SC 13G/A 1 d476573dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 4 Schedule 13G Amendment No. 4

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G/A

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c) and (d) AND AMENDMENTS THERETO FILED

PURSUANT TO 13d-2

(Amendment No. 4)*

 

 

UBS AG

(Name of Issuer)

Ordinary shares, par value CHF 0.10 per share

(Title of Class of Securities)

H89231338

(CUSIP Number)

December 31, 2012

(Date of Event Which Requires Filing this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

1

CUSIP No. H89231338    13G    Page  2  of 7 Pages

 

 

  1.   

NAMES OF REPORTING PERSONS

 

Government of Singapore Investment Corporation Pte. Ltd.

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  ¨        (b)  x

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Singapore    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5.    

SOLE VOTING POWER

 

0    

   6.   

SHARED VOTING POWER

 

245,633,960    

   7.   

SOLE DISPOSITIVE POWER

 

0    

   8.   

SHARED DISPOSITIVE POWER

 

245,633,960    

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

245,633,960    

10.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

¨    

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

6.6%*

12.  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

CO    

 

* Based on 3,745,848,573 ordinary shares, par value CHF 0.10 per share (the “Ordinary Shares”), reported as outstanding as of September 30, 2012 in UBS AG’s report on Form 6-K relating to its financial results for the third quarter 2012 and filed with the Securities and Exchange Commission on October 30, 2012.

CUSIP No. H89231338    13G    Page  3  of 7 Pages

 

 

  1.   

NAMES OF REPORTING PERSONS

 

Government of Singapore

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  ¨        (b)  x

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Singapore

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5.    

SOLE VOTING POWER

 

0    

   6.   

SHARED VOTING POWER

 

245,633,960

   7.   

SOLE DISPOSITIVE POWER

 

0    

   8.   

SHARED DISPOSITIVE POWER

 

245,633,960

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

245,633,960

10.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

¨    

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

6.6%*

12.  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

OO    

 

* Based on 3,745,848,573 ordinary shares, par value CHF 0.10 per share (the “Ordinary Shares”), reported as outstanding as of September 30, 2012 in UBS AG’s report on Form 6-K relating to its financial results for the third quarter 2012 and filed with the Securities and Exchange Commission on October 30, 2012.

CUSIP No. H89231338    13G    Page  4  of 7 Pages

 

 

Item 1(a). Name of Issuer:
     UBS AG

 

Item 1(b). Address of Issuer’s Principal Executive Offices:

 

     Bahnhofstrasse 45
     CH-8001 Zurich, Switzerland

 

     and

 

     Aeschenvorstadt 1,
     CH-4051 Basel, Switzerland

 

Item 2(a). Name of Person Filing:

 

  I Government of Singapore Investment Corporation Pte. Ltd.
  II Government of Singapore

 

Item 2(b). Address of Principal Business Office or, if none, Residence:

 

  I 168, Robinson Road
       # 37-01, Capital Tower
       Singapore 068912

 

  II c/o Government of Singapore Investment Corporation Pte. Ltd.
       168, Robinson Road
       # 37-01, Capital Tower
       Singapore 068912

 

Item 2(c). Citizenship:

I & II Singapore

 

Item 2(d). Title of Class of Securities:

Ordinary shares, par value CHF 0.10 per share

 

Item 2(e). CUSIP Number:

H89231338

 

Item 3. If this statement is filed pursuant to §§ 240.13d–1(b) or 240.13d–2(b) or (c), check whether the person filing is a:

Not applicable.

CUSIP No. H89231338    13G    Page  5  of 7 Pages

 

 

Item 4. Ownership.

The aggregate number of securities and percentage of the class of securities of the Issuer beneficially owned by each Reporting Person named in Item 2(a), as well as the number of securities as to which such person is deemed to have sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition, shared power to dispose or direct the disposition, is set forth in the following table:

 

     Number of Shares      Percent
of Class		  
     Amount
Beneficially
Owned		      Power to Vote      Power to Dispose     

Reporting Person

       Sole      Shared(1)      Sole      Shared(1)     

Government of Singapore Investment Corporation Pte. Ltd.

      245,633,960         0         245,633,960         0         245,633,960         6.6 % 

Government of Singapore

      245,633,960         0         245,633,960         0         245,633,960         6.6 % 

Total (all Reporting Persons)(2)

      245,633,960         0         245,633,960         0         245,633,960         6.6 % 

 

(1) The Government of Singapore Investment Corporation Pte. Ltd. shares power to vote and power to dispose of 245,633,960 securities beneficially owned by it with the Government of Singapore.
(2) The reporting persons disclaim membership in a group.

 

Item 5. Ownership of Five Percent or Less of a Class.

Not Applicable.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not Applicable.

 

Item 8. Identification and Classification of Members of the Group.

Not Applicable.

CUSIP No. H89231338    13G    Page  6  of 7 Pages

 

 

Item 9. Notice of Dissolution of Group.

Not Applicable.

 

Item 10. Certifications.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Material to be Filed as Exhibits

1. Power of Attorney by Minister for Finance, Singapore dated March 5, 1998.

(Incorporated by reference to Exhibit No. 1 to Schedule 13G, dated March 23, 1998 regarding SPDR Trust Series 1).

CUSIP No. H89231338    13G    Page  7  of 7 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 6, 2013

 

Government of Singapore Investment Corporation Pte. Ltd.
By:  

/s/ Celine Loh              /s/ Lim Eng Kok

  Celine Loh                   Lim Eng Kok
  Senior Vice President  Senior Vice President

 

Government of Singapore

by Government of Singapore Investment

Corporation Pte. Ltd., its attorney-in-fact

By:  

/s/ Celine Loh              /s/ Lim Eng Kok

  Celine Loh                   Lim Eng Kok
  Senior Vice President  Senior Vice President