-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NeORl4r/L9LC8WhMQph4YJJEw0q2Cv41dUJqkomxLX4zVJxZkOgBt8IEDy6VscVM /IaA08UG0YC1FUQKXpJG0A== 0000936936-00-000004.txt : 20000405 0000936936-00-000004.hdr.sgml : 20000405 ACCESSION NUMBER: 0000936936-00-000004 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000404 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOHENY ASSET MANAGEMENT /CA CENTRAL INDEX KEY: 0000936936 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 954420207 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: SEC FILE NUMBER: 028-04640 FILM NUMBER: 593325 BUSINESS ADDRESS: STREET 1: 10877 WILSHIRE BLVD STE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BOLVD SUITE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 13F-HR/A 1 UNITED STATES SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(F) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER. Amended Report for the Calendar Year or Quarter Ended December 31, 1999 Doheny Asset Management, A Partnership with Angelo, Gordon & Co., L.P. 10877 Wilshire Blvd., Suite 1406, Los Angeles, CA 90024 William H. Doheny, Jr., Managing Partner, 310-824-6414 ATTENTION: Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements, and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the under- signed institutional investment manager has caused this report to be signed on its behalf in the City of Los angeles, and the State of California on the 31st Day of March, 2000 William H. Doheny, Jr. Managing Partner Duly Authorized to Submit this Report Name and 13F File numbers of ALL Institutional Investment Managers with respect to which this schedule is filled (other than the one filing this report) Listed in alphabetical order: 13F File Numbers will be assigned to the Institutional Investments Managers after they file their first report Name: William H. Doheny, Jr. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- - ---- ------- ------------ -------- -------- -------- 3COM CORP COM COM 885535104 1788 38050 SH SOLE 38050 ABBOTT LABORATORIES COM 002824100 2091 57590 SH SOLE 57590 ACTIVISION INC COM 004930202 2076 135600 SH SOLE 135600 ADC TELECOMMUNICATIONS INC. COM 000886101 5436 74920 SH SOLE 74920 AES CORP COM 00130H105 7579 101387 SH SOLE 101387 ALCATEL COM 013904305 1879 41763 SH SOLE 41763 ALLSTATE CORP COM 020002101 220 9142 SH SOLE 9142 ALLTEL CORP COM COM 020039103 595 7200 SH SOLE 7200 ALTERA CORPORATION COM 021441100 5583 112650 SH SOLE 112650 AMERICA ONLINE INC COM 02364J104 10003 131830 SH SOLE 131830 AMERICAN GENERAL CORP COM 026351106 266 3500 SH SOLE 3500 AMERICAN HOME PRODS CP COM COM 026609107 2153 54850 SH SOLE 54850 AMERICAN INTERNATIONAL GROUP COM 026874107 2491 23037 SH SOLE 23037 AMERICAN TEL&TELEG CO COM COM 001957109 2083 40997 SH SOLE 40997 AMGEN INC. COM 031162100 2556 42550 SH SOLE 42550 ANALOG DEVICES COM 032654105 12583 135297 SH SOLE 135297 AT HOME CORP-SER A COM 045919107 814 18974 SH SOLE 18974 ATLANTIC RICHFIELD CO COM COM 048825103 3382 39095 SH SOLE 39095 AWARE INC COM 05453N100 10649 292750 SH SOLE 292750 BANK OF AMERICA CORP COM 060505104 2008 40011 SH SOLE 40011 BANK ONE CORPORATION (New) COM 06423A103 487 15208 SH SOLE 15208 BANKNORTH GROUP INC COM 06646L100 582 21750 SH SOLE 21750 BAY VIEW CAPITAL CORP COM 07262L101 3484 245600 SH SOLE 245600 BEYOND.COM COM 08860E101 1200 153650 SH SOLE 153650 BP AMOCO PLC - SPONS ADR COM 055622104 408 6882 SH SOLE 6882 BRISTOL MYERS SQUIBB COM COM 110122108 8313 129505 SH SOLE 129505 CBS INCORPORATED COM 12490K107 682 10668 SH SOLE 10668 CHARTER ONE FIN INC COM 160903100 701 36643 SH SOLE 36643 CHECK POINT SOFTWARE TECH COM M22465104 8651 43525 SH SOLE 43525 CHEESECAKE FACTORY COM 163072101 1261 36015 SH SOLE 36015 CHEVRON CORPORATION COM COM 166751107 4790 55296 SH SOLE 55296 CISCO SYSTEMS COM 17275R102 13300 124150 SH SOLE 124150 CITIGROUP INC COM 172967101 2930 52611 SH SOLE 52611 COCA COLA COMPANY COM 191216100 1031 17700 SH SOLE 17700 COMERICA INC COM COM 200340107 490 10500 SH SOLE 10500 COVAD COMMUNICATONS GROUP COM 222814204 3263 58325 SH SOLE 58325 COX COMMUNICATIONS INC - CLASS COM 224044107 639 12400 SH SOLE 12400 CREATIVE BIOMOLECULES INC COM 225270107 49 10000 SH SOLE 10000 DIGITAL LIGHTWAVE INC COM 253855100 9782 152850 SH SOLE 152850 DISNEY WALT CO DEL COM COM 254687106 2277 77852 SH SOLE 77852 DOW CHEMICAL COMPANY COM 260543103 1924 14400 SH SOLE 14400 DU PONT E I DE NEMOURS COM COM 263534109 231 3501 SH SOLE 3501 ELAN PLC ADR COM 284131208 1298 43990 SH SOLE 43990 EPIX EQUIPMENT COM 26881Q101 250 25000 SH SOLE 25000 EXXON MOBIL CORPORATION COM 30231G102 5288 65644 SH SOLE 65644 FELCOR LODGING TRUST INC COM 31430F101 206 11800 SH SOLE 11800 FIRST SECURITY CORP. COM 336294103 2221 86996 SH SOLE 86996 FIRST TENN NATL CORP COM COM 337162101 1543 54150 SH SOLE 54150 GANNETT COM 391064102 409 7500 SH SOLE 7500 GENERAL ELECTRIC CO COM COM 369604103 17762 114780 SH SOLE 114780 GILLETTE CO COM COM 375766102 713 17300 SH SOLE 17300 GTE CORP COM COM 362320103 529 7500 SH SOLE 7500 HALLIBURTON CO. COM 406216101 816 20277 SH SOLE 20277 HARBOR FLORIDA BANCORP, INC. COM 411901101 778 60147 SH SOLE 60147 HARLEYSVILLE NATIONAL CORP COM 412850109 491 15104 SH SOLE 15104 HOME DEPOT INC. COM 437076102 980 14250 SH SOLE 14250 HUMAN GENOME SCIENCES INC. COM 444903108 458 3000 SH SOLE 3000 IMPAC MTG HLDGS INC (fka Imper COM 45254P102 445 108000 SH SOLE 108000 INDYMAC MORTGAGE HOLDINGS (fml COM 456607100 3912 306800 SH SOLE 306800 INTEL CORP COM COM 458140100 16391 199135 SH SOLE 199135 INTERNATIONAL BUSINESS MACHINE COM 459200101 1769 16400 SH SOLE 16400 INTERNATIONAL DISPENSING CRP COM 459407102 19 25000 SH SOLE 25000 JOHNSON & JOHNSON COM COM 478160104 3020 32385 SH SOLE 32385 KIMBERLY CLARK COM 494368103 356 5444 SH SOLE 5444 LEHMAN BROS HOLDING INC. COM 524908100 3625 42800 SH SOLE 42800 LILLY ELI & CO COM COM 532457108 5775 86845 SH SOLE 86845 LUCENT TECHNOLOGIES INC. COM 549463107 1384 18451 SH SOLE 18451 MARSH & MCLENNAN COM 571748102 1737 18150 SH SOLE 18150 MATTSON TECHNOLOGY INC COM 577223100 1502 87700 SH SOLE 87700 MEDTRONICS INC COM 585055106 709 19450 SH SOLE 19450 MELLON FINANCIAL CORP (Frmly M COM 58551A108 873 25620 SH SOLE 25620 MERCK & CO INC COM COM 589331107 3399 50590 SH SOLE 50590 MICHAEL FOODS INC COM 594079105 1846 74950 SH SOLE 74950 MICROCHIP TECHNOLOGY INC COM 595017104 7325 107025 SH SOLE 107025 MICROSOFT COM 594918104 8762 75050 SH SOLE 75050 MINNESOTA MNG & MFG CO COM COM 604059105 871 8900 SH SOLE 8900 MORGAN ST DEAN WITTER DISCOV COM 617446448 477 3344 SH SOLE 3344 NATIONAL CITY CORP COM 635405103 2217 93600 SH SOLE 93600 NETWORK ASSOCIATES INC. COM 640938106 1068 40037 SH SOLE 40037 NYFIX INC COM 670712108 4913 173150 SH SOLE 173150 ORTEL CORP COM 68749W102 8766 73050 SH SOLE 73050 PANTRY INC COM 698657103 4376 309800 SH SOLE 309800 PCS GROUP COM 852061506 1319 12872 SH SOLE 12872 PEOPLES BANK BRIDGEPORT COM 710198102 898 42497 SH SOLE 42497 PEPSICO INC COM COM 713448108 1333 37829 SH SOLE 37829 PFIZER INC. COM 717081103 1313 40476 SH SOLE 40476 PRAXAIR, INC. COM 74005P104 302 6000 SH SOLE 6000 PROCTER & GAMBLE CO. COM 742718109 1126 10275 SH SOLE 10275 REGIONS FINANCIAL CORP COM 758940100 457 18200 SH SOLE 18200 RESHONE INTERNATIONAL INVESTME COM 760935105 0 15250 SH SOLE 15250 RFS HOTEL INVESTORS INC COM 74955J108 135 12900 SH SOLE 12900 SCHLUMBERGER LTD COM COM 806857108 343 6115 SH SOLE 6115 SOLECTRON CORP COM COM 834182107 2711 28500 SH SOLE 28500 SPECTRALINK CORP COM 847580107 1005 138600 SH SOLE 138600 SPRINT CORPORATION (FON GROUP) COM 852061100 1763 26190 SH SOLE 26190 STARBUCKS CORP COM 855244109 3244 133782 SH SOLE 133782 STONE ENERGY CORP COM 861642106 3572 100275 SH SOLE 100275 SUN MICROSYSTEMS INC COM 866810104 4639 59900 SH SOLE 59900 TCF FINANCIAL CORP COM 872275102 2307 92725 SH SOLE 92725 TELTREND INC COM 87969R106 2910 96200 SH SOLE 96200 TEXAS INSTRUMENTS INC. COM 882508104 3318 34340 SH SOLE 34340 THQ INC COM 872443403 8130 350625 SH SOLE 350625 TIME WARNER TELECOM CL A COM 887319101 3235 64780 SH SOLE 64780 TIME WARNER, INC. COM 887315109 289 4000 SH SOLE 4000 TRICON GLOBAL RESTAURANTS COM 895953107 310 8017 SH SOLE 8017 UNION PLANTERS CORP COM 908068109 471 11950 SH SOLE 11950 UNOCAL CORP COM COM 915289102 285 8495 SH SOLE 8495 US BANCORP NEW COM 902973106 599 25154 SH SOLE 25154 US INTERNETWORKING INC COM 917311805 12044 172362 SH SOLE 172362 USA NETWORKS INC. COM 902984103 597 10800 SH SOLE 10800 VERTICALNET INC COM 92532l107 9520 58050 SH SOLE 58050 WAL-MART STORES INC. COM 931142103 2506 36250 SH SOLE 36250 WRIGLEY (WM.) JR CO COM 982526105 239 2880 SH SOLE 2880 XILINX INC COM 983919101 8847 194584 SH SOLE 194584 YAHOO! INC COM 984332106 316 731 SH SOLE 731 ZIONS BANCORP COM 989701107 1551 26200 SH SOLE 26200 CENDANT CORP CV PFD 7.50% DUE PFD CV 151313301 5302 141850 SH SOLE 141850
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