-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KKn1KIzf3v2gUIGSbihgnIvVNfTRGeoCbYImb6PmQgP1VrnASGQugctSscONnjk4 gTTL6ibFcOmE6qf9pMt+FA== 0000936936-03-000003.txt : 20030730 0000936936-03-000003.hdr.sgml : 20030730 20030730154506 ACCESSION NUMBER: 0000936936-03-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030630 FILED AS OF DATE: 20030730 EFFECTIVENESS DATE: 20030730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOHENY ASSET MANAGEMENT /CA CENTRAL INDEX KEY: 0000936936 IRS NUMBER: 954420207 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04640 FILM NUMBER: 03811492 BUSINESS ADDRESS: STREET 1: 10877 WILSHIRE BLVD STE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BLVD SUITE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: ANGELO GORDON & DOHENY ASSET MANAGEMENT DATE OF NAME CHANGE: 19950808 13F-HR 1 submission.txt Form 13F Holdings Report -- Submission Type 13F-HR The following submission of Form 13F Holdings Report (submission type 13F-HR) includes the submission Page 1 data Fields, attached header, Cover Page, Summary Page, and Information Table. Main Page (1) TYPE 13F-HR PERIOD 06/30/2003 CIK 0000936936 CCC isgr$w6g SUBMISSION/CONTACT NAME Neva A. Mason PHONE 310-824-6414 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2003 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Doheny Asset Management Address: 10877 Wilshire Blvd. Suite 1406 Los Angeles, CA 90024 13F File Number: 801-43726 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: William H. Doheny, Jr. Title: Managing Partner Phone: 310-209-5500 Signature, Place, and Date of Signing: William H. Doheny, Jr. Los Angeles, CA July 30, 2003 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: none FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 101 Form 13F Information Table Value Total: $232,805 List of Other Included Managers: none FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co (fmly Minnesota Mining & COM 88579Y101 6192 48010 SH SOLE 48010 ABBOTT LABORATORIES COM 002824100 252 5750 SH SOLE 5750 AES CORP COM 00130H105 129 20250 SH SOLE 20250 ALLIANCE CAPITAL MGMT - LP COM 01855A101 217 5950 SH SOLE 5950 AMERICAN FINANCIAL REALTY TRUS COM 02607P305 858 57550 SH SOLE 57550 AMERICAN INTERNATIONAL GROUP COM 026874107 488 8844 SH SOLE 8844 AMGEN INC. COM 031162100 5661 85850 SH SOLE 85850 ANALOG DEVICES COM 032654105 6228 178855 SH SOLE 178855 BANK OF AMERICA CORP COM 060505104 2025 25617 SH SOLE 25617 BANKNORTH GROUP INC COM 06646R107 2211 86650 SH SOLE 86650 BERKSHIRE HATHAWAY INC - CL A COM 084670108 217 3 SH SOLE 3 BERKSHIRE HATHAWAY INC - CLASS COM 084670207 248 102 SH SOLE 102 BOEING CO COM 097023105 306 8925 SH SOLE 8925 BP P.L.C. ADR (fmly BP Amoco P COM 055622104 1797 42762 SH SOLE 42762 BRISTOL MYERS SQUIBB COM COM 110122108 2005 73845 SH SOLE 73845 CAPITAL AUTOMOTIVE REIT COM 139733109 906 32375 SH SOLE 32375 CHECK POINT SOFTWARE TECH COM M22465104 5055 259218 SH SOLE 259218 CHEVRONTEXACO CORP. COM 166764100 3237 44836 SH SOLE 44836 CHICAGO PIZZA & BREWERY INC COM 167889104 2000 199955 SH SOLE 199955 CISCO SYSTEMS COM 17275R102 225 13400 SH SOLE 13400 CITIGROUP INC COM 172967101 5478 127988 SH SOLE 127988 COCA COLA COMPANY COM 191216100 440 9480 SH SOLE 9480 COMCAST CORP - CLASS A COM 20030N101 4289 142101 SH SOLE 142101 COMERICA INC COM COM 200340107 1128 24250 SH SOLE 24250 CONCORDE CAREER COLLEGES INC COM 20651H201 4406 220175 SH SOLE 220175 CORINTHIAN COLLEGES INC COM 218868107 3007 62250 SH SOLE 62250 COUNTRYWIDE FINANCIAL CORP COM 222372104 5436 78140 SH SOLE 78140 CROWN AMERICAN REALTY COM 228186102 2024 188500 SH SOLE 188500 DISNEY WALT CO DEL COM COM 254687106 841 42562 SH SOLE 42562 DOW JONES & CO INC. COM 260561105 3420 79485 SH SOLE 79485 EL PASO CORP COM 28336L109 3027 374625 SH SOLE 374625 ELECTRONIC ARTS INC. COM 285512109 2648 35830 SH SOLE 35830 ENTRAVISION COMMUNICATION Clas COM 29382R107 3677 323950 SH SOLE 323950 EQUITY OFFICE PROPERTIES TRUST COM 294741103 743 27500 SH SOLE 27500 EXXON MOBIL CORPORATION COM 30231G102 2996 83430 SH SOLE 83430 FIRST TENN NATL CORP COM COM 337162101 518 11800 SH SOLE 11800 FLEET BOSTON FINANCIAL CORP COM 339030108 4063 136745 SH SOLE 136745 FRIEDMAN, BILLINGS, RAMSEY GRO COM 358434108 5815 433935 SH SOLE 433935 GANNETT COM 364730101 607 7900 SH SOLE 7900 GENENTECH COM 368710406 3680 51025 SH SOLE 51025 GENERAL ELECTRIC CO COM COM 369604103 6622 230890 SH SOLE 230890 GILEAD SCIENCES INC. COM 375558103 4133 74400 SH SOLE 74400 GILLETTE CO COM COM 375766102 207 6500 SH SOLE 6500 GOLDMAN SACHS GROUP INC. COM 38141G104 262 3130 SH SOLE 3130 HALLIBURTON CO. COM 406216101 8184 355810 SH SOLE 355810 HARLEYSVILLE NATIONAL CORP COM 412850109 897 33296 SH SOLE 33296 HERITAGE OAKS BANCORP COM 42724R107 159 13269 SH SOLE 13269 HOME DEPOT INC. COM 437076102 295 8900 SH SOLE 8900 IDEC PHARMACEUTICALS CORP COM 449370105 1528 45000 SH SOLE 45000 IMPAC MTG HLDGS INC (fka Imper COM 45254P102 9477 567850 SH SOLE 567850 INTEL CORP COM COM 458140100 2814 135245 SH SOLE 135245 INTERACTIVE CORP COM 45840q101 4237 107725 SH SOLE 107725 INTERNATIONAL BUSINESS MACHINE COM 459200101 905 10975 SH SOLE 10975 INTERNATIONAL GAME TECHNOLOGY COM 459902102 9427 92125 SH SOLE 92125 IVAX CORP COM 465823102 3366 188580 SH SOLE 188580 JOHNSON & JOHNSON COM COM 478160104 4762 92099 SH SOLE 92099 KENSEY NASH CORP COM 490057106 2038 79540 SH SOLE 79540 KEYCORP COM 493267108 227 9000 SH SOLE 9000 KIMBERLY CLARK COM 494368103 414 7940 SH SOLE 7940 LEHMAN BROS HOLDING INC. COM 524908100 5107 76825 SH SOLE 76825 LILLY ELI & CO COM COM 532457108 2704 39200 SH SOLE 39200 MACERICH COMPANY COM 554382101 1233 35100 SH SOLE 35100 MARSH & MCLENNAN COM 571748102 1328 26000 SH SOLE 26000 MEDTRONICS INC COM 585055106 231 4825 SH SOLE 4825 MERCK & CO INC COM COM 589331107 1732 28600 SH SOLE 28600 MFA MTG INVESTMENTS (fka Ameri COM 55272X102 351 35000 SH SOLE 35000 MICROCHIP TECHNOLOGY INC COM 595017104 3292 133005 SH SOLE 133005 MICROSOFT COM 594918104 1417 55280 SH SOLE 55280 MORGAN STANLEY COM 617446448 283 6609 SH SOLE 6609 NATIONAL CITY CORP COM 635405103 2394 73175 SH SOLE 73175 NEXTEL COMMUNICATIONS INC - A COM 65332V103 703 38900 SH SOLE 38900 NOVASTAR FINANCIAL INC COM 669947400 6519 109105 SH SOLE 109105 NYFIX INC COM 670712108 174 27500 SH SOLE 27500 PEOPLES BANK BRIDGEPORT COM 710198102 955 32935 SH SOLE 32935 PEPSICO INC COM COM 713448108 875 19665 SH SOLE 19665 PFIZER INC. COM 717081103 2528 74015 SH SOLE 74015 PNC FINANCIAL SERVICES GROUP COM 693475105 4935 101115 SH SOLE 101115 PRAXAIR, INC. COM 74005P104 300 5000 SH SOLE 5000 PRESIDENTIAL LIFE CORP COM 740884101 275 19500 SH SOLE 19500 PROCTER & GAMBLE CO. COM 742718109 223 2500 SH SOLE 2500 PROLOGIS (fmly Prologis Trust) COM 743410102 962 35225 SH SOLE 35225 REDWOOD TRUST INC COM 758075402 3909 97955 SH SOLE 97955 STARBUCKS CORP COM 855244109 1172 47750 SH SOLE 47750 STONE ENERGY CORP COM 861642106 267 6380 SH SOLE 6380 TCF FINANCIAL CORP COM 872275102 738 18525 SH SOLE 18525 TEVA PHARMACEUTICAL-SP ADR COM 881624209 9595 168624 SH SOLE 168624 TEXAS INSTRUMENTS INC. COM 882508104 612 34750 SH SOLE 34750 TRANSTEXAS GAS CORP - CLASS A COM 893895201 1 45179 SH SOLE 45179 UNITED TECHNOLOGIES CORP COM 913017109 227 3200 SH SOLE 3200 UNOCAL CORP COM COM 915289102 316 11000 SH SOLE 11000 US BANCORP (Fmly Firstar Corp) COM 902973304 455 18580 SH SOLE 18580 VERIZON COMMUNICATIONS-fmly Be COM 92343V104 256 6499 SH SOLE 6499 VIACOM INC - CLASS B COM 925524308 4377 100262 SH SOLE 100262 WAL-MART STORES INC. COM 931142103 414 7705 SH SOLE 7705 WELLS FARGO COMPANY COM 949746101 334 6630 SH SOLE 6630 WILLIS GROUP HOLDINGS LTD COM g96655108 3665 119175 SH SOLE 119175 WORLDCOM INC-WORLDCOM GROUP COM 98157D106 1 10000 SH SOLE 10000 WRIGLEY (WM.) JR CO COM 982526105 324 5760 SH SOLE 5760 WYETH (formerly American Home COM 983024100 1029 22600 SH SOLE 22600 XILINX INC COM 983919101 3921 155000 SH SOLE 155000 XM SATELLITE RADIO HOLDING-CL COM 983759101 324 29450 SH SOLE 29450 ZIONS BANCORP COM 989701107 324 6400 SH SOLE 6400 INDYMAC CAP TR I PFD 6.00 % PFD 456607209 1872 35425 SH SOLE 35425 MORGAN STANLEY CAP TR II PFD 7 PFD 61747N109 1697 62400 SH SOLE 62400
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