-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N8O20+YmIAmUbpUdr3tLLmEmPUhBE0nHYBwGtfqHxJTgx4XKkw30ItaXC6MRuZ+y X6vqp+Tpj90dzgazZ5qYMw== 0000936936-01-500002.txt : 20010130 0000936936-01-500002.hdr.sgml : 20010130 ACCESSION NUMBER: 0000936936-01-500002 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20010129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOHENY ASSET MANAGEMENT /CA CENTRAL INDEX KEY: 0000936936 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 954420207 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: SEC FILE NUMBER: 028-04640 FILM NUMBER: 1517379 BUSINESS ADDRESS: STREET 1: 10877 WILSHIRE BLVD STE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BOLVD SUITE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 13F-HR/A 1 submission.txt Form 13F Holdings Report -- Submission Type 13F-HR/A The following submission of Form 13F Holdings Report (submission type 13F-HR) includes the submission Page 1 data Fields, attached header, Cover Page, Summary Page, and Information Table. Main Page (1) TYPE 13F-HR/A PERIOD 09/30/00 FILER CIK 0000936936 CCC isgr$w6g SUBMISSION/CONTACT NAME Neva A. Mason PHONE 310-824-6414 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2000 Check here if Amendment [ x ]; Amendment Number: This Amendment (Check only one.): [ x] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Doheny Asset Management Address: 10877 Wilshire Blvd. Suite 1406 Los Angeles, CA 90024 13F File Number: 801-43726 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: William H. Doheny, Jr. Title: Managing Partner Phone: 310-209-5500 Signature, Place, and Date of Signing: William H. Doheny, Jr. Los Angeles, CA October 31, 2000 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: none FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 119 Form 13F Information Table Value Total: $384,096,000 List of Other Included Managers: none FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3COM CORP COM COM 885535104 262 13675 SH SOLE 13675 ABBOTT LABORATORIES COM 002824100 1893 39795 SH SOLE 39795 ADC TELECOMMUNICATIONS INC. COM 000886101 7329 272550 SH SOLE 272550 AES CORP COM 00130H105 14392 210100 SH SOLE 210100 ALCATEL COM 013904305 3551 56470 SH SOLE 56470 ALLTEL CORP COM COM 020039103 365 7000 SH SOLE 7000 ALTERA CORPORATION COM 021441100 9252 193750 SH SOLE 193750 ALZA CORP DEL COM COM 022615108 5798 67024 SH SOLE 67024 AMERADA HESS CORP COM 023551104 224 3352 SH SOLE 3352 AMERICA ONLINE INC- (old) COM 02364J104 5340 99350 SH SOLE 99350 AMERICAN EXPRESS CO. COM 025816109 210 3460 SH SOLE 3460 AMERICAN GENERAL CORP COM 026351106 289 3700 SH SOLE 3700 AMERICAN HOME PRODS CP COM COM 026609107 2895 51179 SH SOLE 51179 AMERICAN INTERNATIONAL GROUP COM 026874107 3090 32296 SH SOLE 32296 AMGEN INC. COM 031162100 3980 57000 SH SOLE 57000 ANALOG DEVICES COM 032654105 16853 204120 SH SOLE 204120 AWARE INC COM 05453N100 10179 264400 SH SOLE 264400 BANK OF AMERICA CORP COM 060505104 1455 27781 SH SOLE 27781 BANKNORTH GROUP INC NEW COM 06646R107 209 11680 SH SOLE 11680 BATTLE MOUNTAIN GOLD CO COM 071593107 35 20000 SH SOLE 20000 BERKSHIRE HATHAWAY INC - CLASS COM 084670207 389 188 SH SOLE 188 BLOCK DRUG COMPANY-CL A COM 093644102 445 10320 SH SOLE 10320 BP AMOCO PLC - SPONS ADR COM 055622104 2872 54188 SH SOLE 54188 BRISTOL MYERS SQUIBB COM COM 110122108 6631 116080 SH SOLE 116080 CHECK POINT SOFTWARE TECH COM M22465104 25072 159190 SH SOLE 159190 CHEVRON CORPORATION COM COM 166751107 4447 52168 SH SOLE 52168 CISCO SYSTEMS COM 17275R102 10598 191825 SH SOLE 191825 CITIGROUP INC COM 172967101 4462 82527 SH SOLE 82527 COCA COLA COMPANY COM 191216100 982 17820 SH SOLE 17820 COEUR D'ALENE MINES CORP COM 192108108 16 13000 SH SOLE 13000 COMERICA INC COM COM 200340107 614 10500 SH SOLE 10500 COX COMMUNICATIONS INC - CLASS COM 224044107 474 12400 SH SOLE 12400 DIGITAL LIGHTWAVE INC COM 253855100 18018 248095 SH SOLE 248095 DISNEY WALT CO DEL COM COM 254687106 2931 76632 SH SOLE 76632 DOW CHEMICAL COMPANY COM 260543103 201 8045 SH SOLE 8045 ECHO BAY MINES LTD. COM 278751102 11 15000 SH SOLE 15000 ELAN PLC ADR COM 284131208 2398 43808 SH SOLE 43808 EPIX EQUIPMENT COM 26881Q101 308 22000 SH SOLE 22000 EXTREME NETWORKS INC COM 30226D106 1280 11175 SH SOLE 11175 EXXON MOBIL CORPORATION COM 30231G102 5659 63492 SH SOLE 63492 FELCOR LODGING TRUST INC COM 31430F101 666 28800 SH SOLE 28800 FIRST SECURITY CORP. COM 336294103 501 30704 SH SOLE 30704 FIRST TENN NATL CORP COM COM 337162101 995 48700 SH SOLE 48700 FLEET BOSTON FINANCIAL CORP COM 339030108 440 11275 SH SOLE 11275 FLEXTRONICS INT'L LTD COM Y2573F102 468 5700 SH SOLE 5700 FUELCELL ENERGY INC COM 35952H106 674 7000 SH SOLE 7000 GANNETT COM 364730101 419 7900 SH SOLE 7900 GENERAL ELECTRIC CO COM COM 369604103 17674 306370 SH SOLE 306370 GILLETTE CO COM COM 375766102 343 11100 SH SOLE 11100 GLAMIS GOLD LTD COM 376775102 17 11400 SH SOLE 11400 HALLIBURTON CO. COM 406216101 1078 22027 SH SOLE 22027 HARBOR FLORIDA BANCORP, INC. COM 411901101 581 48147 SH SOLE 48147 HARLEYSVILLE NATIONAL CORP COM 412850109 456 15104 SH SOLE 15104 HECLA MNG CO COM COM 422704106 15 20000 SH SOLE 20000 HOME DEPOT INC. COM 437076102 756 14250 SH SOLE 14250 HUMAN GENOME SCIENCES INC. COM 444903108 467 2700 SH SOLE 2700 II-VI INC COM 902104108 8550 457900 SH SOLE 457900 IMPAC MTG HLDGS INC (fka Imper COM 45254P102 2886 1068750 SH SOLE 1068750 INDYMAC BANCORP INC COM 456607100 6556 318850 SH SOLE 318850 INTEL CORP COM COM 458140100 14586 350940 SH SOLE 350940 INTERNATIONAL BUSINESS MACHINE COM 459200101 1794 15948 SH SOLE 15948 JDS UNIPHASE CORP COM 46612J101 6367 67245 SH SOLE 67245 JOHNSON & JOHNSON COM COM 478160104 2932 31217 SH SOLE 31217 KIMBERLY CLARK COM 494368103 313 5614 SH SOLE 5614 KINROSS GOLD CORP COM 496902107 10 18100 SH SOLE 18100 LEHMAN BROS HOLDING INC. COM 524908100 5504 37250 SH SOLE 37250 LILLY ELI & CO COM COM 532457108 5960 73470 SH SOLE 73470 LUCENT TECHNOLOGIES INC. COM 549463107 5073 165975 SH SOLE 165975 LYNX THERAPEUTICS COM 551812308 6957 222175 SH SOLE 222175 MARSH & MCLENNAN COM 571748102 2409 18150 SH SOLE 18150 MATTEL INC. COM 577081102 2945 263200 SH SOLE 263200 MATTSON TECHNOLOGY INC COM 577223100 480 32300 SH SOLE 32300 MCLEOD USA INC - CLASS A COM 582266102 1575 110050 SH SOLE 110050 MEDTRONICS INC COM 585055106 1408 27175 SH SOLE 27175 MELLON FINANCIAL CORP (Frmly M COM 58551A108 1188 25620 SH SOLE 25620 MERCK & CO INC COM COM 589331107 3353 45046 SH SOLE 45046 MICHAEL FOODS INC COM 594079105 878 37575 SH SOLE 37575 MICROCHIP TECHNOLOGY INC COM 595017104 8894 269002 SH SOLE 269002 MICROSOFT COM 594918104 2517 41731 SH SOLE 41731 MINNESOTA MNG & MFG CO COM COM 604059105 683 7500 SH SOLE 7500 MORGAN ST DEAN WITTER DISCOV COM 617446448 612 6688 SH SOLE 6688 NATIONAL CITY CORP COM 635405103 1693 76500 SH SOLE 76500 NETPLIANCE INC COM 64115K103 25 16700 SH SOLE 16700 NEWPORT CORP COM 651824104 2230 14000 SH SOLE 14000 NORTEL NETWORKS CORP COM 656568102 345 5798 SH SOLE 5798 NYFIX INC COM 670712108 15109 337625 SH SOLE 337625 PALM INC COM 696642107 1055 19930 SH SOLE 19930 PANTRY INC COM 698657103 6070 462450 SH SOLE 462450 PEOPLES BANK BRIDGEPORT COM 710198102 790 37497 SH SOLE 37497 PEPSICO INC COM COM 713448108 1432 31130 SH SOLE 31130 PFIZER INC. COM 717081103 2048 45568 SH SOLE 45568 POWERWAVE TECHNOLOGIES INC COM 739363109 9483 249755 SH SOLE 249755 PRAXAIR, INC. COM 74005P104 243 6500 SH SOLE 6500 REGIONS FINANCIAL CORP COM 758940100 318 14000 SH SOLE 14000 RESHONE INTERNATIONAL INVESTME COM 760935105 0 15250 SH SOLE 15250 RFS HOTEL INVESTORS INC COM 74955J108 429 34000 SH SOLE 34000 SCHLUMBERGER LTD COM COM 806857108 433 5265 SH SOLE 5265 SOLECTRON CORP COM COM 834182107 3907 84702 SH SOLE 84702 SPECTRALINK CORP COM 847580107 820 86850 SH SOLE 86850 SPRINT CORP (PCS GROUP) COM 852061506 606 17294 SH SOLE 17294 STARBUCKS CORP COM 855244109 4937 123232 SH SOLE 123232 STONE ENERGY CORP COM 861642106 4627 84125 SH SOLE 84125 SUN MICROSYSTEMS INC COM 866810104 4988 42725 SH SOLE 42725 TCF FINANCIAL CORP COM 872275102 2352 62500 SH SOLE 62500 TEXAS INSTRUMENTS INC. COM 882508104 2430 51505 SH SOLE 51505 TIME WARNER TELECOM CL A COM 887319101 329 6800 SH SOLE 6800 TIME WARNER, INC. COM 887315109 236 3020 SH SOLE 3020 UNOCAL CORP COM COM 915289102 291 8220 SH SOLE 8220 US BANCORP NEW COM 902973106 341 15003 SH SOLE 15003 USA NETWORKS INC. COM 902984103 474 21600 SH SOLE 21600 VERIZON COMMUNICATIONS-fmly Be COM 92343V104 552 11400 SH SOLE 11400 VIACOM INC - CLASS B COM 925524308 1009 17249 SH SOLE 17249 WAL-MART STORES INC. COM 931142103 1764 36650 SH SOLE 36650 WASHINGTON MUTUAL INC COM 939322103 1487 37350 SH SOLE 37350 WESTERN INVT RL EST TR SH BEN COM 958468100 197 16000 SH SOLE 16000 WRIGLEY (WM.) JR CO COM 982526105 216 2880 SH SOLE 2880 XILINX INC COM 983919101 13905 162390 SH SOLE 162390 ZIONS BANCORP COM 989701107 1304 25500 SH SOLE 25500 CENDANT CORP CV PFD 7.50% DUE PFD CV 151313301 254 15500 SH SOLE 15500
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