13F-HR 1 submission.txt Form 13F Holdings Report -- Submission Type 13F-HR The following submission of Form 13F Holdings Report (submission type 13F-HR) includes the submission Page 1 data Fields, attached header, Cover Page, Summary Page, and Information Table. Main Page (1) TYPE 13F-HR PERIOD 09/30/2001 FILER CIK 0000936936 CCC isgr$w6g SUBMISSION/CONTACT NAME Neva A. Mason PHONE 310-824-6414 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Doheny Asset Management Address: 10877 Wilshire Blvd. Suite 1406 Los Angeles, CA 90024 13F File Number: 801-43726 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: William H. Doheny, Jr. Title: Managing Partner Phone: 310-209-5500 Signature, Place, and Date of Signing: William H. Doheny, Jr. Los Angeles, CA October 29, 2001 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: none FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 110 Form 13F Information Table Value Total: $208,390,000. List of Other Included Managers: none FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABORATORIES COM 002824100 1933 37279 SH SOLE 37279 ABGENIX INC COM 00339B107 3028 133400 SH SOLE 133400 AES CORP COM 00130H105 1060 82650 SH SOLE 82650 ALLTEL CORP COM COM 020039103 290 5000 SH SOLE 5000 ALTERA CORPORATION COM 021441100 2147 131100 SH SOLE 131100 AMERADA HESS CORP COM 023551104 213 3352 SH SOLE 3352 AMERICAN HOME PRODS CP COM COM 026609107 2738 47004 SH SOLE 47004 AMERICAN INTERNATIONAL GROUP COM 026874107 2624 33635 SH SOLE 33635 AMGEN INC. COM 031162100 2933 49900 SH SOLE 49900 ANALOG DEVICES COM 032654105 3205 98000 SH SOLE 98000 AOL TIME WARNER (New) COM 00184A105 3129 94540 SH SOLE 94540 APARTMENT INVESTMENT & MGMT CO COM 03748R101 849 18750 SH SOLE 18750 BANK OF AMERICA CORP COM 060505104 1423 24370 SH SOLE 24370 BELLSOUTH CORP COM COM 079860102 202 4852 SH SOLE 4852 BERKSHIRE HATHAWAY INC - CL A COM 084670108 1050 15 SH SOLE 15 BERKSHIRE HATHAWAY INC - CLASS COM 084670207 671 288 SH SOLE 288 BP P.L.C. (fmly BP Amoco PLC A COM 055622104 2305 46882 SH SOLE 46882 BRISTOL MYERS SQUIBB COM COM 110122108 6111 109995 SH SOLE 109995 CELL GENESYS INC COM 150921104 2436 152275 SH SOLE 152275 CHECK POINT SOFTWARE TECH COM M22465104 4785 217284 SH SOLE 217284 CHEVRON CORPORATION COM COM 166751107 4026 47507 SH SOLE 47507 CISCO SYSTEMS COM 17275R102 600 49300 SH SOLE 49300 CITIGROUP INC COM 172967101 6226 153734 SH SOLE 153734 COCA COLA COMPANY COM 191216100 610 13020 SH SOLE 13020 COEUR D'ALENE MINES CORP COM 192108108 11 13000 SH SOLE 13000 COMERICA INC COM COM 200340107 554 10000 SH SOLE 10000 COX COMMUNICATIONS INC - CLASS COM 224044107 543 13010 SH SOLE 13010 CROWN AMERICAN REALTY COM 228186102 4171 587450 SH SOLE 587450 DIGITAL LIGHTWAVE INC COM 253855100 1980 201845 SH SOLE 201845 DISNEY WALT CO DEL COM COM 254687106 1027 55147 SH SOLE 55147 ECHO BAY MINES LTD. COM 278751102 10 15000 SH SOLE 15000 ELAN PLC ADR COM 284131208 4062 83832 SH SOLE 83832 ELECTRONIC ARTS INC. COM 285512109 2240 49050 SH SOLE 49050 EQUITY RESIDENTIAL PROPS TR-RE COM 29476L107 586 10030 SH SOLE 10030 EXTREME NETWORKS INC COM 30226D106 104 15050 SH SOLE 15050 EXXON MOBIL CORPORATION COM 30231G102 4285 108762 SH SOLE 108762 FIRST TENN NATL CORP COM COM 337162101 1802 48700 SH SOLE 48700 FLEET BOSTON FINANCIAL CORP COM 339030108 1229 33450 SH SOLE 33450 FLEXTRONICS INT'L LTD COM Y2573F102 1578 95410 SH SOLE 95410 GABELLI ASSET MGMT INC - CL A COM 36239Y102 221 6000 SH SOLE 6000 GANNETT COM 364730101 475 7900 SH SOLE 7900 GENENTECH COM 368710406 628 14275 SH SOLE 14275 GENERAL ELECTRIC CO COM COM 369604103 10071 270721 SH SOLE 270721 GENTA INC COM 37245M207 3932 379950 SH SOLE 379950 GILLETTE CO COM COM 375766102 316 10600 SH SOLE 10600 GOLDMAN SACHS GROUP INC. COM 38141G104 1552 21755 SH SOLE 21755 HALLIBURTON CO. COM 406216101 521 23090 SH SOLE 23090 HARBOR FLORIDA BANCORP, INC. COM 411901101 814 45547 SH SOLE 45547 HARLEYSVILLE NATIONAL CORP COM 412850109 682 31712 SH SOLE 31712 HECLA MNG CO COM COM 422704106 25 20000 SH SOLE 20000 HOME DEPOT INC. COM 437076102 389 10150 SH SOLE 10150 II-VI INC COM 902104108 1078 82750 SH SOLE 82750 IMPAC MTG HLDGS INC (fka Imper COM 45254P102 5888 791350 SH SOLE 791350 INDYMAC BANCORP INC COM 456607100 3369 124265 SH SOLE 124265 INTEL CORP COM COM 458140100 5971 292110 SH SOLE 292110 INTERNATIONAL BUSINESS MACHINE COM 459200101 1304 14222 SH SOLE 14222 JOHNSON & JOHNSON COM COM 478160104 8633 155831 SH SOLE 155831 KIMBERLY CLARK COM 494368103 406 6550 SH SOLE 6550 KINROSS GOLD CORP COM 496902107 18 18100 SH SOLE 18100 LEHMAN BROS HOLDING INC. COM 524908100 6368 112015 SH SOLE 112015 LILLY ELI & CO COM COM 532457108 5521 68420 SH SOLE 68420 LYNX THERAPEUTICS COM 551812308 1044 438675 SH SOLE 438675 MARSH & MCLENNAN COM 571748102 1644 17000 SH SOLE 17000 MATTEL INC. COM 577081102 2443 156000 SH SOLE 156000 MEDTRONICS INC COM 585055106 863 19830 SH SOLE 19830 MELLON FINANCIAL CORP (Frmly M COM 58551A108 715 22120 SH SOLE 22120 MERCK & CO INC COM COM 589331107 2491 37406 SH SOLE 37406 MICROCHIP TECHNOLOGY INC COM 595017104 3833 143022 SH SOLE 143022 MICROSOFT COM 594918104 2422 47325 SH SOLE 47325 MINNESOTA MNG & MFG CO COM COM 604059105 718 7300 SH SOLE 7300 MORGAN STANLEY DEAN WITTER COM 617446448 310 6688 SH SOLE 6688 NATIONAL CITY CORP COM 635405103 2177 72700 SH SOLE 72700 NOBLE AFFILIATES INC COM 654894104 432 13950 SH SOLE 13950 NOKIA CORP COM 654902204 412 26325 SH SOLE 26325 NYFIX INC COM 670712108 4595 321345 SH SOLE 321345 PACIFIC CAPITAL BANCORP COM 69404P101 4570 157755 SH SOLE 157755 PAN PACIFIC RETAIL PPTYS INC. COM 69806L104 1993 75625 SH SOLE 75625 PEOPLES BANK BRIDGEPORT COM 710198102 728 32797 SH SOLE 32797 PEPSICO INC COM COM 713448108 1363 28100 SH SOLE 28100 PFIZER INC. COM 717081103 1695 42268 SH SOLE 42268 PRAXAIR, INC. COM 74005P104 252 6000 SH SOLE 6000 REALTY INCOME CORP COM 756109104 1906 65720 SH SOLE 65720 RESHONE INTERNATIONAL INVESTME COM 760935105 0 15250 SH SOLE 15250 RFS HOTEL INVESTORS INC COM 74955J108 1755 169600 SH SOLE 169600 SBC COMMUNICATIONS INC. COM 78387G103 238 5045 SH SOLE 5045 SPECTRALINK CORP COM 847580107 250 15975 SH SOLE 15975 STARBUCKS CORP COM 855244109 2183 146100 SH SOLE 146100 STONE ENERGY CORP COM 861642106 3164 98255 SH SOLE 98255 SUMMIT PROPERTIES INC - REIT COM 866239106 2725 103800 SH SOLE 103800 SUN MICROSYSTEMS INC COM 866810104 220 26600 SH SOLE 26600 TCF FINANCIAL CORP COM 872275102 3538 76820 SH SOLE 76820 TEXAS INSTRUMENTS INC. COM 882508104 1220 48830 SH SOLE 48830 THE PANTRY INC COM 698657103 2450 351500 SH SOLE 351500 THQ INC COM 872443403 5946 137790 SH SOLE 137790 UNOCAL CORP COM COM 915289102 267 8220 SH SOLE 8220 US BANCORP (Fmly Firstar Corp) COM 902973304 421 18977 SH SOLE 18977 USA NETWORKS INC. COM 902984103 388 21600 SH SOLE 21600 VERIZON COMMUNICATIONS-fmly Be COM 92343V104 357 6600 SH SOLE 6600 VIACOM INC - CLASS B COM 925524308 695 20132 SH SOLE 20132 WAL-MART STORES INC. COM 931142103 1129 22800 SH SOLE 22800 WELLS FARGO COMPANY COM 949746101 499 11216 SH SOLE 11216 WRIGLEY (WM.) JR CO COM 982526105 295 5760 SH SOLE 5760 XILINX INC COM 983919101 3146 133695 SH SOLE 133695 ZIMMER HOLDINGS INC COM 98956P102 2088 75243 SH SOLE 75243 ZIONS BANCORP COM 989701107 1315 24500 SH SOLE 24500 MORGAN STANLEY CAP TR II PFD 7 PFD 61747N109 538 21350 SH SOLE 21350 TRANSTEXAS GAS CORP SENIOR PFD PFD 893895409 0 224168 SH SOLE 224168