-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V1itxP05tJi9cNLcvGwQuhgpOvp8pxHjFiIkim3qSFxOJYZqlCFKLAEq9zuLcTkq FdNrOgu+eBHs90tVN70exw== 0000936936-04-000003.txt : 20040727 0000936936-04-000003.hdr.sgml : 20040727 20040726151933 ACCESSION NUMBER: 0000936936-04-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040726 EFFECTIVENESS DATE: 20040726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOHENY ASSET MANAGEMENT /CA CENTRAL INDEX KEY: 0000936936 IRS NUMBER: 954420207 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04640 FILM NUMBER: 04930832 BUSINESS ADDRESS: STREET 1: 10877 WILSHIRE BLVD STE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BLVD SUITE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: ANGELO GORDON & DOHENY ASSET MANAGEMENT DATE OF NAME CHANGE: 19950808 13F-HR 1 submission.txt Form 13F Holdings Report -- Submission Type 13F-HR The following submission of Form 13F Holdings Report (submission type 13F-HR) includes the submission Page 1 data Fields, attached header, Cover Page, Summary Page, and Information Table. Main Page (1) TYPE 13F-HR PERIOD 06/30/2004 CIK 0000936936 CCC isgr$w6g SUBMISSION/CONTACT NAME Neva A. Mason PHONE 310-824-6414 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Doheny Asset Management LLC Address: 10877 Wilshire Blvd. Suite 1406 Los Angeles, CA 90024 13F File Number: 801-43726 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: William H. Doheny, Jr. Title: Managing Member Phone: 310-209-5500 Signature, Place, and Date of Signing: William H. Doheny, Jr. Los Angeles, CA July 26, 2004 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: none FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 116 Form 13F Information Table Value Total: $295,692 List of Other Included Managers: none FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co (fmly Minnesota Mining & COM 88579Y101 8716 96835 SH SOLE 96835 ABBOTT LABORATORIES COM 002824100 353 8670 SH SOLE 8670 AES CORP COM 00130H105 199 20000 SH SOLE 20000 ALTERA CORPORATION COM 021441100 1124 50700 SH SOLE 50700 AMERICAN INTERNATIONAL GROUP COM 026874107 527 7388 SH SOLE 7388 AMGEN INC. COM 031162100 1442 26429 SH SOLE 26429 ANALOG DEVICES COM 032654105 5829 123815 SH SOLE 123815 BANK OF AMERICA CORP COM 060505104 8618 101848 SH SOLE 101848 BANKNORTH GROUP INC COM 06646R107 2175 66950 SH SOLE 66950 BERKSHIRE HATHAWAY INC - CLASS COM 084670207 254 86 SH SOLE 86 BOEING CO COM 097023105 278 5450 SH SOLE 5450 BOSTON SCIENTIFIC CORP COM 101137107 4824 112700 SH SOLE 112700 BP P.L.C. ADR (fmly BP Amoco P COM 055622104 2504 46745 SH SOLE 46745 BRISTOL MYERS SQUIBB COM COM 110122108 1210 49400 SH SOLE 49400 CAESARS ENTERTAINMENT INC. COM 127687101 4740 315975 SH SOLE 315975 CAPITAL AUTOMOTIVE REIT COM 139733109 510 17375 SH SOLE 17375 CHECK POINT SOFTWARE TECH COM M22465104 4441 164525 SH SOLE 164525 CHEVRONTEXACO CORP. COM 166764100 4217 44812 SH SOLE 44812 CHICAGO PIZZA & BREWERY INC COM 167889104 1806 118750 SH SOLE 118750 CITIGROUP INC COM 172967101 6174 132769 SH SOLE 132769 COCA COLA COMPANY COM 191216100 529 10480 SH SOLE 10480 COLONIAL BANCGROUP INC COM 195493309 690 38000 SH SOLE 38000 COMCAST CORP - CLASS A COM 20030N101 807 28728 SH SOLE 28728 COMERICA INC COM COM 200340107 2055 37450 SH SOLE 37450 COUNTRYWIDE FINANCIAL CORP COM 222372104 7871 112045 SH SOLE 112045 CROWN MEDIA HOLDINGS - CLASS A COM 228411104 10666 1251900 SH SOLE 1251900 CYPRESS SEMICONDUCTORS CORP COM 232806109 660 46500 SH SOLE 46500 DANAHER CORP COM 235851102 290 5600 SH SOLE 5600 DELL INC (fmly Dell Computer C COM 24702R101 217 6057 SH SOLE 6057 DISNEY WALT CO DEL COM COM 254687106 1007 39490 SH SOLE 39490 DOW JONES & CO INC. COM 260561105 1990 44135 SH SOLE 44135 E TRADE FINANCIAL CORP COM 269246104 316 28330 SH SOLE 28330 EL PASO CORP COM 28336L109 2750 349000 SH SOLE 349000 ELECTRONIC ARTS INC. COM 285512109 3920 71860 SH SOLE 71860 EMERSON ELECTRIC CO. COM 291011104 324 5100 SH SOLE 5100 ENTRAVISION COMMUNICATION Clas COM 29382R107 4802 625200 SH SOLE 625200 EQUITY OFFICE PROPERTIES TRUST COM 294741103 483 17750 SH SOLE 17750 EXXON MOBIL CORPORATION COM 30231G102 3537 79645 SH SOLE 79645 FIRST HORIZON NATIONAL CORP COM 320517105 496 10900 SH SOLE 10900 FRIEDMAN, BILLINGS, RAMSEY GRO COM 358434108 7105 359025 SH SOLE 359025 GANNETT COM 364730101 450 5300 SH SOLE 5300 GENENTECH COM 368710406 5517 98170 SH SOLE 98170 GENERAL ELECTRIC CO COM COM 369604103 7535 232577 SH SOLE 232577 GILLETTE CO COM COM 375766102 218 5150 SH SOLE 5150 GOLDMAN SACHS GROUP INC. COM 38141G104 200 2125 SH SOLE 2125 GUIDANT CORP COM 401698105 461 8250 SH SOLE 8250 HALLIBURTON CO. COM 406216101 9321 308045 SH SOLE 308045 HARLEYSVILLE NATIONAL CORP COM 412850109 986 38527 SH SOLE 38527 IAC/INTERACTIVE CORP COM 44919p102 766 25400 SH SOLE 25400 IMPAC MTG HLDGS INC (fka Imper COM 45254P102 12161 540000 SH SOLE 540000 INDYMAC BANCORP INC COM 456607100 6988 221150 SH SOLE 221150 INTEL CORP COM COM 458140100 4243 153733 SH SOLE 153733 INTERNATIONAL BUSINESS MACHINE COM 459200101 2146 24340 SH SOLE 24340 INTERNATIONAL GAME TECHNOLOGY COM 459902102 12317 319105 SH SOLE 319105 IVAX CORP COM 465823102 5380 224255 SH SOLE 224255 JOHNSON & JOHNSON COM COM 478160104 4664 83727 SH SOLE 83727 KENSEY NASH CORP COM 490057106 3681 106700 SH SOLE 106700 KEYCORP COM 493267108 3497 117010 SH SOLE 117010 KIMBERLY CLARK COM 494368103 505 7670 SH SOLE 7670 KNIGHTSBRIDGE TANKERS LTD COM 697 24090 SH SOLE 24090 LA JOLLA PHARMACEUTICAL CO. COM 503459109 2513 1034325 SH SOLE 1034325 LEHMAN BROS HOLDING INC. COM 524908100 4379 58195 SH SOLE 58195 LIBERTY MEDIA CORP-A COM 530718105 135 15000 SH SOLE 15000 LILLY ELI & CO COM COM 532457108 1694 24235 SH SOLE 24235 LINEAR TECHNOLOGY CORP COM 535678106 1054 26710 SH SOLE 26710 MACERICH COMPANY COM 554382101 651 13600 SH SOLE 13600 MBNA CORP COM 55262L100 368 14250 SH SOLE 14250 MERCK & CO INC COM COM 589331107 2758 58065 SH SOLE 58065 MERRILL LYNCH & CO COM 590188108 1206 22345 SH SOLE 22345 MFA MTG INVESTMENTS (fka Ameri COM 55272X102 1640 184300 SH SOLE 184300 MICROCHIP TECHNOLOGY INC COM 595017104 4058 128667 SH SOLE 128667 MICROSOFT COM 594918104 455 15917 SH SOLE 15917 MORGAN STANLEY COM 617446448 323 6127 SH SOLE 6127 NATIONAL CITY CORP COM 635405103 2563 73200 SH SOLE 73200 NEW ALLIANCE BANCSHARES INC COM 650203102 259 18585 SH SOLE 18585 NEW CENTURY FINANCIAL CORP COM 64352D101 5565 118860 SH SOLE 118860 NEXTEL COMMUNICATIONS INC - A COM 65332V103 1850 69400 SH SOLE 69400 NORTHROP GRUMMAN CORP COM 666807102 607 11300 SH SOLE 11300 NOVASTAR FINANCIAL INC COM 669947400 19682 518480 SH SOLE 518480 OCCIDENTAL PETE CP DEL COM COM 674599105 242 5000 SH SOLE 5000 PATTERSON-UTI ENERGY INC COM 703481101 3690 110445 SH SOLE 110445 PENN REAL ESTATE INV TR COM 709102107 535 15612 SH SOLE 15612 PEOPLES BANK BRIDGEPORT COM 710198102 3854 123730 SH SOLE 123730 PEPSICO INC COM COM 713448108 1118 20757 SH SOLE 20757 PFIZER INC. COM 717081103 601 17533 SH SOLE 17533 PNC FINANCIAL SERVICES GROUP COM 693475105 4261 80280 SH SOLE 80280 PRAXAIR, INC. COM 74005P104 399 10000 SH SOLE 10000 PRESIDENTIAL LIFE CORP COM 740884101 351 19500 SH SOLE 19500 PROCTER & GAMBLE CO. COM 742718109 429 7880 SH SOLE 7880 PROLOGIS (fmly Prologis Trust) COM 743410102 463 14050 SH SOLE 14050 RADIAN GROUP INC COM 750236101 1970 41125 SH SOLE 41125 REDWOOD TRUST INC COM 758075402 4061 72930 SH SOLE 72930 RXBAZAAR INC. COM 78347T104 4 10472 SH SOLE 10472 SCHLUMBERGER LTD COM COM 806857108 2150 33855 SH SOLE 33855 STARBUCKS CORP COM 855244109 2029 46650 SH SOLE 46650 SYSCO CORP COM 871829107 215 6000 SH SOLE 6000 TCF FINANCIAL CORP COM 872275102 718 12375 SH SOLE 12375 TEVA PHARMACEUTICAL-SP ADR COM 881624209 10976 163389 SH SOLE 163389 TEXAS INSTRUMENTS INC. COM 882508104 946 39130 SH SOLE 39130 TRANSTEXAS GAS CORP - CLASS A COM 893895201 0 45179 SH SOLE 45179 UNITED TECHNOLOGIES CORP COM 913017109 274 3000 SH SOLE 3000 UNOCAL CORP COM COM 915289102 222 5840 SH SOLE 5840 US BANCORP (Fmly Firstar Corp) COM 902973304 444 16117 SH SOLE 16117 VIACOM INC - CLASS B COM 925524308 887 24828 SH SOLE 24828 WELLS FARGO COMPANY COM 949746101 249 4349 SH SOLE 4349 WILLIS GROUP HOLDINGS LTD COM g96655108 657 17550 SH SOLE 17550 WORLDCOM INC-WORLDCOM GROUP COM 98157D106 0 10000 SH SOLE 10000 WRIGLEY (WM.) JR CO COM 982526105 363 5760 SH SOLE 5760 WYETH (formerly American Home COM 983024100 1460 40380 SH SOLE 40380 XILINX INC COM 983919101 3750 112590 SH SOLE 112590 ZIMMER HOLDINGS INC COM 98956P102 476 5394 SH SOLE 5394 ZIONS BANCORP COM 989701107 332 5400 SH SOLE 5400 INDYMAC CAP TR I PFD 6.00 % PFD 456607209 2019 36775 SH SOLE 36775 MORGAN STANLEY CAP TR II PFD 7 PFD 61747N109 385 15150 SH SOLE 15150 NEWS CORP LTD./SPONS ADR PRF PFD 652487026 258 7850 SH SOLE 7850 NUVEEN CALIFORNIA DIVIDEND ADV 67066Y105 951 68000 SH SOLE 68000
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