-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QboRpO0hADS96qaOWmyF1hmyKNFmkDIVHIXHqsLrq63PHVlgq3UdWCmPcYWlTkzk ekOjsAi/p6Ts5BNw4SzsJg== 0000936936-08-000004.txt : 20081117 0000936936-08-000004.hdr.sgml : 20081117 20081114190742 ACCESSION NUMBER: 0000936936-08-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081117 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOHENY ASSET MANAGEMENT /CA CENTRAL INDEX KEY: 0000936936 IRS NUMBER: 954420207 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04640 FILM NUMBER: 081193590 BUSINESS ADDRESS: STREET 1: 10877 WILSHIRE BLVD STE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BLVD SUITE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: ANGELO GORDON & DOHENY ASSET MANAGEMENT DATE OF NAME CHANGE: 19950808 13F-HR 1 submission.txt Form 13F Holdings Report -- Submission Type 13F-HR The following submission of Form 13F Holdings Report (submission type 13F-HR) includes the submission Page 1 data Fields, attached header, Cover Page, Summary Page, and Information Table. Main Page (1) TYPE 13F-HR PERIOD 09/30/2008 CIK 0000936936 CCC isgr$w6g SUBMISSION/CONTACT NAME Todd M. Humphrey PHONE 310-824-6445 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Doheny Asset Management LLC Address: 10877 Wilshire Blvd. Suite 1406 Los Angeles, CA 90024 13F File Number: 801-43726 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: William H. Doheny, Jr. Title: Managing Member Phone: 310-209-5500 Signature, Place, and Date of Signing: William H. Doheny, Jr. Los Angeles, CA November 14, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: none FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 80 Form 13F Information Table Value Total: $146,310,000 List of Other Included Managers: none FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co (fmly Minnesota Mining & COM 88579Y101 709 10375 SH SOLE 10375 ALLSCRIPTS-MISYS HEALTHCARE SO COM 01988P108 4674 375710 SH SOLE 375710 AMERICAN INTERNATIONAL GROUP COM 026874107 44 13075 SH SOLE 13075 ANALOG DEVICES COM 032654105 1272 48275 SH SOLE 48275 APPLE COMPUTER INC. COM 037833100 257 2265 SH SOLE 2265 APPLIED BIOSYSTEMS INC COM 038149100 1014 29600 SH SOLE 29600 BANK OF AMERICA CORP COM 060505104 4377 125047 SH SOLE 125047 BARNES & NOBLE COM 067774109 1688 64705 SH SOLE 64705 BELDEN CDT INC COM 077454106 3461 108875 SH SOLE 108875 BERKSHIRE HATHAWAY INC - CLASS COM 084670207 215 49 SH SOLE 49 BGC PARTNERS INC-CL A COM 05541T101 3734 870310 SH SOLE 870310 BJ'S RESTAURANTS INC COM 09180C106 931 77950 SH SOLE 77950 BP P.L.C. ADR (fmly BP Amoco P COM 055622104 313 6229 SH SOLE 6229 CELGENE CORP COM 151020104 563 8900 SH SOLE 8900 CHECK POINT SOFTWARE TECH COM M22465104 3931 172875 SH SOLE 172875 CHEVRON CORP (fmly ChevronTexa COM 166764100 4572 55437 SH SOLE 55437 CISCO SYSTEMS COM 17275R102 1215 53860 SH SOLE 53860 CITIGROUP INC COM 172967101 750 36585 SH SOLE 36585 COCA COLA COMPANY COM 191216100 572 10825 SH SOLE 10825 CONOCOPHILLIPS COM 20825C104 1933 26392 SH SOLE 26392 CONSOLIDATED GRAPHICS INC COM 209341106 692 22805 SH SOLE 22805 COUGAR BIOTECHNOLOGY INC COM 222083107 885 26500 SH SOLE 26500 CROWN MEDIA HOLDINGS - CL A COM 228411104 249 49550 SH SOLE 49550 DISNEY WALT CO DEL COM COM 254687106 375 12212 SH SOLE 12212 DUKE ENERGY CORP-NEW COM 26441C105 2039 117010 SH SOLE 117010 EL PASO CORP COM 28336L109 1434 112400 SH SOLE 112400 ELECTRONIC ARTS INC. COM 285512109 3126 84505 SH SOLE 84505 EXXON MOBIL CORPORATION COM 30231G102 2797 36020 SH SOLE 36020 GENENTECH COM 368710406 3282 37005 SH SOLE 37005 GENERAL ELECTRIC CO COM COM 369604103 3733 146395 SH SOLE 146395 GOOGLE INC - CL A COM 38259P508 2925 7240 SH SOLE 7240 HALLIBURTON CO. COM 406216101 6291 194240 SH SOLE 194240 HARLEYSVILLE NATIONAL CORP COM 412850109 664 39099 SH SOLE 39099 HESS CORP (fmly Amerada Hess C COM 42809H107 422 5140 SH SOLE 5140 HOLOGIC INC COM 436440101 1823 94311 SH SOLE 94311 INTEL CORP COM COM 458140100 987 52675 SH SOLE 52675 INTERNATIONAL BUSINESS MACHINE COM 459200101 983 8405 SH SOLE 8405 INTERNATIONAL GAME TECHNOLOGY COM 459902102 2429 141370 SH SOLE 141370 ISHARES S&P GLOBAL MATERIALS COM 464288695 357 6645 SH SOLE 6645 JOHNSON & JOHNSON COM COM 478160104 4369 63065 SH SOLE 63065 KIMBERLY CLARK COM 494368103 445 6870 SH SOLE 6870 KNIGHTSBRIDGE TANKERS LTD COM G5299G106 265 10000 SH SOLE 10000 LEXINGTON CORPORATE PPTYS TR COM 529043101 5074 294650 SH SOLE 294650 LILLY ELI & CO COM COM 532457108 277 6300 SH SOLE 6300 LIONS GATE ENTERTAINMENT CORP COM 535919203 3817 419445 SH SOLE 419445 LOCKHEED MARTIN CORPORATION COM 539830109 1930 17600 SH SOLE 17600 MARATHON OIL CORP COM 565849106 2053 51480 SH SOLE 51480 MERCK & CO INC COM COM 589331107 745 23605 SH SOLE 23605 MERRILL LYNCH & CO COM 590188108 257 10150 SH SOLE 10150 MICROCHIP TECHNOLOGY INC COM 595017104 3195 108562 SH SOLE 108562 MICROSOFT COM 594918104 1157 43350 SH SOLE 43350 NAVIOS MARITIME HOLDINGS INC COM Y62196103 432 84500 SH SOLE 84500 NOKIA CORP COM 654902204 725 38860 SH SOLE 38860 NORTHROP GRUMMAN CORP COM 666807102 2876 47500 SH SOLE 47500 NUSTAR ENERGY LP COM 67058H102 849 20000 SH SOLE 20000 PARAGON SHIPPING INC-CLASS A COM 69913r309 402 47150 SH SOLE 47150 PENNEY (J.C.) CO. COM 708160106 2528 75815 SH SOLE 75815 PEOPLE'S UNITED FINANCIAL INC. COM 712704105 3119 162025 SH SOLE 162025 PEPSICO INC COM COM 713448108 807 11325 SH SOLE 11325 PNC FINANCIAL SERVICES GROUP COM 693475105 299 4000 SH SOLE 4000 PORTFOLIO RECOVERY ASSOCIATE COM 73640Q105 2596 53377 SH SOLE 53377 PROCTER & GAMBLE CO. COM 742718109 1133 16261 SH SOLE 16261 QUALCOMM INC COM 747525103 1157 26915 SH SOLE 26915 REDWOOD TRUST INC COM 758075402 4752 218700 SH SOLE 218700 RENTECH INC COM 760112102 13 10000 SH SOLE 10000 SARA LEE COM 803111103 2853 225880 SH SOLE 225880 SCHLUMBERGER LTD COM COM 806857108 1424 18235 SH SOLE 18235 SHIP FINANCE INTL LTD COM G81075106 5678 263335 SH SOLE 263335 SPECTRA ENERGY CORP COM 847560109 2320 97475 SH SOLE 97475 STARBUCKS CORP COM 855244109 873 58690 SH SOLE 58690 SYMANTEC CORP COM 871503108 1413 72150 SH SOLE 72150 TAKE-TWO INTERACTIVE SOFTWARE COM 874054109 4518 275470 SH SOLE 275470 TEVA PHARMACEUTICAL-SP ADR COM 881624209 7728 168774 SH SOLE 168774 TEXAS INSTRUMENTS INC. COM 882508104 462 21490 SH SOLE 21490 TRANSTEXAS GAS CORP - CLASS A COM 893895201 0 15041 SH SOLE 15041 TVI CORP COM 872916101 3 17500 SH SOLE 17500 US BANCORP - NEW COM 902973304 216 6000 SH SOLE 6000 WYETH (formerly American Home COM 983024100 424 11480 SH SOLE 11480 XILINX INC COM 983919101 453 19300 SH SOLE 19300 MORGAN STANLEY CAP TR III 6.25 PFD 617460209 958 82600 SH SOLE 82600
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