-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Eg+O1waGIlSK9omeoyhsjUcDJfkuiWL5hxMmgf3NHnEAj7KNkH5g8Iv3UHfo1n0p HufSaG3+Y3IMIXND3aAlnA== 0000936936-03-000001.txt : 20030127 0000936936-03-000001.hdr.sgml : 20030127 20030127165018 ACCESSION NUMBER: 0000936936-03-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030127 EFFECTIVENESS DATE: 20030127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOHENY ASSET MANAGEMENT /CA CENTRAL INDEX KEY: 0000936936 IRS NUMBER: 954420207 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04640 FILM NUMBER: 03526300 BUSINESS ADDRESS: STREET 1: 10877 WILSHIRE BLVD STE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BLVD SUITE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: ANGELO GORDON & DOHENY ASSET MANAGEMENT DATE OF NAME CHANGE: 19950808 13F-HR 1 submission.txt Form 13F Holdings Report -- Submission Type 13F-HR The following submission of Form 13F Holdings Report (submission type 13F-HR) includes the submission Page 1 data Fields, attached header, Cover Page, Summary Page, and Information Table. Main Page (1) TYPE 13F-HR PERIOD 09/30/2002 CIK 0000936936 CCC isgr$w6g SUBMISSION/CONTACT NAME Neva A. Mason PHONE 310-824-6414 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Doheny Asset Management Address: 10877 Wilshire Blvd. Suite 1406 Los Angeles, CA 90024 13F File Number: 801-43726 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: William H. Doheny, Jr. Title: Managing Partner Phone: 310-209-5500 Signature, Place, and Date of Signing: William H. Doheny, Jr. Los Angeles, CA January 27, 2003 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: none FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 104 Form 13F Information Table Value Total: $192,969,000 List of Other Included Managers: none FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co (fmly Minnesota Mining & COM 88579Y101 6446 52275 SH SOLE 52275 ABBOTT LABORATORIES COM 002824100 409 10225 SH SOLE 10225 AES CORP COM 00130H105 197 65250 SH SOLE 65250 AMERICAN INTERNATIONAL GROUP COM 026874107 1675 28961 SH SOLE 28961 AMGEN INC. COM 031162100 1027 21250 SH SOLE 21250 ANALOG DEVICES COM 032654105 2563 107355 SH SOLE 107355 APARTMENT INVESTMENT & MGMT CO COM 03748R101 214 5700 SH SOLE 5700 APOLLO GROUP INC-CLASS A COM 037604105 1630 37055 SH SOLE 37055 AUTONATION INC COM 05329W102 214 17000 SH SOLE 17000 BANK OF AMERICA CORP COM 060505104 1529 21983 SH SOLE 21983 BERKSHIRE HATHAWAY INC - CL A COM 084670108 218 3 SH SOLE 3 BERKSHIRE HATHAWAY INC - CLASS COM 084670207 332 137 SH SOLE 137 BOEING CO COM 097023105 303 9195 SH SOLE 9195 BP P.L.C. ADR (fmly BP Amoco P COM 055622104 1767 43471 SH SOLE 43471 BRISTOL MYERS SQUIBB COM COM 110122108 5001 216030 SH SOLE 216030 CAPITAL AUTOMATIVE REIT COM 139733109 1037 43750 SH SOLE 43750 CELL GENESYS INC COM 150921104 1317 118150 SH SOLE 118150 CENTERPOINT PROPERTIES CORP COM 151895109 890 15575 SH SOLE 15575 CHECK POINT SOFTWARE TECH COM M22465104 2139 164955 SH SOLE 164955 CHEVRONTEXACO CORP. COM 166764100 2944 44288 SH SOLE 44288 CHICAGO PIZZA & BREWERY INC COM 167889104 2700 391355 SH SOLE 391355 CISCO SYSTEMS COM 17275R102 144 10975 SH SOLE 10975 CITIGROUP INC COM 172967101 2707 76927 SH SOLE 76927 COCA COLA COMPANY COM 191216100 575 13125 SH SOLE 13125 COEUR D'ALENE MINES CORP COM 192108108 25 13000 SH SOLE 13000 COUNTRYWIDE FINANCIAL CORP COM 222372104 4291 83075 SH SOLE 83075 CROWN AMERICAN REALTY COM 228186102 4641 504450 SH SOLE 504450 DISNEY WALT CO DEL COM COM 254687106 683 41862 SH SOLE 41862 DOW JONES & CO INC. COM 260561105 231 5345 SH SOLE 5345 ECHO BAY MINES LTD. COM 278751102 19 15000 SH SOLE 15000 EL PASO CORP COM 28336L109 3577 514000 SH SOLE 514000 ELECTRONIC ARTS INC. COM 285512109 1254 25205 SH SOLE 25205 EQUITY OFFICE PROPERTIES TRUST COM 294741103 365 14600 SH SOLE 14600 EXPEDIA INC - CLASS A COM 302125109 2781 41555 SH SOLE 41555 EXXON MOBIL CORPORATION COM 30231G102 3098 88662 SH SOLE 88662 FBR ASSET INVESTMENT CORP COM 30241E303 4733 139605 SH SOLE 139605 FIRST TENN NATL CORP COM COM 337162101 683 19000 SH SOLE 19000 FLEET BOSTON FINANCIAL CORP COM 339030108 558 22950 SH SOLE 22950 GANNETT COM 364730101 567 7900 SH SOLE 7900 GENERAL ELECTRIC CO COM COM 369604103 3879 159315 SH SOLE 159315 GILEAD SCIENCES INC. COM 375558103 3383 99510 SH SOLE 99510 GILLETTE CO COM COM 375766102 316 10400 SH SOLE 10400 HALLIBURTON CO. COM 406216101 7017 375060 SH SOLE 375060 HANOVER COMPRESSOR CO COM 410768105 2206 240285 SH SOLE 240285 HARBOR FLORIDA BANCORP, INC. COM 411901101 727 32300 SH SOLE 32300 HARLEYSVILLE NATIONAL CORP COM 412850109 883 33296 SH SOLE 33296 HECLA MNG CO COM COM 422704106 101 20000 SH SOLE 20000 HERITAGE OAKS BANCORP COM 42724R107 139 12638 SH SOLE 12638 HOME DEPOT INC. COM 437076102 468 19495 SH SOLE 19495 IDEC PHARMACEUTICALS CORP COM 449370105 2766 83375 SH SOLE 83375 IMPAC MTG HLDGS INC (fka Imper COM 45254P102 9865 857850 SH SOLE 857850 INDYMAC BANCORP INC COM 456607100 1700 91950 SH SOLE 91950 INTEL CORP COM COM 458140100 2333 149870 SH SOLE 149870 INTERNATIONAL BUSINESS MACHINE COM 459200101 851 10975 SH SOLE 10975 INTERNATIONAL GAME TECHNOLOGY COM 459902102 7802 102770 SH SOLE 102770 JOHNSON & JOHNSON COM COM 478160104 6002 111757 SH SOLE 111757 KIMBERLY CLARK COM 494368103 327 6880 SH SOLE 6880 KINROSS GOLD CORP COM 496902107 44 18100 SH SOLE 18100 L-3 COMMUNICATONS HOLDINGS COM 502424104 1710 38080 SH SOLE 38080 LEHMAN BROS HOLDING INC. COM 524908100 4398 82535 SH SOLE 82535 LILLY ELI & CO COM COM 532457108 2972 46800 SH SOLE 46800 MARSH & MCLENNAN COM 571748102 1294 28000 SH SOLE 28000 MATTEL INC. COM 577081102 900 46985 SH SOLE 46985 MERCK & CO INC COM COM 589331107 1511 26700 SH SOLE 26700 MFA MTG INVESTMENTS (fka Ameri COM 55272X102 2473 294400 SH SOLE 294400 MICROCHIP TECHNOLOGY INC COM 595017104 4011 164030 SH SOLE 164030 MICROSOFT COM 594918104 3737 72275 SH SOLE 72275 MORGAN STANLEY COM 617446448 268 6709 SH SOLE 6709 NATIONAL CITY CORP COM 635405103 2003 73325 SH SOLE 73325 NOVASTAR FINANCIAL INC COM 669947400 1538 49550 SH SOLE 49550 NYFIX INC COM 670712108 128 28500 SH SOLE 28500 PACIFIC CAPITAL BANCORP COM 69404P101 1842 72393 SH SOLE 72393 PAN PACIFIC RETAIL PPTYS INC. COM 69806L104 234 6400 SH SOLE 6400 PEOPLES BANK BRIDGEPORT COM 710198102 822 32635 SH SOLE 32635 PEPSICO INC COM COM 713448108 1094 25915 SH SOLE 25915 PFIZER INC. COM 717081103 467 15285 SH SOLE 15285 PNC FINANCIAL SERVICES GROUP COM 693475105 5103 121780 SH SOLE 121780 PRAXAIR, INC. COM 74005P104 289 5000 SH SOLE 5000 PROLOGIS (fmly Prologis Trust) COM 743410102 1043 41455 SH SOLE 41455 REALTY INCOME CORP COM 756109104 496 14175 SH SOLE 14175 REDWOOD TRUST INC COM 758075402 3961 142980 SH SOLE 142980 RFS HOTEL INVESTORS INC COM 74955J108 1733 159600 SH SOLE 159600 STARBUCKS CORP COM 855244109 1343 65900 SH SOLE 65900 STONE ENERGY CORP COM 861642106 2123 63625 SH SOLE 63625 TAKE-TWO INTERACTIVE SOFTWARE COM 874054109 2179 92750 SH SOLE 92750 TCF FINANCIAL CORP COM 872275102 4088 93575 SH SOLE 93575 TEVA PHARMACEUTICAL-SP ADR COM 881624209 6988 180994 SH SOLE 180994 TEXAS INSTRUMENTS INC. COM 882508104 747 49770 SH SOLE 49770 THQ INC COM 872443403 1304 98437 SH SOLE 98437 TRANSTEXAS GAS CORP - CLASS A COM 893895201 20 45179 SH SOLE 45179 UNOCAL CORP COM COM 915289102 243 7950 SH SOLE 7950 US BANCORP (Fmly Firstar Corp) COM 902973304 394 18580 SH SOLE 18580 USA INTERACTIVE (fka USA Netwo COM 902984103 523 22800 SH SOLE 22800 VERIZON COMMUNICATIONS-fmly Be COM 92343V104 204 5270 SH SOLE 5270 VIACOM INC - CLASS B COM 925524308 3623 88877 SH SOLE 88877 WAL-MART STORES INC. COM 931142103 1436 28430 SH SOLE 28430 WELLS FARGO COMPANY COM 949746101 479 10218 SH SOLE 10218 WORLDCOM INC-WORLDCOM GROUP COM 98157D106 1 10000 SH SOLE 10000 WRIGLEY (WM.) JR CO COM 982526105 316 5760 SH SOLE 5760 WYETH (formerly American Home COM 983024100 793 21200 SH SOLE 21200 XILINX INC COM 983919101 1449 70320 SH SOLE 70320 ZIONS BANCORP COM 989701107 1080 27450 SH SOLE 27450 INDYMAC CAP TR I PFD 6.00 % PFD 456607209 1317 31975 SH SOLE 31975 MORGAN STANLEY CAP TR II PFD 7 PFD 61747N109 1995 76150 SH SOLE 76150
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