-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RI7QqFsBsjCzw2qpA/UuTZrA1afQrfaC05scvX6cePIJ2e4iYx+uG5+0HJUbwB/k rJ+DKuz3+hqd+unfDQhQlQ== 0000936936-07-000003.txt : 20070524 0000936936-07-000003.hdr.sgml : 20070524 20070524114314 ACCESSION NUMBER: 0000936936-07-000003 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070430 FILED AS OF DATE: 20070524 DATE AS OF CHANGE: 20070524 EFFECTIVENESS DATE: 20070524 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOHENY ASSET MANAGEMENT /CA CENTRAL INDEX KEY: 0000936936 IRS NUMBER: 954420207 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-04640 FILM NUMBER: 07875750 BUSINESS ADDRESS: STREET 1: 10877 WILSHIRE BLVD STE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BLVD SUITE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: ANGELO GORDON & DOHENY ASSET MANAGEMENT DATE OF NAME CHANGE: 19950808 13F-HR/A 1 submission.txt Form 13F Holdings Report -- Submission Type 13F-HRA The following submission of Form 13F Holdings Report (submission type 13F-HR) includes the submission Page 1 data Fields, attached header, Cover Page, Summary Page, and Information Table. Main Page (1) TYPE 13F-HRA PERIOD 04/30/2007 CIK 0000936936 CCC isgr$w6g SUBMISSION/CONTACT NAME Neva A. Mason PHONE 310-824-6414 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: April 30, 2007 Check here if Amendment [ x]; Amendment Number: 1 This Amendment (Check only one.): [ x] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Doheny Asset Management LLC Address: 10877 Wilshire Blvd. Suite 1406 Los Angeles, CA 90024 13F File Number: 801-43726 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: William H. Doheny, Jr. Title: Managing Member Phone: 310-209-5500 Signature, Place, and Date of Signing: William H. Doheny, Jr. Los Angeles, CA May 24, 2007 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: none FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 107 Form 13F Information Table Value Total: $298,844.00 List of Other Included Managers: none FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co (fmly Minnesota Mining & COM 88579Y101 1751 21150 SH SOLE 21150 ALLTEL CORP COM COM 020039103 219 3500 SH SOLE 3500 AMGEN INC. COM 031162100 1123 17505 SH SOLE 17505 ANALOG DEVICES COM 032654105 2899 75075 SH SOLE 75075 APPLE COMPUTER INC. COM 037833100 204 2040 SH SOLE 2040 APPLIED BIOSYSTEMS GROUP - APP COM 038020103 1635 52350 SH SOLE 52350 ARTES MEDICAL INC COM 04301Q100 2998 336050 SH SOLE 336050 BANK OF AMERICA CORP COM 060505104 8051 158177 SH SOLE 158177 BARNES & NOBLE COM 067774109 1441 36450 SH SOLE 36450 BELDEN CDT INC COM 077454106 6752 120835 SH SOLE 120835 BERKSHIRE HATHAWAY INC - CL A COM 084670108 218 2 SH SOLE 2 BJ'S RESTAURANTS INC COM 09180C106 3230 156850 SH SOLE 156850 BLACK & DECKER CORP COM 091797100 211 2330 SH SOLE 2330 BOEING CO COM 097023105 323 3475 SH SOLE 3475 BP P.L.C. ADR (fmly BP Amoco P COM 055622104 2835 42107 SH SOLE 42107 BRISTOL MYERS SQUIBB COM COM 110122108 371 12840 SH SOLE 12840 BROADCOM CORP-CL A COM 111320107 330 10140 SH SOLE 10140 CA INC (Formerly Computer Asso COM 12673P105 624 22900 SH SOLE 22900 CADENCE FINCL CORP (fmly NBC C COM 12738A101 832 43800 SH SOLE 43800 CAPITAL ONE FINANCIAL CORP COM 14040H105 1147 15440 SH SOLE 15440 CERUS CORP COM 157085101 540 72600 SH SOLE 72600 CHECK POINT SOFTWARE TECH COM M22465104 4817 204525 SH SOLE 204525 CHEVRON CORP (fmly ChevronTexa COM 166764100 6476 83244 SH SOLE 83244 CISCO SYSTEMS COM 17275R102 2391 89400 SH SOLE 89400 CITIGROUP INC COM 172967101 4658 86876 SH SOLE 86876 COCA COLA COMPANY COM 191216100 1022 19575 SH SOLE 19575 COLONIAL BANCGROUP INC COM 195493309 601 25000 SH SOLE 25000 COMCAST CORP - CLASS A COM 20030N101 1616 60633 SH SOLE 60633 CONSOLIDATED GRAPHICS INC COM 209341106 8917 118500 SH SOLE 118500 COUNTRYWIDE FINANCIAL CORP COM 222372104 261 7051 SH SOLE 7051 CROWN MEDIA HOLDINGS - CL A COM 228411104 7542 1318550 SH SOLE 1318550 CYTYC CORPORATION COM 232946103 2499 70945 SH SOLE 70945 DISNEY WALT CO DEL COM COM 254687106 462 13212 SH SOLE 13212 DUKE ENERGY CORP-NEW COM 26441C105 4425 215625 SH SOLE 215625 E TRADE FINANCIAL CORP COM 269246104 2450 110950 SH SOLE 110950 EL PASO CORP COM 28336L109 3169 211300 SH SOLE 211300 ELECTRONIC ARTS INC. COM 285512109 8711 172805 SH SOLE 172805 ELIZABETH ARDEN INC COM 28660g106 2732 121350 SH SOLE 121350 ESPEED INC - CLASS A COM 296643109 9743 1052175 SH SOLE 1052175 EXXON MOBIL CORPORATION COM 30231G102 4306 54245 SH SOLE 54245 GENENTECH COM 368710406 6777 84725 SH SOLE 84725 GENERAL ELECTRIC CO COM COM 369604103 6938 188230 SH SOLE 188230 GILEAD SCIENCES INC. COM 375558103 212 2600 SH SOLE 2600 GOLDMAN SACHS GROUP INC. COM 38141G104 7924 36245 SH SOLE 36245 H3 ENTERPRISES INC COM 404369100 1 11000 SH SOLE 11000 HALLIBURTON CO. COM 406216101 10406 327545 SH SOLE 327545 HARLEYSVILLE NATIONAL CORP COM 412850109 717 42480 SH SOLE 42480 HESS CORP (fmly Amerada Hess C COM 42809H107 325 5729 SH SOLE 5729 IAC/INTERACTIVE CORP-NEW-(a/o COM 44919p102 311 8150 SH SOLE 8150 INTEL CORP COM COM 458140100 1623 75500 SH SOLE 75500 INTERNATIONAL BUSINESS MACHINE COM 459200101 1090 10660 SH SOLE 10660 INTERNATIONAL GAME TECHNOLOGY COM 459902102 5086 133340 SH SOLE 133340 ISHARES MSCI EAFE INDEX FUND COM 464287465 416 5250 SH SOLE 5250 ISHARES MSCI EMERGING MARKET I COM 464287234 290 2400 SH SOLE 2400 JOHNSON & JOHNSON COM COM 478160104 5412 84280 SH SOLE 84280 KEYCORP COM 493267108 2834 79430 SH SOLE 79430 KIMBERLY CLARK COM 494368103 517 7270 SH SOLE 7270 KNIGHTSBRIDGE TANKERS LTD COM G5299G106 3862 132450 SH SOLE 132450 L-3 COMMUNICATONS HOLDINGS COM 502424104 234 2600 SH SOLE 2600 LEHMAN BROS HOLDING INC. COM 524908100 6678 88715 SH SOLE 88715 LEXINGTON CORPORATE PPTYS TR COM 529043101 2163 103550 SH SOLE 103550 LILLY ELI & CO COM COM 532457108 488 8250 SH SOLE 8250 LIONS GATE ENTERTAINMENT CORP COM 535919203 8240 720885 SH SOLE 720885 MACERICH COMPANY COM 554382101 257 2700 SH SOLE 2700 MEDECISION INC COM 58406P102 1489 278900 SH SOLE 278900 MERCK & CO INC COM COM 589331107 1395 27125 SH SOLE 27125 MERRILL LYNCH & CO COM 590188108 311 3450 SH SOLE 3450 MICROCHIP TECHNOLOGY INC COM 595017104 5638 139762 SH SOLE 139762 MICROSOFT COM 594918104 353 11800 SH SOLE 11800 MORGAN STANLEY COM 617446448 511 6077 SH SOLE 6077 NATIONAL CITY CORP COM 635405103 1433 39200 SH SOLE 39200 NIKE INC CL B COM 654106103 4276 79390 SH SOLE 79390 NORTHROP GRUMMAN CORP COM 666807102 3664 49750 SH SOLE 49750 NUSTAR ENERGY LP COM 67058H102 1061 15346 SH SOLE 15346 PENN REAL ESTATE INV TR COM 709102107 596 12819 SH SOLE 12819 PEOPLE'S UNITED FINANCIAL INC. COM 712704105 5148 258588 SH SOLE 258588 PEPSICO INC COM COM 713448108 1201 18165 SH SOLE 18165 PFIZER INC. COM 717081103 333 12575 SH SOLE 12575 PNC FINANCIAL SERVICES GROUP COM 693475105 3564 48100 SH SOLE 48100 PORTFOLIO RECOVERY ASSOCIATE COM 73640Q105 4717 84754 SH SOLE 84754 PRAXAIR, INC. COM 74005P104 258 4000 SH SOLE 4000 PRESIDENTIAL LIFE CORP COM 740884101 371 19500 SH SOLE 19500 PROCTER & GAMBLE CO. COM 742718109 1445 22441 SH SOLE 22441 PROLOGIS (fmly Prologis Trust) COM 743410102 402 6200 SH SOLE 6200 QUALITY SYSTEMS INC COM 747582104 4289 105970 SH SOLE 105970 REDWOOD TRUST INC COM 758075402 6062 120725 SH SOLE 120725 REGIONS FINANCIAL CORP (New) COM 7591EP100 642 18286 SH SOLE 18286 SANDERS MORRIS HARRIS GRP INC COM 80000Q104 4726 404950 SH SOLE 404950 SARA LEE COM 803111103 3857 235025 SH SOLE 235025 SCHLUMBERGER LTD COM COM 806857108 2584 34995 SH SOLE 34995 SHIP FINANCE INTL LTD COM G81075106 9052 304375 SH SOLE 304375 SPECTRA ENERGY CORP COM 847560109 3558 136337 SH SOLE 136337 STARBUCKS CORP COM 855244109 2291 73850 SH SOLE 73850 SYMANTEC CORP COM 871503108 4093 232575 SH SOLE 232575 TAKE-TWO INTERACTIVE SOFTWARE COM 874054109 13479 703130 SH SOLE 703130 TEVA PHARMACEUTICAL-SP ADR COM 881624209 9045 236099 SH SOLE 236099 TEXAS INSTRUMENTS INC. COM 882508104 1200 34915 SH SOLE 34915 TRANSTEXAS GAS CORP - CLASS A COM 893895201 0 45179 SH SOLE 45179 US BANCORP - NEW COM 902973304 550 16000 SH SOLE 16000 WELLS FARGO COMPANY COM 949746101 380 10588 SH SOLE 10588 WRIGLEY (WM.) JR CO COM 982526105 389 6615 SH SOLE 6615 WYETH (formerly American Home COM 983024100 2427 43730 SH SOLE 43730 XILINX INC COM 983919101 1240 42075 SH SOLE 42075 ZIMMER HOLDINGS INC COM 98956P102 218 2409 SH SOLE 2409 ZIONS BANCORP COM 989701107 393 4800 SH SOLE 4800 INDYMAC CAP TR I PFD 6.00 % PFD 456607209 561 10750 SH SOLE 10750 MORGAN STANLEY CAP TR II PFD 7 PFD 61747N109 2310 92050 SH SOLE 92050
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