-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ll6PbkUNGSnlGkDUNPar3di8tvmddpsBkd9vxxrkbe5HlmVZi2jr7Ay8tMVs7iax e2FkO+ytjuMbFujDcir6og== 0000936936-02-000003.txt : 20020425 0000936936-02-000003.hdr.sgml : 20020425 ACCESSION NUMBER: 0000936936-02-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020425 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOHENY ASSET MANAGEMENT /CA CENTRAL INDEX KEY: 0000936936 IRS NUMBER: 954420207 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04640 FILM NUMBER: 02620801 BUSINESS ADDRESS: STREET 1: 10877 WILSHIRE BLVD STE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BOLVD SUITE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: ANGELO GORDON & DOHENY ASSET MANAGEMENT DATE OF NAME CHANGE: 19950808 13F-HR 1 submission.txt Form 13F Holdings Report -- Submission Type 13F-HR The following submission of Form 13F Holdings Report (submission type 13F-HR) includes the submission Page 1 data Fields, attached header, Cover Page, Summary Page, and Information Table. Main Page (1) TYPE 13F-HR PERIOD 03/31/2002 CIK 0000936936 CCC isgr$w6g SUBMISSION/CONTACT NAME Neva A. Mason PHONE 310-824-6414 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Doheny Asset Management Address: 10877 Wilshire Blvd. Suite 1406 Los Angeles, CA 90024 13F File Number: 801-43726 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: William H. Doheny, Jr. Title: Managing Partner Phone: 310-209-5500 Signature, Place, and Date of Signing: William H. Doheny, Jr. Los Angeles, CA April 23, 2002 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: none FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 109 Form 13F Information Table Value Total: $249,650,000 List of Other Included Managers: none FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co (fmly Minnesota Mining & COM 88579Y101 5740 49905 SH SOLE 49905 ABBOTT LABORATORIES COM 002824100 1896 36045 SH SOLE 36045 ABGENIX INC COM 00339B107 377 19945 SH SOLE 19945 ACTIVISION INC COM 004930202 3281 109975 SH SOLE 109975 AES CORP COM 00130H105 605 67200 SH SOLE 67200 ALLTEL CORP COM COM 020039103 239 4300 SH SOLE 4300 ALTERA CORPORATION COM 021441100 2710 123900 SH SOLE 123900 AMERADA HESS CORP COM 023551104 266 3352 SH SOLE 3352 AMERICA FIRST MORTGAGE INVST COM 023934102 2137 238800 SH SOLE 238800 AMERICAN INTERNATIONAL GROUP COM 026874107 2349 32560 SH SOLE 32560 AMGEN INC. COM 031162100 1247 20900 SH SOLE 20900 ANALOG DEVICES COM 032654105 4420 98130 SH SOLE 98130 AOL TIME WARNER (New) COM 00184A105 389 16460 SH SOLE 16460 BANK OF AMERICA CORP COM 060505104 1658 24370 SH SOLE 24370 BERKSHIRE HATHAWAY INC - CL A COM 084670108 213 3 SH SOLE 3 BERKSHIRE HATHAWAY INC - CLASS COM 084670207 723 305 SH SOLE 305 BP P.L.C. (fmly BP Amoco PLC A COM 055622104 2458 46281 SH SOLE 46281 BRISTOL MYERS SQUIBB COM COM 110122108 3079 76055 SH SOLE 76055 CAPITAL AUTOMATIVE REIT COM 139733109 1588 69050 SH SOLE 69050 CELL GENESYS INC COM 150921104 2025 119475 SH SOLE 119475 CHECK POINT SOFTWARE TECH COM M22465104 8424 277099 SH SOLE 277099 CHEVRONTEXACO CORP. COM 166764100 4202 46545 SH SOLE 46545 CISCO SYSTEMS COM 17275R102 321 18975 SH SOLE 18975 CITIGROUP INC COM 172967101 5446 109974 SH SOLE 109974 COCA COLA COMPANY COM 191216100 706 13500 SH SOLE 13500 COEUR D'ALENE MINES CORP COM 192108108 19 13000 SH SOLE 13000 COMERICA INC COM COM 200340107 501 8000 SH SOLE 8000 COX COMMUNICATIONS INC - CLASS COM 224044107 484 12860 SH SOLE 12860 CROWN AMERICAN REALTY COM 228186102 5043 517750 SH SOLE 517750 DIGITAL LIGHTWAVE INC COM 253855100 4180 670870 SH SOLE 670870 DISNEY WALT CO DEL COM COM 254687106 1211 52472 SH SOLE 52472 DOW JONES & CO INC. COM 260561105 4051 69585 SH SOLE 69585 ECHO BAY MINES LTD. COM 278751102 14 15000 SH SOLE 15000 ELECTRONIC ARTS INC. COM 285512109 876 14400 SH SOLE 14400 EQUITY RESIDENTIAL PROPS TR-RE COM 29476L107 369 12840 SH SOLE 12840 EXXON MOBIL CORPORATION COM 30231G102 4007 91412 SH SOLE 91412 FBR ASSET INVESTMENT CORP COM 30241E303 3488 128250 SH SOLE 128250 FIRST TENN NATL CORP COM COM 337162101 1490 42500 SH SOLE 42500 FLEET BOSTON FINANCIAL CORP COM 339030108 876 25025 SH SOLE 25025 FLEXTRONICS INT'L LTD COM Y2573F102 1367 74880 SH SOLE 74880 GANNETT COM 364730101 601 7900 SH SOLE 7900 GENENTECH COM 368710406 1177 23325 SH SOLE 23325 GENERAL ELECTRIC CO COM COM 369604103 9966 266120 SH SOLE 266120 GENTA INC COM 37245M207 4154 247720 SH SOLE 247720 GILLETTE CO COM COM 375766102 354 10400 SH SOLE 10400 GOLDMAN SACHS GROUP INC. COM 38141G104 2165 23990 SH SOLE 23990 HALLIBURTON CO. COM 406216101 6908 404680 SH SOLE 404680 HANOVER COMPRESSOR CO COM 410768105 6826 379455 SH SOLE 379455 HARBOR FLORIDA BANCORP, INC. COM 411901101 816 42547 SH SOLE 42547 HARLEYSVILLE NATIONAL CORP COM 412850109 739 31712 SH SOLE 31712 HECLA MNG CO COM COM 422704106 38 20000 SH SOLE 20000 HOME DEPOT INC. COM 437076102 515 10600 SH SOLE 10600 II-VI INC COM 902104108 1356 89475 SH SOLE 89475 IMPAC MTG HLDGS INC (fka Imper COM 45254P102 9192 975750 SH SOLE 975750 INDYMAC BANCORP INC COM 456607100 698 28250 SH SOLE 28250 INTEL CORP COM COM 458140100 8098 266305 SH SOLE 266305 INTERNATIONAL BUSINESS MACHINE COM 459200101 3247 31224 SH SOLE 31224 JOHNSON & JOHNSON COM COM 478160104 8180 125940 SH SOLE 125940 KIMBERLY CLARK COM 494368103 506 7825 SH SOLE 7825 KINROSS GOLD CORP COM 496902107 23 18100 SH SOLE 18100 LEHMAN BROS HOLDING INC. COM 524908100 7373 114070 SH SOLE 114070 LILLY ELI & CO COM COM 532457108 4807 63085 SH SOLE 63085 MARSH & MCLENNAN COM 571748102 1578 14000 SH SOLE 14000 MATTEL INC. COM 577081102 2908 139560 SH SOLE 139560 MEDTRONICS INC COM 585055106 747 16530 SH SOLE 16530 MERCK & CO INC COM COM 589331107 1840 31950 SH SOLE 31950 MICROCHIP TECHNOLOGY INC COM 595017104 4690 112123 SH SOLE 112123 MICROSOFT COM 594918104 3626 60120 SH SOLE 60120 MORGAN STANLEY DEAN WITTER COM 617446448 423 7389 SH SOLE 7389 NATIONAL CITY CORP COM 635405103 2205 71700 SH SOLE 71700 NATIONAL GOLF PROPERTIES INC. COM 63623G109 2395 323700 SH SOLE 323700 NOBLE AFFILIATES INC COM 654894104 204 5230 SH SOLE 5230 NOKIA CORP COM 654902204 477 22995 SH SOLE 22995 NYFIX INC COM 670712108 801 53530 SH SOLE 53530 PACIFIC CAPITAL BANCORP COM 69404P101 4233 137225 SH SOLE 137225 PAN PACIFIC RETAIL PPTYS INC. COM 69806L104 1034 33825 SH SOLE 33825 PEOPLES BANK BRIDGEPORT COM 710198102 808 32797 SH SOLE 32797 PEPSICO INC COM COM 713448108 1383 26850 SH SOLE 26850 PFIZER INC. COM 717081103 1689 42513 SH SOLE 42513 PRAXAIR, INC. COM 74005P104 299 5000 SH SOLE 5000 PROLOGIS COM 743410102 1318 56430 SH SOLE 56430 REALTY INCOME CORP COM 756109104 1707 51420 SH SOLE 51420 RESHONE INTERNATIONAL INVESTME COM 760935105 0 15250 SH SOLE 15250 RFS HOTEL INVESTORS INC COM 74955J108 1804 122700 SH SOLE 122700 STARBUCKS CORP COM 855244109 1804 78000 SH SOLE 78000 STELLENT INC. COM 85856W105 3550 368615 SH SOLE 368615 STONE ENERGY CORP COM 861642106 2668 68860 SH SOLE 68860 SUN MICROSYSTEMS INC COM 866810104 195 22135 SH SOLE 22135 TCF FINANCIAL CORP COM 872275102 4463 84835 SH SOLE 84835 TEVA PHARMACEUTICAL-SP ADR COM 881624209 2170 39691 SH SOLE 39691 TEXAS INSTRUMENTS INC. COM 882508104 3177 95985 SH SOLE 95985 THE PANTRY INC COM 698657103 431 108620 SH SOLE 108620 THQ INC COM 872443403 10790 219750 SH SOLE 219750 TOLLGRADE COMMUNICATIONS INC COM 889542106 3298 134550 SH SOLE 134550 UNOCAL CORP COM COM 915289102 320 8220 SH SOLE 8220 US BANCORP (Fmly Firstar Corp) COM 902973304 428 18977 SH SOLE 18977 USA NETWORKS INC. COM 902984103 686 21600 SH SOLE 21600 VERIZON COMMUNICATIONS-fmly Be COM 92343V104 304 6600 SH SOLE 6600 VIACOM INC - CLASS B COM 925524308 1754 36272 SH SOLE 36272 WAL-MART STORES INC. COM 931142103 1491 24325 SH SOLE 24325 WELLS FARGO COMPANY COM 949746101 544 11016 SH SOLE 11016 WRIGLEY (WM.) JR CO COM 982526105 307 5760 SH SOLE 5760 WYETH (formerly American Home COM 983024100 2940 44789 SH SOLE 44789 XILINX INC COM 983919101 5105 128085 SH SOLE 128085 ZIMMER HOLDINGS INC COM 98956P102 212 6223 SH SOLE 6223 ZIONS BANCORP COM 989701107 2424 40900 SH SOLE 40900 INDYMAC CAP TR I PFD 6.00 % PFD 456607209 275 5800 SH SOLE 5800 MORGAN STANLEY CAP TR II PFD 7 PFD 61747N109 1930 78300 SH SOLE 78300 TRANSTEXAS GAS CORP SENIOR PFD PFD 893895409 0 82280 SH SOLE 82280
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