-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UhcFi75zNGWQAOyRFCHrg0I+21X/b4mbJXZ7+0e8gZoZUtIkfNDllDzl+c2uf8YS PLzBAM05xfRMGCDVfWPAdQ== 0000936936-06-000004.txt : 20061020 0000936936-06-000004.hdr.sgml : 20061020 20061020165403 ACCESSION NUMBER: 0000936936-06-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061020 DATE AS OF CHANGE: 20061020 EFFECTIVENESS DATE: 20061020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOHENY ASSET MANAGEMENT /CA CENTRAL INDEX KEY: 0000936936 IRS NUMBER: 954420207 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04640 FILM NUMBER: 061156026 BUSINESS ADDRESS: STREET 1: 10877 WILSHIRE BLVD STE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BLVD SUITE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: ANGELO GORDON & DOHENY ASSET MANAGEMENT DATE OF NAME CHANGE: 19950808 13F-HR 1 submission.txt Form 13F Holdings Report -- Submission Type 13F-HR The following submission of Form 13F Holdings Report (submission type 13F-HR) includes the submission Page 1 data Fields, attached header, Cover Page, Summary Page, and Information Table. Main Page (1) TYPE 13F-HR PERIOD 06-30-2006 CIK 0000936936 CCC isgr$w6g SUBMISSION/CONTACT NAME Neva A. Mason PHONE 310-824-6414 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Doheny Asset Management LLC Address: 10877 Wilshire Blvd. Suite 1406 Los Angeles, CA 90024 13F File Number: 801-43726 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: William H. Doheny, Jr. Title: Managing Member Phone: 310-209-5500 Signature, Place, and Date of Signing: William H. Doheny, Jr. Los Angeles, CA October 20, 2006 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: none FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 107 Form 13F Information Table Value Total: $294,875,000 List of Other Included Managers: none FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co (fmly Minnesota Mining & COM 88579Y101 2002 26895 SH SOLE 26895 ABBOTT LABORATORIES COM 002824100 330 6800 SH SOLE 6800 AMGEN INC. COM 031162100 2687 37565 SH SOLE 37565 AMSOUTH BANCORPORATION COM 032165102 633 21800 SH SOLE 21800 ANALOG DEVICES COM 032654105 2603 88575 SH SOLE 88575 APPLIED BIOSYSTEMS GROUP - APP COM 038020103 2919 88150 SH SOLE 88150 BANK OF AMERICA CORP COM 060505104 9616 179504 SH SOLE 179504 BARNES & NOBLE COM 067774109 2635 69450 SH SOLE 69450 BELDEN CDT INC COM 077454106 10104 264285 SH SOLE 264285 BJ'S RESTAURANTS INC COM 09180C106 2010 91300 SH SOLE 91300 BORDERS GROUP INC COM 099709107 1970 96550 SH SOLE 96550 BP P.L.C. ADR (fmly BP Amoco P COM 055622104 2632 40137 SH SOLE 40137 BRISTOL MYERS SQUIBB COM COM 110122108 321 12865 SH SOLE 12865 CA INC (Formerly Computer Asso COM 12673P105 442 18650 SH SOLE 18650 CADENCE FINCL CORP (fmly NBC C COM 12738A101 758 37400 SH SOLE 37400 CAPITAL ONE FINANCIAL CORP COM 14040H105 2877 36570 SH SOLE 36570 CATERPILLAR INC. COM 149123101 458 6958 SH SOLE 6958 CHECK POINT SOFTWARE TECH COM M22465104 2552 133750 SH SOLE 133750 CHEVRON CORP (fmly ChevronTexa COM 166764100 5540 85415 SH SOLE 85415 CITIGROUP INC COM 172967101 4832 97280 SH SOLE 97280 COCA COLA COMPANY COM 191216100 1221 27325 SH SOLE 27325 COLONIAL BANCGROUP INC COM 195493309 612 25000 SH SOLE 25000 COMCAST CORP - CLASS A COM 20030N101 1743 47225 SH SOLE 47225 CONSOLIDATED GRAPHICS INC COM 209341106 7585 126055 SH SOLE 126055 COUNTRYWIDE FINANCIAL CORP COM 222372104 247 7051 SH SOLE 7051 CROWN MEDIA HOLDINGS - CL A COM 228411104 7080 1576850 SH SOLE 1576850 DANAHER CORP COM 235851102 481 7000 SH SOLE 7000 DISNEY WALT CO DEL COM COM 254687106 415 13412 SH SOLE 13412 DUKE ENERGY CORP-NEW COM 26441C105 6673 220975 SH SOLE 220975 E TRADE FINANCIAL CORP COM 269246104 390 16300 SH SOLE 16300 EL PASO CORP COM 28336L109 2906 213050 SH SOLE 213050 ELECTRONIC ARTS INC. COM 285512109 6668 119415 SH SOLE 119415 ESPEED INC - CLASS A COM 296643109 7436 808300 SH SOLE 808300 EXXON MOBIL CORPORATION COM 30231G102 3954 58920 SH SOLE 58920 GENENTECH COM 368710406 6091 73650 SH SOLE 73650 GENERAL ELECTRIC CO COM COM 369604103 7173 203195 SH SOLE 203195 H3 ENTERPRISES INC COM 404369100 2 11000 SH SOLE 11000 HALLIBURTON CO. COM 406216101 9399 330360 SH SOLE 330360 HARLEYSVILLE NATIONAL CORP COM 412850109 856 42580 SH SOLE 42580 HESS CORP (fmly Amerada Hess C COM 42809H107 237 5729 SH SOLE 5729 HOME DEPOT INC. COM 437076102 420 11575 SH SOLE 11575 IAC/INTERACTIVE CORP-NEW-(a/o COM 44919p102 234 8150 SH SOLE 8150 INDYMAC BANCORP INC COM 456607100 7557 183600 SH SOLE 183600 INTEL CORP COM COM 458140100 1632 79350 SH SOLE 79350 INTERNATIONAL BUSINESS MACHINE COM 459200101 1082 13210 SH SOLE 13210 INTERNATIONAL GAME TECHNOLOGY COM 459902102 6667 160640 SH SOLE 160640 JOHNSON & JOHNSON COM COM 478160104 5605 86305 SH SOLE 86305 KEYCORP COM 493267108 3222 86050 SH SOLE 86050 KIMBERLY CLARK COM 494368103 599 9170 SH SOLE 9170 KNIGHTSBRIDGE TANKERS LTD COM G5299G106 6851 265550 SH SOLE 265550 L-3 COMMUNICATONS HOLDINGS COM 502424104 204 2600 SH SOLE 2600 LEHMAN BROS HOLDING INC. COM 524908100 6372 86270 SH SOLE 86270 LILLY ELI & CO COM COM 532457108 470 8250 SH SOLE 8250 LINEAR TECHNOLOGY CORP COM 535678106 666 21400 SH SOLE 21400 LIONS GATE ENTERTAINMENT CORP COM 535919203 5713 570685 SH SOLE 570685 MACERICH COMPANY COM 554382101 283 3700 SH SOLE 3700 MCGRAW-HILL COMPANIES INC COM 580645109 209 3600 SH SOLE 3600 MERCK & CO INC COM COM 589331107 991 23650 SH SOLE 23650 MERRILL LYNCH & CO COM 590188108 632 8075 SH SOLE 8075 MICROCHIP TECHNOLOGY INC COM 595017104 4324 133387 SH SOLE 133387 MICROSOFT COM 594918104 347 12675 SH SOLE 12675 MICROTUNE INC COM 59514P109 1584 325925 SH SOLE 325925 MORGAN STANLEY COM 617446448 443 6077 SH SOLE 6077 NATIONAL CITY CORP COM 635405103 1581 43200 SH SOLE 43200 NETRATINGS INC COM 64116M108 1126 79150 SH SOLE 79150 NEW CENTURY FINANCIAL CORP - R COM 6435EV108 8540 217250 SH SOLE 217250 NIKE INC CL B COM 654106103 4050 46225 SH SOLE 46225 NORTHROP GRUMMAN CORP COM 666807102 3921 57600 SH SOLE 57600 NOVASTAR FINANCIAL INC COM 669947400 19559 670050 SH SOLE 670050 PENN REAL ESTATE INV TR COM 709102107 398 9357 SH SOLE 9357 PEOPLES BANK BRIDGEPORT COM 710198102 5715 144288 SH SOLE 144288 PEPSICO INC COM COM 713448108 1349 20665 SH SOLE 20665 PFIZER INC. COM 717081103 1042 36725 SH SOLE 36725 PNC FINANCIAL SERVICES GROUP COM 693475105 3799 52450 SH SOLE 52450 PORTFOLIO RECOVERY ASSOCIATE COM 73640Q105 3718 84754 SH SOLE 84754 PRAXAIR, INC. COM 74005P104 414 7000 SH SOLE 7000 PRESIDENTIAL LIFE CORP COM 740884101 436 19500 SH SOLE 19500 PROCTER & GAMBLE CO. COM 742718109 1011 16316 SH SOLE 16316 PROLOGIS (fmly Prologis Trust) COM 743410102 354 6200 SH SOLE 6200 QUALCOMM INC COM 747525103 391 10765 SH SOLE 10765 REDWOOD TRUST INC COM 758075402 2890 57375 SH SOLE 57375 RXBAZAAR, INC (New) COM 78347T104 0 10472 SH SOLE 10472 SARA LEE COM 803111103 4009 249475 SH SOLE 249475 SCHLUMBERGER LTD COM COM 806857108 2860 46105 SH SOLE 46105 SHIP FINANCE INTL LTD COM G81075106 5226 262625 SH SOLE 262625 SOLECTRON CORP COM COM 834182107 356 109150 SH SOLE 109150 SPRINT NEXTEL CORP (Fmly Sprin COM 852061100 763 44502 SH SOLE 44502 STARBUCKS CORP COM 855244109 2584 75900 SH SOLE 75900 SYMANTEC CORP COM 871503108 4814 226225 SH SOLE 226225 TAKE-TWO INTERACTIVE SOFTWARE COM 874054109 9577 671575 SH SOLE 671575 TEVA PHARMACEUTICAL-SP ADR COM 881624209 8284 243012 SH SOLE 243012 TEXAS INSTRUMENTS INC. COM 882508104 1442 43365 SH SOLE 43365 TEXAS REGIONAL BANCSHARES-A COM 882673106 488 12692 SH SOLE 12692 TRANSTEXAS GAS CORP - CLASS A COM 893895201 0 45179 SH SOLE 45179 UNITED PARCEL SERVICE-CL B COM 911312106 258 3585 SH SOLE 3585 UNITED TECHNOLOGIES CORP COM 913017109 380 6000 SH SOLE 6000 US BANCORP (Fmly Firstar Corp) COM 902973304 424 12759 SH SOLE 12759 VALERO LTD. PARTNERSHIP COM 91912W104 767 15346 SH SOLE 15346 WELLS FARGO COMPANY COM 949746101 294 8138 SH SOLE 8138 WRIGLEY (WM.) JR CO COM 982526105 305 6615 SH SOLE 6615 WYETH (formerly American Home COM 983024100 1979 38930 SH SOLE 38930 XILINX INC COM 983919101 760 34625 SH SOLE 34625 YAHOO! INC COM 984332106 220 8700 SH SOLE 8700 YRC WORLDWIDE INC COM 984249102 732 19750 SH SOLE 19750 ZIONS BANCORP COM 989701107 383 4800 SH SOLE 4800 INDYMAC CAP TR I PFD 6.00 % PFD 456607209 1719 26450 SH SOLE 26450 NOVASTAR FINANCIAL 8.9% PFD SE PFD 669947806 763 31150 SH SOLE 31150
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