SC 13D/A 1 dsc13da.txt SCHEDULE 13D (AMENDMENT NO. 8) ------------------------------------- OMB APPROVAL ------------------------------------- OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden hours per response.......... 14.90 ------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8)* Elephant & Castle Group Inc. -------------------------------------------------------------------------------- (Name of Issuer) Common Stock -------------------------------------------------------------------------------- (Title of Class of Securities) 266199-10-4 -------------------------------------------------- (CUSIP Number) Michael M. Pastore, GE Asset Management Incorporated, 3003 Summer Street, Stamford, CT 06905, (203) 326-2300 -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notes and Communications) September 4, 2002 ------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box. [_] Note: Six copies of this statement, including all exhibits should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMR control number. Page 1 of 17 SCHEDULE 13D ------------------------------ ------------------------------ CUSIP No. 266199-10-4 ----------- Page 2 of 17 Pages ------------------------------ ------------------------------ -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS: GE Investment Private Placement Partners II, a Limited Partnership I.R.S. Identification Nos. of above persons (entities only) 06-1429671 -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) [X] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) Not applicable -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION State of Delaware -------------------------------------------------------------------------------- 7 SOLE VOTING POWER None NUMBER OF ------------------------------------------------------------ SHARES 8 SHARED VOTING POWER BENEFICIALLY 11,704,016 ------------------------------------------------------------ OWNED BY 9 SOLE DISPOSITIVE POWER EACH None REPORTING ------------------------------------------------------------ PERSON 10 SHARED DISPOSITIVE POWER WITH 11,704,016 -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,704,016 -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* Not applicable -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 85.9% -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN -------------------------------------------------------------------------------- Page 2 of 17 ------------------------------ ----------------------- CUSIP No. 266199-10-4 Page 3 of 17 Pages ----------- ------------------------------ ----------------------- -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS: GE Asset Management Incorporated, as General Partner of GE Investment Private Placement Partners II, a Limited Partnership SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 06-1238874 -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX OF A MEMBER OF A GROUP* (a) (b) [X] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not applicable -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) Not applicable -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION State of Delaware -------------------------------------------------------------------------------- 7 SOLE VOTING POWER None NUMBER OF SHARES --------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 11,704,016 EACH REPORTING --------------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH None --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 11,704,016 -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,704,016 -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* Not applicable -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 85.9% -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO -------------------------------------------------------------------------------- Page 3 of 17 ----------------------------- ----------------------------- CUSIP No. 266199-10-4 Page 4 of 17 Pages ----------- ----------------------------- ----------------------------- -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS General Electric Company SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) 14-0689340 -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX OF A MEMBER OF A GROUP* (a) (b)[X] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not applicable -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION State of New York -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF Disclaimed (See 11 below) SHARES -------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH None REPORTING -------------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH Disclaimed (See 11 below) -------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER None -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Beneficial ownership of all shares disclaimed by General Electric Company ---------------------- --------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Not applicable -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO -------------------------------------------------------------------------------- Page 4 of 17 Item 1. Security and Issuer. Item I of the Schedule 13D (as defined below) is hereby deleted in its entirety and the following is inserted in lieu thereof: "This Amendment No. 8 amends and supplements the Statement on Schedule 13D filed by GE Investment Private Placement Partners II, a Limited Partnership, a Delaware limited partnership (the "Partnership"), GE Asset Management Incorporated, a Delaware corporation and a wholly-owned subsidiary of General Electric Company ("GEAM") and General Electric Company, a New York corporation ("GE") (collectively, the "Reporting Persons") with the Securities and Exchange Commission on November 30, 1995, as amended pursuant to Amendment No. 1 thereto filed on March 14, 1997, Amendment No. 2 thereto filed on November 6, 1997, Amendment No. 3 thereto filed on June 24, 1998, Amendment No. 4 thereto filed on December 22, 1998, Amendment No. 5 thereto filed on February 23, 1999, Amendment No. 6 thereto filed on April 19, 2001 and Amendment No. 7 thereto filed on April 19, 2002 (as amended, the "Schedule 13D"), relating to common stock, no par value per share (the "Common Stock") of Elephant & Castle Group Inc. (the "Issuer"), having its principal offices at Suite 1200, 1190 Hornby Street, Vancouver, BC V6Z 2K5 Canada. Capitalized terms used herein shall have the meanings given to them in the Schedule 13D or in the Note, Stock Purchase and Warrant Agreement dated as of January 1, 1999, as applicable. The Reporting Persons have entered into a Joint Filing Agreement, dated April 15, 2002 attached hereto as Schedule I." Item 4. Purpose of Transaction. Item 4(a) of Schedule 13D is hereby amended by inserting new paragraphs 11 and 12 to read in their entirety as follows: "Pursuant to the 2001 Agreement, the Issuer made two mandatory quarterly payments of principal of the Senior Notes to the Partnership on June 4, 2002, and September 4, 2002, in the aggregate amount of $250,000. Also pursuant to the 2001 Agreement, on September 1, 2002, the conversion price of the 2001 Notes increased to $1.25 per share of common stock." Item 5. Interest in Securities of the Issuer. Item 5(a) of the Schedule 13D is hereby deleted in its entirety and the following is inserted in lieu thereof: "(a) The Partnership and GEAM beneficially own 11,704,016 shares of Common Stock, representing 85.9% of the shares of such class that would be outstanding upon (i) the exercise of all the outstanding Warrants and 1999 Warrants exercisable, in aggregate, for 851,156 shares of Common Stock and (ii) the conversion of all the outstanding 2001 Notes, which are convertible, as of the date hereof, into 7,600,000 shares of Common Stock (calculated using the current conversion price of $1.25). Pursuant to the Settlement Agreement, the Partnership and GEAM have the right to vote 570,375 shares of Common Stock owned by Barnett on any election for directors in favor of nominees selected by the Board of Directors, Page 5 of 17 subject to an obligation to vote for Barnett's election or under certain circumstances, in the event of his death, his executor. The Reporting Persons disclaim the beneficial ownership of all the shares subject to the Settlement Agreement." Item 7. Material to Be Filed as Exhibits. Item 7 of Schedule 13D is hereby amended by inserting the following new paragraphs immediately at the end thereof: "Amended and Restated Note, Stock Purchase and Warrant Agreement, dated December 12, 2001, between the Issuer and the Partnership was attached as Exhibit I to the Amendment No. 7 to the Schedule 13D filed by the Reporting Persons on April 19, 2002 and is incorporated herein by reference. Amendment No. 1, dated December 12, 2001, to the Security Agreement (US), dated October 6, 1999, among the Issuer, Elephant & Castle, Inc., Alamo Grill, Inc., Elephant and Castle of Pennsylvania, Inc., E&C Pub, Inc., Massachusetts Elephant & Castle Group, Inc. and Elephant & Castle International, Inc. was attached as Exhibit II to the Amendment No. 7 to the Schedule 13D filed by the Reporting Persons on April 19, 2002 and is incorporated by reference herein. Security Agreement (Canada), dated October 6, 1999, among the Issuer, Elephant and Castle Canada Inc. and the Partnership was attached as Exhibit III to the Amendment No. 7 to the Schedule 13D filed by the Reporting Persons on April 19, 2002 and is incorporated by reference herein. Amendment No. 1, dated December 12, 2001, to the Security Agreement (Canada), dated October 6, 1999, among the Issuer, Elephant and Castle Canada Inc. and the Partnership was attached as Exhibit IV to the Amendment No. 7 to the Schedule 13D filed by the Reporting Persons on April 19, 2002 and is incorporated by reference herein." Schedule II and III. Schedules II and III to the Schedule 13D are hereby amended and restated in their entirety as set forth in the revised versions thereof attached hereto. Page 6 of 17 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: October 1, 2002 GE INVESTMENT PRIVATE PLACEMENT PARTNERS II, A LIMITED PARTNERSHIP By: GE Asset Management Incorporated, Its General Partner By: /s/ Michael M. Pastore -------------------------------------- Name: Michael M. Pastore Title: Vice President GENERAL ELECTRIC COMPANY By: /s/ John H. Myers ------------------------------------- Name: John H. Myers Title: Vice President GE ASSET MANAGEMENT INCORPORATED By: /s/ Michael M. Pastore -------------------------------------- Name: Michael M. Pastore Title: Vice President Page 7 of 17 Schedule II GE Asset Management Incorporated The business address of each of the persons listed below is 3003 Summer Street, Stamford, Connecticut 06905. The names and principal occupations of the Directors of GE Asset Management Incorporated ("GEAM") are as follows: David J. Beck Executive Vice President - Fixed Income of GEAM Eugene K. Bolton Executive Vice President of GEAM and Trustee of GEPT Michael J. Cosgrove Executive Vice President of GEAM and Trustee of GEPT David B. Crossen Vice President - Human Resources of GEAM John H. Myers Vice President of General Electric Company, Chairman of the Board and President GEAM and Trustee of GEPT Ralph R. Layman Executive Vice President of GEAM and Trustee of GEPT Alan M. Lewis Executive Vice President, General Counsel and Secretary of GEAM and Trustee of GEPT Robert A. MacDougall Executive Vice President of GEAM and Trustee of GEPT Geoffrey R. Norman Executive Vice President of GEAM and Trustee of GEPT Anthony J. Sirabella Senior Vice President - Chief Information Officer of GEAM Donald W. Torey Executive Vice President of GEAM and Trustee of GEPT John J. Walker Executive Vice President - Chief Financial Officer of GEAM and Trustee of GEPT Citizenship of all Directors U.S.A Page 8 of 17 The names and principal occupations of the officers of GEAM are as follows: John H. Myers President and Chief Executive Officer David J. Beck Executive Vice President - Fixed Income Eugene K. Bolton Executive Vice President - Domestic Equity Investments Michael J. Cosgrove Executive Vice President - Sales and Marketing Ralph R. Layman Executive Vice President - International Equity Investments Alan M. Lewis Executive Vice President - General Counsel and Secretary Robert A. MacDougall Executive Vice President - Fixed Income Geoffrey R. Norman Executive Vice President - Marketing Donald W. Torey Executive Vice President - Real Estate and Private Equities John J. Walker Executive Vice President - Chief Financial Officer Anthony J. Sirabella Senior Vice President - Chief Information Officer David B. Crossen Vice President - Human Resources William F. Ruoff, III Vice President - Quality Stephen N. DeVos Senior Vice President - Fixed Income Kathryn Karlic Senior Vice President - Fixed Income Thomas M. Powers Senior Vice President - Fixed Income Paul M. Colonna Senior Vice President - Fixed Income Michael J. Goosay Senior Vice President - Fixed Income William M. Healey Senior Vice President - Fixed Income Mark R. Delaney Senior Vice President - Fixed Income Michael P. Friguletto Vice President - Fixed Income Kathleen S. Brooks Vice President - Fixed Income Vita-Marie Pike Vice President - Fixed Income Eric H. Gould Vice President - Fixed Income Craig M. Enright Vice President - Fixed Income Trading Paul Gerard Vice President - Fixed Income Brad Postema Vice President - Fixed Income Don Duncan Vice President - Money Market Investment Michael J. Caufield Senior Vice President - Municipal Bonds Page 9 of 17 Craig M. Varrelman Vice President - Fixed Income Product Manager Susan M. Courtney Vice President - Municipal Bonds Stella V. Lou DeLucia Vice President - Municipal Bonds Brian Hopkinson Senior Vice President - International Equity Portfolios Daizo Motoyoshi Senior Vice President - International Equity Portfolios Jonathan L. Passmore Senior Vice President - International Equity Portfolios Michael J. Solecki Senior Vice President - International Equity Portfolios Judith A. Studer Senior Vice President - International Equity Portfolios T. Brent Jones Vice President - International Equity Portfolios Peter Gillespie Vice President - International Equity Portfolios Christian Langevin Vice President - International Equity Portfolios Paul Nestro Vice President - International Equity Portfolios Makoto F. Sumino Vice President - International Equity Portfolios Gail Snyder Senior Vice President - Fixed Income Investment Product Management Deborah C. Towner Senior Vice President - Fixed Income Real Estate Finance Philip A. Riordan Senior Vice President - Real Estate Jon M. Lucia Senior Vice President - Fixed Income Private Placement Morian C. Mooers Vice President - Private Investments Thomas Mockler Vice President - Private Investments Robert McCorkle Vice President - Private Investments John Endres Vice President - Private Investments Stephen De Motto Vice President - Private Investments Colin Elder Vice President - Real Estate Dan Sheehan Vice President - Real Estate Curt Dawson Vice President - Real Estate B. Bradford Barrett Vice President - Real Estate Robert P. Gigliotti Vice President - Real Estate Gerald Karr Vice President - Real Estate James M. Mara Senior Vice President - International Private Equities Wolfe H. Bragin Vice President - Private Equities Andreas T. Hildebrand Vice President - Private Equities Patrick J. McNeela Vice President - Private Equities
Page 10 of 17 James Mitchell, Jr. Vice President - Private Equities David W. Wiederecht Vice President - Private Equities Christopher D. Brown Senior Vice President - Equity Portfolios David B. Carlson Senior Vice President - Equity Portfolios Peter J. Hathaway Senior Vice President - Equity Portfolios Damian J. Maroun Senior Vice President - Equity Trading Paul C. Reinhardt Senior Vice President - Equity Portfolios Nancy A. Ward Senior Vice President - Equity Portfolios Ralph E. Whitman Senior Vice President - Equity Portfolios Christopher W. Smith Senior Vice President - Equity Investments Richard L. Sanderson Senior Vice President - Equity Research Diane M. Wehner Senior Vice President - Equity Portfolios Gerald L. Igou Vice President - Equity Investments Mark A. Mitchell Vice President - Equity Investments Sandra J. O'Keefe Vice President - Equity Investments John H. Schaetzl Vice President - Equity Investments Steven M. Fierstein Vice President - Equity Investments Thomas R. Lincoln Vice President - Equity Investments Anthony J. Mariani Vice President - Equity Investments Walter P. Ruane Vice President - Equity Investments Ravi K. Pamnani Vice President - Equity Investments Mary R. Stone Vice President - Trade Operations Ronald Gilbert Vice President - Risk Gareth J. Davies Vice President - Risk Management Thomas R. Kinsley Vice President - Finance Sheri F. West Vice President - Financial Planning & Analysis Lowell E. Haims Vice-President - Controller John Robbins Vice President - Compliance Jane E. Hackney Vice President - Equity Portfolio Management Robert M. Jarnutowski Vice President - Private Placements Relationship Manager Erica K. Evans Vice President - Client Portfolio Management Michael J. Tansley Vice President - Finance Integration Quality
Page 11 of 17 Patricia Merrill Vice President - Assoc. Gen. Counsel & Asst. Secretary Diane S. Dix Vice President - Assoc. Gen. Counsel Private Equities & Asst. Secretary Leanne R. Dunn Vice President - Assoc. Gen. Counsel Real Estate & Asst. Secretary Jeanne M. La Porta Vice President - Assoc. Gen. Counsel & Asst. Secretary Michael M. Pastore Vice President - Assoc. Gen. Counsel Private Equities & Real Estate & Asst. Secretary Scott A. Silberstein Vice President - Assoc. Gen. Counsel & Asst. Secretary Matthew J. Simpson Senior Vice President, Gen. Counsel - Investment Services & Asst. Secretary Christopher J. Costello Vice President - Assoc. Gen. Counsel & Asst. Secretary Margarette Shim Vice President - Assoc. Gen. Counsel & Asst. Secretary David M. Maryles Vice President - Tax Counsel
Citizenship of all Officers U.S.A Page 12 of 17 Schedule III General Electric Company The names and principal occupations of the Directors of General Electric Company are as follows:
PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION ---- ---------------- -------------------- J.I. Cash, Jr. Harvard Business School Professor of Business Morgan Hall Administration-Graduate Soldiers Field Road School of Business Boston, MA 02163 Administration, Harvard University D.D. Dammerman General Electric Company Vice Chairman of the Board and 3135 Easton Turnpike Executive Officer, General Fairfield, CT 06431 Electric Company; Chairman, General Electric Capital Services, Inc. P. Fresco Fiat SpA Chairman of the Board, via Nizza 250 Fiat SpA 10126 Torino, Italy A. M. Fudge 555 South Broadway Executive Vice President, Tarrytown, NY 10591 Kraft Foods, Inc. C.X. Gonzalez Kimberly-Clark de Mexico, Chairman of the Board S.A. de C.V. and Chief Executive Officer, Jose Luis Lagrange 103, Kimberly-Clark de Mexico, Tercero Piso S.A. de C.V. Colonia Los Morales Mexico, D.F. 11510, Mexico J.R. Immelt General Electric Company President 3135 Easton Turnpike General Electric Company Fairfield, CT 06431 A. Jung Avon Products, Inc. President and Chief 1345 Avenue of the Americas Executive Officer, New York, NY 10105 Avon Products, Inc. K.G. Langone Invemed Associates, Inc. Chairman, President and Chief 375 Park Avenue Executive Officer, New York, NY 10152 Invemed Associates, Inc. R.B. Lazarus Ogilvy & Mather Worldwide Chairman and Chief Executive 309 West 49th Street Officer, Ogilvy & Mather Worldwide New York, NY 10019-7316
Page 13 of 17 S.G. McNealy Sun Microsystems, Inc. Chairman, President and Chief 901 San Antonio Road Executive Officer, Palo Alto, CA 94303-4900 Sun Microsystems, Inc. S. Nunn King & Spalding Partner, King & Spalding 191 Peachtree Street, N.E. Atlanta, Georgia 30303 R.S. Penske Penske Corporation Chairman of the Board 13400 Outer Drive, West and President, Penske Detroit, MI 48239-4001 Corporation G.L. Rogers General Electric Company Vice Chairman of the Board and 3135 Easton Turnpike Executive Officer, General Fairfield, CT 06431 Electric Company A.C. Sigler Champion International Retired Chairman of the Corporation Board and CEO and former 1 Champion Plaza Director, Champion Stamford, CT 06921 International Corporation D.A. Warner III J. P. Morgan & Co., Inc. Chairman of the Board, President, & Morgan Guaranty Trust Co. and Chief Executive Officer, 60 Wall Street J.P. Morgan & Co. New York, NY 10260 Incorporated and Morgan Guaranty Trust Company R.C. Wright National Broadcasting Company, Inc. Vice Chairman of the Board and 30 Rockefeller Plaza Executive Officer, General New York, NY 10112 Electric Company; President and Chief Executive Officer, National Broadcasting Company, Inc.
Citizenship of Directors P. Fresco Italy C. X. Gonzalez Mexico Andrea Jung Canada All Others U.S.A. Page 14 of 17 The names and principal occupations of the officers of General Electric Company are as follows:
PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION ---- ---------------- -------------------- J.R. Immelt General Electric Company Chairman of the Board and Chief 3135 Easton Turnpike Executive Officer, General Electric Fairfield, CT 06431 Company P.D. Ameen General Electric Company Vice President and Comptroller 3135 Easton Turnpike Fairfield, CT 06431 J.R. Bunt General Electric Company Vice President and Treasurer 3135 Easton Turnpike Fairfield, CT 06431 D.C. Calhoun General Electric Company Senior Vice President - 1 Neumann Way GE Aircraft Engines Cincinnati, OH 05215 J.P. Campbell General Electric Company Vice President - Appliance Park GE Appliances Louisville, KY 40225 W.J. Conaty General Electric Company Senior Vice President - 3135 Easton Turnpike Human Resources Fairfield, CT 06431 D.D. Dammerman General Electric Company Vice Chairman of the Board and 3135 Easton Turnpike Executive Officer, General Fairfield, CT 06431 Electric Company; Chairman, General Electric Capital Services, Inc. S.C. Donnelly General Electric Company Senior Vice President - P.O. Box 8 Corporate Research Schenectady, NY 12301 and Development M.J. Espe General Electric Company Senior Vice President - Nela Park GE Lighting Cleveland, OH 44112 Y. Fujimori General Electric Company Senior Vice President - 3135 Easton Turnpike General Counsel and Secretary Fairfield, CT 06431 B.W. Heineman, Jr. General Electric Company Senior Vice President - 3135 Easton Turnpike General Counsel and Secretary Fairfield, CT 06431
Page 15 of 17 J.M. Hogan General Electric Company Senior Vice President - P.O. Box 414 GE Medical Systems Milwaukee, WI 53201 Robert A. Jeffe General Electric Company Senior Vice President - 3135 Easton Turnpike Business Development Fairfield, CT 06431 J. Krenicki, Jr. General Electric Company Vice President - 2901 East Lake Road GE Transportation Systems Erie, PA 16531 R.W. Nelson General Electric Company Vice President - 3135 Easton Turnpike Corporate Financial Planning Fairfield, CT 06431 and Analysis G.M. Reiner General Electric Company Senior Vice President - 3135 Easton Turnpike Chief Information Officer Fairfield, CT 06431 J.G. Rice General Electric Company Senior Vice President - 1 River Road GE Power Systems Schenectady, NY 12345 G.L. Rogers General Electric Company Vice Chairman of the Board 3135 Easton Turnpike and Executive Officer Fairfield, CT 06431 K.S. Sherin General Electric Company Senior Vice President - Finance 3135 Easton Turnpike and Chief Financial Officer Fairfield, CT 06431 L.G. Trotter General Electric Company Senior Vice President - 41 Woodford Avenue GE Industrial Systems Plainville, CT 06062 W.A. Woodburn General Electric Company Senior Vice President - 41 Woodford Avenue GE Specialty Chemicals Plainville, CT 06062 R.C. Wright National Broadcasting Company, Inc. Vice Chairman of the Board and 30 Rockefeller Plaza Executive Officer, General New York, NY 10112 Electric Company; President and Chief Executive Officer, National Broadcasting Company, Inc.
Citizenship of All Executive Officers Yoshiaki Fujimori Japan Page 16 of 17 All Others U.S.A. Page 17 of 17