-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FMYxSt8uGlB24SxQV5VAHVv76ZdGECBt7kK52V2oSSRzJXD1NfLJKsy1prBVcBtO 4gAbnFXzXz7ZNN5qJeEGBA== 0000936936-04-000002.txt : 20040429 0000936936-04-000002.hdr.sgml : 20040429 20040429130218 ACCESSION NUMBER: 0000936936-04-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040429 EFFECTIVENESS DATE: 20040429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOHENY ASSET MANAGEMENT /CA CENTRAL INDEX KEY: 0000936936 IRS NUMBER: 954420207 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04640 FILM NUMBER: 04763710 BUSINESS ADDRESS: STREET 1: 10877 WILSHIRE BLVD STE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BLVD SUITE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: ANGELO GORDON & DOHENY ASSET MANAGEMENT DATE OF NAME CHANGE: 19950808 13F-HR 1 submission.txt Form 13F Holdings Report -- Submission Type 13F-HR The following submission of Form 13F Holdings Report (submission type 13F-HR) includes the submission Page 1 data Fields, attached header, Cover Page, Summary Page, and Information Table. Main Page (1) TYPE 13F-HR PERIOD 03/31/2004 CIK 0000936936 CCC isgr$w6g SUBMISSION/CONTACT NAME Neva A. Mason PHONE 310-824-6414 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Doheny Asset Management LLC Address: 10877 Wilshire Blvd. Suite 1406 Los Angeles, CA 90024 13F File Number: 801-43726 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: William H. Doheny, Jr. Title: Managing Member Phone: 310-209-5500 Signature, Place, and Date of Signing: William H. Doheny, Jr. Los Angeles, CA April 29, 2004 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: none FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 116 Form 13F Information Table Value Total: $307,894 List of Other Included Managers: none FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co (fmly Minnesota Mining & COM 88579Y101 7822 95545 SH SOLE 95545 ABBOTT LABORATORIES COM 002824100 369 8970 SH SOLE 8970 AES CORP COM 00130H105 171 20000 SH SOLE 20000 ALTERA CORPORATION COM 021441100 1038 50700 SH SOLE 50700 AMERADA HESS CORP COM 023551104 213 3269 SH SOLE 3269 AMERICAN INTERNATIONAL GROUP COM 026874107 522 7314 SH SOLE 7314 AMGEN INC. COM 031162100 3545 60965 SH SOLE 60965 ANALOG DEVICES COM 032654105 6308 131390 SH SOLE 131390 APOLLO GROUP INC-CLASS A COM 037604105 254 2950 SH SOLE 2950 BANK OF AMERICA CORP COM 060505104 1625 20067 SH SOLE 20067 BANKNORTH GROUP INC COM 06646R107 2933 86150 SH SOLE 86150 BERKSHIRE HATHAWAY INC - CLASS COM 084670207 268 86 SH SOLE 86 BOEING CO COM 097023105 236 5750 SH SOLE 5750 BOSTON SCIENTIFIC CORP COM 101137107 5075 119750 SH SOLE 119750 BP P.L.C. ADR (fmly BP Amoco P COM 055622104 2352 45945 SH SOLE 45945 BRISTOL MYERS SQUIBB COM COM 110122108 1766 72875 SH SOLE 72875 CAESARS ENTERTAINMENT INC. COM 127687101 4079 312825 SH SOLE 312825 CAPITAL AUTOMOTIVE REIT COM 139733109 611 17300 SH SOLE 17300 CHECK POINT SOFTWARE TECH COM M22465104 3754 165025 SH SOLE 165025 CHEVRONTEXACO CORP. COM 166764100 3995 45511 SH SOLE 45511 CHICAGO PIZZA & BREWERY INC COM 167889104 1657 126750 SH SOLE 126750 CITIGROUP INC COM 172967101 6979 134991 SH SOLE 134991 COCA COLA COMPANY COM 191216100 552 10980 SH SOLE 10980 COLONIAL BANCGROUP INC COM 195493309 596 32200 SH SOLE 32200 COMCAST CORP - CLASS A COM 20030N101 1103 38353 SH SOLE 38353 COMERICA INC COM COM 200340107 2051 37750 SH SOLE 37750 CONCORDE CAREER COLLEGES INC COM 20651H201 1571 65475 SH SOLE 65475 CORINTHIAN COLLEGES INC COM 218868107 4529 137200 SH SOLE 137200 COUNTRYWIDE FINANCIAL CORP COM 222372104 7388 77035 SH SOLE 77035 CROWN MEDIA HOLDINGS - CLASS A COM 228411104 10174 1257600 SH SOLE 1257600 DANAHER CORP COM 235851102 261 2800 SH SOLE 2800 DISNEY WALT CO DEL COM COM 254687106 996 39872 SH SOLE 39872 DOW JONES & CO INC. COM 260561105 2129 44435 SH SOLE 44435 E TRADE FINANCIAL CORP COM 269246104 577 43230 SH SOLE 43230 EL PASO CORP COM 28336L109 2767 389100 SH SOLE 389100 ELECTRONIC ARTS INC. COM 285512109 3913 72810 SH SOLE 72810 EMERSON ELECTRIC CO. COM 291011104 306 5100 SH SOLE 5100 ENTRAVISION COMMUNICATION Clas COM 29382R107 3015 336150 SH SOLE 336150 EQUITY OFFICE PROPERTIES TRUST COM 294741103 536 18550 SH SOLE 18550 EXXON MOBIL CORPORATION COM 30231G102 3649 87745 SH SOLE 87745 FIRST TENN NATL CORP(now 1st H COM 337162101 520 10900 SH SOLE 10900 FLEET BOSTON FINANCIAL CORP COM 339030108 6266 139565 SH SOLE 139565 FRIEDMAN, BILLINGS, RAMSEY GRO COM 358434108 11916 441510 SH SOLE 441510 GANNETT COM 364730101 467 5300 SH SOLE 5300 GENENTECH COM 368710406 5354 50600 SH SOLE 50600 GENERAL ELECTRIC CO COM COM 369604103 7131 233635 SH SOLE 233635 GILLETTE CO COM COM 375766102 201 5150 SH SOLE 5150 GOLDMAN SACHS GROUP INC. COM 38141G104 452 4335 SH SOLE 4335 HALLIBURTON CO. COM 406216101 9396 309170 SH SOLE 309170 HARLEYSVILLE NATIONAL CORP COM 412850109 1128 40527 SH SOLE 40527 IMPAC MTG HLDGS INC (fka Imper COM 45254P102 12886 473750 SH SOLE 473750 INDYMAC BANCORP INC COM 456607100 6588 181550 SH SOLE 181550 INTEL CORP COM COM 458140100 3731 137165 SH SOLE 137165 INTERACTIVE CORP COM 45840q101 955 30200 SH SOLE 30200 INTERNATIONAL BUSINESS MACHINE COM 459200101 2177 23700 SH SOLE 23700 INTERNATIONAL GAME TECHNOLOGY COM 459902102 15129 336495 SH SOLE 336495 IVAX CORP COM 465823102 5136 225555 SH SOLE 225555 J.P. MORGAN CHASE & CO COM 46625H100 3878 92452 SH SOLE 92452 JOHNSON & JOHNSON COM COM 478160104 4287 84532 SH SOLE 84532 KENSEY NASH CORP COM 490057106 2848 115950 SH SOLE 115950 KEYCORP COM 493267108 3532 116610 SH SOLE 116610 KIMBERLY CLARK COM 494368103 484 7670 SH SOLE 7670 LEHMAN BROS HOLDING INC. COM 524908100 6273 75695 SH SOLE 75695 LIBERTY MEDIA CORP-A COM 530718105 164 15000 SH SOLE 15000 LILLY ELI & CO COM COM 532457108 1671 24985 SH SOLE 24985 LINEAR TECHNOLOGY CORP COM 535678106 991 26710 SH SOLE 26710 MACERICH COMPANY COM 554382101 935 17350 SH SOLE 17350 MBNA CORP COM 55262L100 341 12350 SH SOLE 12350 MERCK & CO INC COM COM 589331107 2529 57240 SH SOLE 57240 MERRILL LYNCH & CO COM 590188108 449 7545 SH SOLE 7545 MFA MTG INVESTMENTS (fka Ameri COM 55272X102 1672 165550 SH SOLE 165550 MICROCHIP TECHNOLOGY INC COM 595017104 3360 127167 SH SOLE 127167 MICROSOFT COM 594918104 408 16360 SH SOLE 16360 MORGAN STANLEY COM 617446448 374 6529 SH SOLE 6529 NATIONAL CITY CORP COM 635405103 2622 73700 SH SOLE 73700 NEW CENTURY FINANCIAL CORP COM 64352D101 7270 149710 SH SOLE 149710 NEXTEL COMMUNICATIONS INC - A COM 65332V103 1419 57550 SH SOLE 57550 NOVASTAR FINANCIAL INC COM 669947400 15273 231580 SH SOLE 231580 NYFIX INC (OLD) COM 670712108 52 10000 SH SOLE 10000 OCCIDENTAL PETE CP DEL COM COM 674599105 230 5000 SH SOLE 5000 PATTERSON-UTI ENERGY INC COM 703481101 3852 108790 SH SOLE 108790 PENN REAL ESTATE INV TR COM 709102107 629 16715 SH SOLE 16715 PEOPLES BANK BRIDGEPORT COM 710198102 3850 82820 SH SOLE 82820 PEPSICO INC COM COM 713448108 1125 20885 SH SOLE 20885 PFIZER INC. COM 717081103 597 17022 SH SOLE 17022 PNC FINANCIAL SERVICES GROUP COM 693475105 4576 82565 SH SOLE 82565 PRAXAIR, INC. COM 74005P104 371 10000 SH SOLE 10000 PRESIDENTIAL LIFE CORP COM 740884101 291 19500 SH SOLE 19500 PROCTER & GAMBLE CO. COM 742718109 413 3940 SH SOLE 3940 PROLOGIS (fmly Prologis Trust) COM 743410102 586 16350 SH SOLE 16350 REDWOOD TRUST INC COM 758075402 5053 81280 SH SOLE 81280 SCHLUMBERGER LTD COM COM 806857108 2155 33755 SH SOLE 33755 STARBUCKS CORP COM 855244109 1778 46950 SH SOLE 46950 SYSCO CORP COM 871829107 234 6000 SH SOLE 6000 TCF FINANCIAL CORP COM 872275102 658 12875 SH SOLE 12875 TEVA PHARMACEUTICAL-SP ADR COM 881624209 10409 164259 SH SOLE 164259 TEXAS INSTRUMENTS INC. COM 882508104 2012 68860 SH SOLE 68860 TRANSTEXAS GAS CORP - CLASS A COM 893895201 0 45179 SH SOLE 45179 UNITED TECHNOLOGIES CORP COM 913017109 259 3000 SH SOLE 3000 UNOCAL CORP COM COM 915289102 218 5840 SH SOLE 5840 US BANCORP (Fmly Firstar Corp) COM 902973304 487 17617 SH SOLE 17617 VIACOM INC - CLASS B COM 925524308 824 21003 SH SOLE 21003 WASHINGTON MUTUAL INC COM 939322103 3375 79025 SH SOLE 79025 WELLS FARGO COMPANY COM 949746101 322 5675 SH SOLE 5675 WILLIS GROUP HOLDINGS LTD COM g96655108 653 17550 SH SOLE 17550 WORLDCOM INC-WORLDCOM GROUP COM 98157D106 0 10000 SH SOLE 10000 WRIGLEY (WM.) JR CO COM 982526105 341 5760 SH SOLE 5760 WYETH (formerly American Home COM 983024100 1509 40180 SH SOLE 40180 XILINX INC COM 983919101 4338 114890 SH SOLE 114890 XM SATELLITE RADIO HOLDING-CL COM 983759101 233 8325 SH SOLE 8325 ZIMMER HOLDINGS INC COM 98956P102 399 5404 SH SOLE 5404 ZIONS BANCORP COM 989701107 325 5700 SH SOLE 5700 INDYMAC CAP TR I PFD 6.00 % PFD 456607209 2319 36775 SH SOLE 36775 MORGAN STANLEY CAP TR II PFD 7 PFD 61747N109 412 15150 SH SOLE 15150 NEWS CORP LTD./SPONS ADR PRF PFD 652487026 249 7850 SH SOLE 7850 NUVEEN CALIFORNIA DIVIDEND ADV 67066Y105 860 55500 SH SOLE 55500
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