE 0 0 61662 HALOZYME THERAPEAUTICS INC COM 40637h109 1236 54730 SH SOLE 0 0 54730 HONEYWELL INTERNATIONAL INC COM 438516106 416 4075 SH SOLE 0 0 4075 INTEL CORP COM COM 458140100 1579 51903 SH SOLE 0 0 51903 INTERNATIONAL BUSINESS MACHINE COM 459200101 1512 9293 SH SOLE 0 0 9293 J.P. MORGAN CHASE & CO COM 46625H100 275 4052 SH SOLE 0 0 4052 JOHNSON & JOHNSON COM 478160104 4528 46459 SH SOLE 0 0 46459 KIMBERLY CLARK COM 494368103 638 6020 SH SOLE 0 0 6020 KRAFT FOODS GROUP INC COM 50076Q106 1979 23247 SH SOLE 0 0 23247 LEXINGTON REALTY TRUST COM 529043101 4912 579301 SH SOLE 0 0 579301 LILLY ELI & CO COM COM 532457108 238 2850 SH SOLE 0 0 2850 LKQ CORP COM 501889208 272 9000 SH SOLE 0 0 9000 LOCKHEED MARTIN CORPORATION COM 539830109 878 4725 SH SOLE 0 0 4725 LOWES COMPANIES INC. COM 548661107 365 5454 SH SOLE 0 0 5454 MARATHON OIL CORP COM 565849106 1551 58453 SH SOLE 0 0 58453 MARATHON PETROLEUM CORP COM 56585A102 2529 48340 SH SOLE 0 0 48340 MERCK and CO INC COM 58933Y105 3518 61790 SH SOLE 0 0 61790 MICROCHIP TECHNOLOGY INC COM 595017104 5573 117520 SH SOLE 0 0 117520 MICROSOFT COM 594918104 310 7021 SH SOLE 0 0 7021 MIDDLEBY CORP COM 596278101 404 3600 SH SOLE 0 0 3600 MONDELEZ INTERNATIONAL -W/I COM 609207105 1899 46167 SH SOLE 0 0 46167 MOODY'S CORP COM 615369105 203 1884 SH SOLE 0 0 1884 NESTLE SA - SPONS ADR FOR REG COM 641069406 289 4000 SH SOLE 0 0 4000 NEW RESIDENTIAL COM 64828T201 1994 130867 SH SOLE 0 0 130867 NIKE INC CL B COM 654106103 724 6698 SH SOLE 0 0 6698 NORDIC AMERICAN TANKERS LTD COM g65773106 1345 94500 SH SOLE 0 0 94500 NORTHROP GRUMMAN CORP COM 666807102 408 2575 SH SOLE 0 0 2575 NOVARTIS AG-ADR COM 66987V109 809 8225 SH SOLE 0 0 8225 OCCIDENTAL PETE CP DEL COM COM 674599105 1854 23843 SH SOLE 0 0 23843 ORACLE CORP COM 68389X105 493 12240 SH SOLE 0 0 12240 PEPSICO INC COM COM 713448108 1187 12716 SH SOLE 0 0 12716 PFIZER INC. COM 717081103 1988 59283 SH SOLE 0 0 59283 PHILLIP MORRIS INTERNATIONAL COM 718172109 614 7664 SH SOLE 0 0 7664 PHILLIPS 66 COM 718546104 3189 39580 SH SOLE 0 0 39580 PROCTER & GAMBLE CO. COM 742718109 987 12620 SH SOLE 0 0 12620 PUBLIC STORAGE COM 74460D109 402 2180 SH SOLE 0 0 2180 PUMA BIOTECHNOLOGY INC COM 74587V107 353 3025 SH SOLE 0 0 3025 QUALCOMM INC COM 747525103 830 13258 SH SOLE 0 0 13258 RAYTHEON COMPANY COM 755111507 213 2223 SH SOLE 0 0 2223 REDWOOD TRUST INC COM 758075402 1836 116967 SH SOLE 0 0 116967 ROCHE HOLDINGS-SPONS ADR COM 771195104 245 7000 SH SOLE 0 0 7000 SCHLUMBERGER LTD COM COM 806857108 585 6789 SH SOLE 0 0 6789 SCHWAB (CHARLES) CORP COM 808513105 451 13800 SH SOLE 0 0 13800 SHIP FINANCE INTL LTD COM G81075106 9951 609764 SH SOLE 0 0 609764 SPECTRA ENERGY CORP COM 847560109 2056 63067 SH SOLE 0 0 63067 SPRAGUE RESOURCES LP COM 849343108 3146 122400 SH SOLE 0 0 122400 STANLEY BLACK & DECKER INC COM 854502101 268 2546 SH SOLE 0 0 2546 STARBUCKS CORP COM 855244109 4513 84168 SH SOLE 0 0 84168 STARWOOD PROPERTY TRUST INC COM 85571B105 216 10000 SH SOLE 0 0 10000 T-MOBILE US INC COM 872590104 338 8710 SH SOLE 0 0 8710 TEVA PHARMACEUTICAL-SP ADR COM 881624209 762 12900 SH SOLE 0 0 12900 TEXAS INSTRUMENTS INC. COM 882508104 698 13560 SH SOLE 0 0 13560 TRANSENTERIX INC COM 89366M201 117 39000 SH SOLE 0 0 39000 TRANSTEXAS GAS CORP - CLASS A COM 893895201 0 15041 SH SOLE 0 0 15041 TVI CORP COM 872916101 0 17500 SH SOLE 0 0 17500 US BANCORP - NEW COM 902973304 347 7995 SH SOLE 0 0 7995 VALEANT PHARMACEUTICALS INTE COM 91911K102 444 2000 SH SOLE 0 0 2000 VERIZON COMMUNICATIONS-fmly Be COM 92343V104 1239 26577 SH SOLE 0 0 26577 VERTEX PHARMACEUTICALS INC COM 92532F100 1472 11920 SH SOLE 0 0 11920 VF CORP COM 918204108 279 4000 SH SOLE 0 0 4000 WABTEC CORP COM 929740108 377 4000 SH SOLE 0 0 4000 WALT DISNEY COMPANY, THE COM 254687106 1256 11005 SH SOLE 0 0 11005 WELLS FARGO COMPANY COM 949746101 1110 19732 SH SOLE 0 0 19732 WHOLE FOODS MARKET INC COM 966837106 1747 44295 SH SOLE 0 0 44295 WYNN RESORTS LTD COM 983134107 212 2150 SH SOLE 0 0 2150 COUNTRYWIDE CAPITAL V PFD 222388209 2590 100576 SH SOLE 0 0 100576 GASTAR EXPLORAT 8.6250% SERIES PFD 36729P207 7052 315532 SH SOLE 0 0 315532 MORGAN STANLEY CAP TR III 6.25 PFD 617460209 3556 139275 SH SOLE 0 0 139275 TRANSTEXAS GAS CORP SR PFD SER PFD 893895607 0 41140 SH SOLE 0 0 41140