-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NC6lH54h5n3Pc3CTJFdAalsEWMpdv2iFxitY7x1ppuqxyFC6dJ6Ra6hlYDrni0Xa JHQC1SxA7gh2upsYnqGl9A== 0000936936-02-000006.txt : 20021024 0000936936-02-000006.hdr.sgml : 20021024 20021023184413 ACCESSION NUMBER: 0000936936-02-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021024 EFFECTIVENESS DATE: 20021024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOHENY ASSET MANAGEMENT /CA CENTRAL INDEX KEY: 0000936936 IRS NUMBER: 954420207 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04640 FILM NUMBER: 02796573 BUSINESS ADDRESS: STREET 1: 10877 WILSHIRE BLVD STE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BLVD SUITE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: ANGELO GORDON & DOHENY ASSET MANAGEMENT DATE OF NAME CHANGE: 19950808 13F-HR 1 submission.txt Form 13F Holdings Report -- Submission Type 13F-HR The following submission of Form 13F Holdings Report (submission type 13F-HR) includes the submission Page 1 data Fields, attached header, Cover Page, Summary Page, and Information Table. Main Page (1) TYPE 13F-HR PERIOD 09/30/2002 CIK 0000936936 CCC isgr$w6g SUBMISSION/CONTACT NAME Neva A. Mason PHONE 310-824-6414 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Doheny Asset Management Address: 10877 Wilshire Blvd. Suite 1406 Los Angeles, CA 90024 13F File Number: 801-43726 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: William H. Doheny, Jr. Title: Managing Partner Phone: 310-209-5500 Signature, Place, and Date of Signing: William H. Doheny, Jr. Los Angeles, CA October 23, 2002 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: none FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 102 Form 13F Information Table Value Total: $189,308,000 List of Other Included Managers: none FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co (fmly Minnesota Mining & COM 88579Y101 5850 53200 SH SOLE 53200 ABBOTT LABORATORIES COM 002824100 439 10875 SH SOLE 10875 ACTIVISION INC COM 004930202 3179 132840 SH SOLE 132840 AES CORP COM 00130H105 164 65450 SH SOLE 65450 ALTERA CORPORATION COM 021441100 212 24500 SH SOLE 24500 AMERADA HESS CORP COM 023551104 228 3352 SH SOLE 3352 AMERICAN INTERNATIONAL GROUP COM 026874107 1589 29056 SH SOLE 29056 AMGEN INC. COM 031162100 817 19600 SH SOLE 19600 ANALOG DEVICES COM 032654105 1953 99130 SH SOLE 99130 AUTONATION INC COM 05329W102 196 17000 SH SOLE 17000 BANK OF AMERICA CORP COM 060505104 1370 21473 SH SOLE 21473 BERKSHIRE HATHAWAY INC - CL A COM 084670108 222 3 SH SOLE 3 BERKSHIRE HATHAWAY INC - CLASS COM 084670207 227 92 SH SOLE 92 BLOCK H & R INC COM COM 093671105 2567 61100 SH SOLE 61100 BOEING CO COM 097023105 599 17545 SH SOLE 17545 BP P.L.C. (fmly BP Amoco PLC A COM 055622104 1787 44775 SH SOLE 44775 BRISTOL MYERS SQUIBB COM COM 110122108 5068 212960 SH SOLE 212960 CAPITAL AUTOMATIVE REIT COM 139733109 1155 46250 SH SOLE 46250 CELL GENESYS INC COM 150921104 3952 328000 SH SOLE 328000 CHECK POINT SOFTWARE TECH COM M22465104 3026 220217 SH SOLE 220217 CHEVRONTEXACO CORP. COM 166764100 3224 46550 SH SOLE 46550 CISCO SYSTEMS COM 17275R102 119 11375 SH SOLE 11375 CITIGROUP INC COM 172967101 2207 74419 SH SOLE 74419 COCA COLA COMPANY COM 191216100 626 13050 SH SOLE 13050 COEUR D'ALENE MINES CORP COM 192108108 21 13000 SH SOLE 13000 COMERICA INC COM COM 200340107 386 8000 SH SOLE 8000 COUNTRYWIDE CREDIT IND INC COM 222372104 4046 85805 SH SOLE 85805 CROWN AMERICAN REALTY COM 228186102 4615 502150 SH SOLE 502150 DISNEY WALT CO DEL COM COM 254687106 513 33862 SH SOLE 33862 DOW JONES & CO INC. COM 260561105 435 11330 SH SOLE 11330 ECHO BAY MINES LTD. COM 278751102 17 15000 SH SOLE 15000 ELECTRONIC ARTS INC. COM 285512109 1341 20335 SH SOLE 20335 EQUITY OFFICE PROPERTIES TRUST COM 294741103 1097 42500 SH SOLE 42500 EQUITY RESIDENTIAL- fka Equity COM 29476L107 216 9040 SH SOLE 9040 EXXON MOBIL CORPORATION COM 30231G102 2828 88662 SH SOLE 88662 FBR ASSET INVESTMENT CORP COM 30241E303 7362 235505 SH SOLE 235505 FIRST TENN NATL CORP COM COM 337162101 690 19900 SH SOLE 19900 FLEET BOSTON FINANCIAL CORP COM 339030108 683 33575 SH SOLE 33575 GANNETT COM 364730101 570 7900 SH SOLE 7900 GENERAL ELECTRIC CO COM COM 369604103 4441 180165 SH SOLE 180165 GILEAD SCIENCES INC. COM 375558103 3380 100795 SH SOLE 100795 GILLETTE CO COM COM 375766102 308 10400 SH SOLE 10400 HALLIBURTON CO. COM 406216101 4850 375660 SH SOLE 375660 HANOVER COMPRESSOR CO COM 410768105 1884 227010 SH SOLE 227010 HARBOR FLORIDA BANCORP, INC. COM 411901101 763 37300 SH SOLE 37300 HARLEYSVILLE NATIONAL CORP COM 412850109 804 33296 SH SOLE 33296 HECLA MNG CO COM COM 422704106 71 20000 SH SOLE 20000 HERITAGE OAKS BANCORP COM 42724R107 158 12638 SH SOLE 12638 HOME DEPOT INC. COM 437076102 455 17445 SH SOLE 17445 IDEC PHARMACEUTICALS CORP COM 449370105 4703 113260 SH SOLE 113260 II-VI INC COM 902104108 791 59250 SH SOLE 59250 IMPAC MTG HLDGS INC (fka Imper COM 45254P102 10065 902650 SH SOLE 902650 INTEL CORP COM COM 458140100 2147 154550 SH SOLE 154550 INTERNATIONAL BUSINESS MACHINE COM 459200101 657 11275 SH SOLE 11275 INTERNATIONAL GAME TECHNOLOGY COM 459902102 7080 102395 SH SOLE 102395 JOHNSON & JOHNSON COM COM 478160104 6923 128020 SH SOLE 128020 KIMBERLY CLARK COM 494368103 443 7825 SH SOLE 7825 KINROSS GOLD CORP COM 496902107 40 18100 SH SOLE 18100 LEHMAN BROS HOLDING INC. COM 524908100 4563 93035 SH SOLE 93035 LILLY ELI & CO COM COM 532457108 2696 48725 SH SOLE 48725 MARSH & MCLENNAN COM 571748102 1166 28000 SH SOLE 28000 MATTEL INC. COM 577081102 914 50735 SH SOLE 50735 MERCK & CO INC COM COM 589331107 1220 26700 SH SOLE 26700 MFA MTG INVESTMENTS (fka Ameri COM 55272X102 2767 341600 SH SOLE 341600 MICROCHIP TECHNOLOGY INC COM 595017104 3360 164305 SH SOLE 164305 MICROSOFT COM 594918104 3127 71480 SH SOLE 71480 MORGAN STANLEY COM 617446448 227 6709 SH SOLE 6709 NATIONAL CITY CORP COM 635405103 2150 75365 SH SOLE 75365 NEW CENTURY FINANCIAL CORP COM 64352D101 3750 160275 SH SOLE 160275 NYFIX INC COM 670712108 114 29250 SH SOLE 29250 PACIFIC CAPITAL BANCORP COM 69404P101 1969 72493 SH SOLE 72493 PAN PACIFIC RETAIL PPTYS INC. COM 69806L104 255 7400 SH SOLE 7400 PEOPLES BANK BRIDGEPORT COM 710198102 733 32697 SH SOLE 32697 PEPSICO INC COM COM 713448108 936 25325 SH SOLE 25325 PFIZER INC. COM 717081103 370 12745 SH SOLE 12745 PNC FINANCIAL SERVICES GROUP COM 693475105 5316 126055 SH SOLE 126055 PRAXAIR, INC. COM 74005P104 256 5000 SH SOLE 5000 PROLOGIS (fmly Prologis Trust) COM 743410102 1158 46505 SH SOLE 46505 REALTY INCOME CORP COM 756109104 559 16375 SH SOLE 16375 REDWOOD TRUST INC COM 758075402 435 15900 SH SOLE 15900 RFS HOTEL INVESTORS INC COM 74955J108 1892 172200 SH SOLE 172200 STARBUCKS CORP COM 855244109 1459 70700 SH SOLE 70700 STONE ENERGY CORP COM 861642106 2012 61910 SH SOLE 61910 TAKE-TWO INTERACTIVE SOFTWARE COM 874054109 509 17550 SH SOLE 17550 TCF FINANCIAL CORP COM 872275102 3569 84310 SH SOLE 84310 TEVA PHARMACEUTICAL-SP ADR COM 881624209 5713 85262 SH SOLE 85262 TEXAS INSTRUMENTS INC. COM 882508104 776 52570 SH SOLE 52570 THQ INC COM 872443403 6821 327925 SH SOLE 327925 TRANSTEXAS GAS CORP-CLASS A COM 893895201 23 45179 SH SOLE 45179 UNOCAL CORP COM COM 915289102 258 8220 SH SOLE 8220 US BANCORP (Fmly Firstar Corp) COM 902973304 353 18977 SH SOLE 18977 USA INTERACTIVE (fka USA Netwo COM 902984103 422 21800 SH SOLE 21800 VIACOM INC - CLASS B COM 925524308 3179 78392 SH SOLE 78392 WAL-MART STORES INC. COM 931142103 1383 28080 SH SOLE 28080 WELLS FARGO COMPANY COM 949746101 492 10218 SH SOLE 10218 WORLDCOM INC-WORLDCOM GROUP COM 98157D106 1 10000 SH SOLE 10000 WRIGLEY (WM.) JR CO COM 982526105 285 5760 SH SOLE 5760 WYETH (formerly American Home COM 983024100 681 21400 SH SOLE 21400 XILINX INC COM 983919101 1154 72870 SH SOLE 72870 ZIONS BANCORP COM 989701107 1589 36500 SH SOLE 36500 INDYMAC CAP TR I PFD 6.00 % PFD 456607209 1223 29225 SH SOLE 29225 MORGAN STANLEY CAP TR II PFD 7 PFD 61747N109 1915 74550 SH SOLE 74550
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