-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G1I8qmFwhUyW1CL4WxgI+m3PLx1AR91GPChq6TqoDweR3k+La+WzJS6a027U3u9W MzqyX3PmWpSV7vilAGuhfw== 0001145549-01-500108.txt : 20020411 0001145549-01-500108.hdr.sgml : 20020411 ACCESSION NUMBER: 0001145549-01-500108 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011116 GROUP MEMBERS: BOARD OF COMMISSIONERS OF CURRENCY, SINGAPORE GROUP MEMBERS: MINISTER FOR FINANCE, SINGAPORE GROUP MEMBERS: MONETARY AUTHORITY OF SINGAPORE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ISHARES TRUST CENTRAL INDEX KEY: 0001100663 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943351276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-59405 FILM NUMBER: 1793627 BUSINESS ADDRESS: STREET 1: 45 FREMONT STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOVERNMENT OF SINGAPORE INVESTMENT CORP PTE LTD ET AL CENTRAL INDEX KEY: 0000936828 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: U0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 250 NORTH BRIDGE ROAD STREET 2: 33 00 RAFFLES CITY TOWER 0617 CITY: SINGAPORE STATE: U0 MAIL ADDRESS: STREET 1: 333 BUSH STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 SC 13G/A 1 u91841sc13ga.txt ISHARES TRUST NOVEMBER 9, 2001 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 - -------------------------------------------------------------------------------- SCHEDULE 13G/A (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) and (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 1 )(1) -------- -------- ISHARES TRUST - RUSSELL 2000 INDEX FUND --------------------------------------- (Name of Issuer) ISHARES --------------------------------------- (Title of Class of Securities) 464287655 --------------------------------------- (CUSIP Number) NOVEMBER 9, 2001 --------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1 (b) [X] Rule 13d-1 (c) [ ] Rule 13d-1 (d) - ------------ (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ================================================================================ Schedule 13G Forms - -------------------------------------------------------------------------------- CUSIP NO. 464287655 13G Page 2 of 9 Pages - ------------------- ----------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) GOVERNMENT OF SINGAPORE INVESTMENT CORPORATION PTE LTD (NONE) - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION SINGAPORE - -------------------------------------------------------------------------------- NUMBER OF SHARES 5. SOLE VOTING POWER 0 BENEFICIALLY OWNED BY EACH REPORTING PERSON ------------------------------------------------------- WITH 6. SHARED VOTING POWER 926,100 ------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 0 ------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 926,100 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 926,100 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.31% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILING OUT! Schedule 13G Forms - -------------------------------------------------------------------------------- CUSIP NO. 464287655 13G Page 3 of 9 Pages - ------------------- ----------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) MINISTER FOR FINANCE, SINGAPORE (NONE) - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION SINGAPORE - -------------------------------------------------------------------------------- NUMBER OF SHARES 5. SOLE VOTING POWER 0 BENEFICIALLY OWNED BY EACH REPORTING PERSON ------------------------------------------------------- WITH 6. SHARED VOTING POWER 677,100 ------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 0 ------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 677,100 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 677,100 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.15% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILING OUT! Schedule 13G Forms - -------------------------------------------------------------------------------- CUSIP NO. 464287655 13G Page 4 of 9 Pages - ------------------- ----------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) MONETARY AUTHORITY OF SINGAPORE (NONE) - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION SINGAPORE - -------------------------------------------------------------------------------- NUMBER OF SHARES 5. SOLE VOTING POWER 0 BENEFICIALLY OWNED BY EACH REPORTING PERSON ------------------------------------------------------- WITH 6. SHARED VOTING POWER 169,200 ------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 0 ------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 169,200 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 169,100 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.79% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILING OUT! Schedule 13G Forms - -------------------------------------------------------------------------------- CUSIP NO. 464287655 13G Page 5 of 9 Pages - ------------------- ----------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) BOARD OF COMMISSIONERS OF CURRENCY, SINGAPORE (NONE) - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION SINGAPORE - -------------------------------------------------------------------------------- NUMBER OF SHARES 5. SOLE VOTING POWER 0 BENEFICIALLY OWNED BY EACH REPORTING PERSON ------------------------------------------------------- WITH 6. SHARED VOTING POWER 79,800 ------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 0 ------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 79,800 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 79,800 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.37% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILING OUT! PAGE 6 OF 9 ITEM 1(a). NAME OF ISSUER iShares Trust - Russell 2000 Index Fund ITEM 1(b). ADDRESS OF ISSUERS' PRINCIPAL EXECUTIVE OFFICES iShares Trust - Russell 2000 Index Fund 45 Fremont Street San Francisco CA 94105 ITEM 2(a). NAME OF PERSON FILING I Government of Singapore Investment Corporation Pte Ltd II Minister for Finance, Singapore III Monetary Authority of Singapore IV Board of Commissioners of Currency, Singapore ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE I 168 Robinson Road #37-00 Capital Tower Singapore 068912 II, III & IV c/o Government of Singapore Investment Corporation Pte Ltd 168 Robinson Road #37-00 Capital Tower Singapore 068912 ITEM 2(c). CITIZENSHIP I, II, III & IV Singapore ITEM 2(d). TITLE OF CLASS OF SECURITIES iShares ITEM 2(e). CUSIP NUMBER 464287655 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A N.A. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(c), CHECK THIS BOX. [x] PAGE 7 OF 9 ITEM 4. OWNERSHIP The aggregate number of securities and percentage of the class of securities of the Issuer beneficially owned by each Reporting Person named in Item 2(a), as well as the number of securities as to which such person is deemed to have sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition, shared power to dispose or direct the disposition, is set forth in the following table:
POWER TO VOTE POWER TO DISPOSE -------------------- ---------------------- NO OF SECURITIES PERSON BENEFICIALLY OWNED SOLE(1) SHARED(1) SOLE(1) SHARED(1) ------ ------------------ ------- --------- ------- --------- Government of Singapore Investment Corporation Pte Ltd 926,100 0 926,100 0 926,100 Minister for Finance, Singapore 677,100 0 677,100 0 677,100 Monetary Authority of Singapore 169,200 0 169,200 0 169,200 Board of Commissioners of Currency, Singapore 79,800 0 79,800 0 79,800 Total(2) (all Reporting Persons) 926,100 0 926,100 0 926,100
- ------------ (1) The Government of Singapore Investment Corporation Pte Ltd shares power to vote and power to dispose of the 677,100 securities beneficially owned by it with the Minister for Finance, Singapore, shares power to vote and dispose of the 169,200 securities beneficially owned by it with the Monetary Authority of Singapore, and shares power to vote and dispose of the 79,800 securities owned by it with the Board of Commissioners of Currency, Singapore. (2) The reporting persons disclaim membership in a group. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [x] ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON N.A. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY N.A. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP N.A. PAGE 8 OF 9 ITEM 9. NOTICE OF DISSOLUTION OF GROUP N.A. ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. MATERIAL TO BE FILED AS EXHIBITS 1. Power of Attorney by Minister for Finance, Singapore dated 5 March 1998 2. Power of Attorney by Monetary Authority of Singapore dated 6 March 1998 3. Power of Attorney by Board of Commissioners of Currency, Singapore dated 5 March 1998 (Incorporated by reference to Exhibit No. 1, 2 and 3 to Schedule 13G, dated March 23, 1998 regarding SPDR Trust Series 1). PAGE 9 OF 9 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. November 13, 2001 Government of Singapore Investment - --------------------------- Corporation Pte Ltd DATE by /s/ Ho Yuit Mun -------------------------------------- Ho Yuit Mun Assistant Director, Finance Minister for Finance, Singapore by Government of Singapore Investment Corporation Pte Ltd, its attorney-in-fact by /s/ Ho Yuit Mun -------------------------------------- Ho Yuit Mun Assistant Director, Finance Monetary Authority of Singapore by Government of Singapore Investment Corporation Pte Ltd, its attorney-in-fact by /s/ Ho Yuit Mun -------------------------------------- Ho Yuit Mun Assistant Director, Finance Board of Commissioners of Currency, Singapore by Government of Singapore Investment Corporation Pte Ltd, its attorney-in-fact by /s/ Ho Yuit Mun -------------------------------------- Ho Yuit Mun Assistant Director, Finance -----END PRIVACY-ENHANCED MESSAGE-----