0000936753-22-000018.txt : 20220214 0000936753-22-000018.hdr.sgml : 20220214 20220214083035 ACCESSION NUMBER: 0000936753-22-000018 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARIEL INVESTMENTS, LLC CENTRAL INDEX KEY: 0000936753 IRS NUMBER: 020712418 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04003 FILM NUMBER: 22625590 BUSINESS ADDRESS: STREET 1: 200 EAST RANDOLPH STREET STREET 2: SUITE 2900 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: (312) 726-0140 MAIL ADDRESS: STREET 1: 200 EAST RANDOLPH STREET STREET 2: SUITE 2900 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ARIEL CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20040218 FORMER COMPANY: FORMER CONFORMED NAME: ARIEL CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19950202 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000936753 XXXXXXXX 12-31-2021 12-31-2021 ARIEL INVESTMENTS, LLC
200 EAST RANDOLPH STREET SUITE 2900 CHICAGO IL 60601
13F COMBINATION REPORT 028-04003 0000073124 028-00290 NORTHERN TRUST CORP 0000884546 028-03128 CHARLES SCHWAB INVESTMENT MANAGEMENT INC N
James R. Prescott Vice President, Compliance 312-612-2759 /s/ James R. Prescott Chicago IL 02-14-2022 2 161 11862543 false 1 0000073124 028-00290 NORTHERN TRUST CORP 2 0000884546 028-03128 CHARLES SCHWAB INVESTMENT MANAGEMENT INC
INFORMATION TABLE 2 Form13FTableExport.xml 13F 4Q21 ADT IncCOM00090Q10320601324496252SHSOLE2335346901142783ADT IncCOM00090Q10313816379SHOTR20016379Adtalem Global Education IncCOM00737L103662229SHOTR2002229Adtalem Global Education IncCOM00737L1031486145027531SHSOLE48474270180104Affiliated Managers Group IncCOM008252108147672897648SHSOLE862944034704Aflac IncCOM0010551021763015SHOTR2003015Aflac IncCOM001055102896801535871SHSOLE1524121011750Amdocs LtdCOMG0260210363457847902SHSOLE4620268489377387APA CorpCOM03743Q10813599505738SHSOLE50573800AstraZeneca PLCADR046353108144124739SHSOLE243160423Axalta Coating Systems LtdCOMG0750C1081384176SHOTR2004176Axalta Coating Systems LtdCOMG0750C1081978565973910SHSOLE58255480148362Baidu IncADR056752108370424892SHOTR10024892Baidu IncADR0567521083560862393209SHSOLE164422110725738263Banco Santander ChileADR05965X10943726819SHOTR10026819Banco Santander ChileADR05965X109168571034823SHSOLE5853873584445852Bank of New York Mellon Corp/TheCOM0640581007688132376SHSOLE13237600Barrick Gold CorpCOM0679011087417390394SHSOLE39039400Berkshire Hathaway IncCOM08467070283859280464SHSOLE1490913034128339Bio-Rad Laboratories IncCOM090572207129171SHOTR200171Bio-Rad Laboratories IncCOM0905722074199455579SHSOLE5320702372BOK Financial CorpCOM05561Q2013488253306709SHSOLE31822290124480BorgWarner IncCOM0997241061222700SHOTR2002700BorgWarner IncCOM099724106779331729151SHSOLE1718122011029Boyd Gaming CorpCOM1033041011054971608923SHSOLE15086530100270Brady CorpCOM104674106781440SHOTR2001440Brady CorpCOM10467410632359600360SHSOLE514079086281Brink's Co/TheCOM1096961041983016SHOTR2003016Brink's Co/TheCOM1096961041343462048889SHSOLE18643230184566Bristol-Myers Squibb CoCOM11012210849300790705SHSOLE4036888703378314Cardinal Health IncCOM14149Y108701368SHOTR2001368Cardinal Health IncCOM14149Y108552771073547SHSOLE106584707700CarMax IncCOM14313010294720SHOTR200720CarMax IncCOM14313010237460287646SHSOLE28531202334CBRE Group IncCOM12504L1091641512SHOTR2001512CBRE Group IncCOM12504L1091768691629982SHSOLE1589704040278Charles River Laboratories International IncCOM159864107136360SHOTR200360Charles River Laboratories International IncCOM15986410767552179287SHSOLE17535303934Charles Schwab Corp/TheCOM80851310567483802416SHSOLE79621406202Check Point Software Technologies LtdCOMM224651045454677SHOTR1004677Check Point Software Technologies LtdCOMM2246510456232482428SHSOLE3228411845157742Core Laboratories NVCOMN227171071741147804307SHSOLE74814850322822Credicorp LtdCOMG2519Y108221218117SHOTR10018117Credicorp LtdCOMG2519Y1081848441514246SHSOLE9508868723554637Envista Holdings CorpCOM29415F1041663689SHOTR2003689Envista Holdings CorpCOM29415F1042816126249714SHSOLE59322280317486Equity CommonwealthREIT294628102524122023638SHSOLE122538816551781699Evercore IncCOM29977A10529487217052SHSOLE21705200First American Financial CorpCOM31847R1021862376SHOTR2002376First American Financial CorpCOM31847R1023801974859994SHSOLE46596330200361Gentex CorpCOM3719011091885400SHOTR2005400Gentex CorpCOM3719011091478774243256SHSOLE40082110235045Gilead Sciences IncCOM3755581031752502413576SHSOLE1347477245161041583GlaxoSmithKline PLCADR37733W10511151252849SHSOLE25284900Goldman Sachs Group Inc/TheCOM38141G104179469SHOTR200469Goldman Sachs Group Inc/TheCOM38141G10491363238826SHSOLE23721301613Hanger IncCOM41043F2085725315765SHSOLE31576500Horace Mann Educators CorpCOM44032710413238342079SHSOLE293739048340Houlihan Lokey IncCOM44159310012975125341SHSOLE12418601155Interpublic Group of Cos Inc/TheCOM4606901001383689SHOTR2003689Interpublic Group of Cos Inc/TheCOM4606901003137818378671SHSOLE79948620383809iShares MSCI ACWI ex US ETFETF464288240253045502SHSOLE4550200iShares Russell 2000 Value ETFETF464287630650139149SHSOLE3914900J M Smucker Co/TheCOM832696405109801SHOTR200801J M Smucker Co/TheCOM8326964052022931489417SHSOLE1460579028838Janus Henderson Group PLCCOMG4474Y2141408063357323SHSOLE32344340122889Johnson & JohnsonCOM478160104131144766613SHSOLE4401786794319641Jones Lang LaSalle IncCOM48020Q107160593SHOTR200593Jones Lang LaSalle IncCOM48020Q1073022981122364SHSOLE1060627061737Kennametal IncCOM4891701001845129SHOTR2005129Kennametal IncCOM4891701003200358912150SHSOLE84827510429399Keysight Technologies IncCOM49338L103177859SHOTR200859Keysight Technologies IncCOM49338L10385844415688SHSOLE40745108237KKR & Co IncCOM48251W1042152880SHOTR2002880KKR & Co IncCOM48251W1042169002911415SHSOLE2818356093059Knowles CorpCOM49926D1091114769SHOTR2004769Knowles CorpCOM49926D109658852821608SHSOLE26419870179621Korn FerryCOM50064320063836SHOTR200836Korn FerryCOM50064320057774762889SHSOLE6529230109966Laboratory Corp of America HoldingsCOM50540R409166527SHOTR200527Laboratory Corp of America HoldingsCOM50540R409215983687385SHSOLE673087014298Lazard LtdCOMG540501021503448SHOTR2003448Lazard LtdCOMG540501023541508117123SHSOLE77647330352390Lindblad Expeditions Holdings IncCOM5352191091308312SHOTR2008312Lindblad Expeditions Holdings IncCOM535219109172551106104SHSOLE9464020159702Littelfuse IncCOM537008104150476SHOTR200476Littelfuse IncCOM53700810493454296980SHSOLE269641027339Lockheed Martin CorpCOM539830109812522861SHSOLE2286100M&T Bank CorpCOM55261F1041591035SHOTR2001035M&T Bank CorpCOM55261F10474484SHSOLE48400Madison Square Garden Entertainment CorpCOM55826T1021992835SHOTR2002835Madison Square Garden Entertainment CorpCOM55826T1024340316170466SHSOLE59401540230312Madison Square Garden Sports CorpCOM55825T103100576SHOTR200576Madison Square Garden Sports CorpCOM55825T1031854461067436SHSOLE1022459044977Manchester United PlcCOMG5784H1061409864SHOTR2009864Manchester United PlcCOMG5784H10615556110924195SHSOLE105153570408838Masco CorpCOM5745991061041476SHOTR2001476Masco CorpCOM5745991061289311836097SHSOLE1779654056443Mattel IncCOM5770811021597397SHOTR2007397Mattel IncCOM57708110239388618269287SHSOLE173704760898811Methode Electronics IncCOM591520200531451080834SHSOLE9228080158026Microsoft CorpCOM5949181043365141000576SHSOLE56158010141428855Middleby Corp/TheCOM59627810199504SHOTR200504Middleby Corp/TheCOM59627810132623165799SHSOLE141953023846Mohawk Industries IncCOM608190104131720SHOTR200720Mohawk Industries IncCOM6081901042474981358538SHSOLE1290894067644Molson Coors Beverage CoCOM60871R20935947775547SHSOLE76974705800Mosaic Co/TheCOM61945C10313524344211SHSOLE34421100NetApp IncCOM64110D10442626463378SHSOLE2533234836205219Nielsen Holdings PLCCOMG6518L10821210349SHOTR20010349Nielsen Holdings PLCCOMG6518L10833680016421238SHSOLE156342940786944Nokia OyjADR654902204197073168348SHSOLE192628601242062Northern Trust CorpCOM6658591042191827SHOTR2001827Northern Trust CorpCOM6658591042291571915871SHSOLE1886639029232Norwegian Cruise Line Holdings LtdCOMG667211041336431SHOTR2006431Norwegian Cruise Line Holdings LtdCOMG66721104341391646052SHSOLE14090910236961NOV IncCOM62955J103315742330216SHSOLE2313616016600Novartis AGADR66987V10993010631SHSOLE101140517nVent Electric PLCCOMG6700G1071644327SHOTR2004327nVent Electric PLCCOMG6700G1071486223911110SHSOLE36660410245069Omnicom Group IncCOM68191910645376619294SHSOLE61379805496OneSpaWorld Holdings LtdCOMP7368411320420312SHOTR20020312OneSpaWorld Holdings LtdCOMP7368411314728014698592SHSOLE1340523001293362Oracle CorpCOM68389X1058868101680SHSOLE10168000Philip Morris International IncCOM718172109424244649SHOTR10044649Philip Morris International IncCOM7181721093576103764313SHSOLE288707118332858910Progressive Corp/TheCOM7433151031451413SHOTR2001413Progressive Corp/TheCOM74331510383717815557SHSOLE80925706300Resideo Technologies IncCOM76118Y1042318877SHOTR2008877Resideo Technologies IncCOM76118Y1041552085962661SHSOLE56687750293886Royal Caribbean Cruises LtdCOMV7780T10350389655257SHSOLE639973015284SanofiADR80105N1052705385SHSOLE28605099Simpson Manufacturing Co IncCOM829073105123884SHOTR200884Simpson Manufacturing Co IncCOM82907310594061676356SHSOLE617688058668Snap-on IncCOM833034101109504SHOTR200504Snap-on IncCOM8330341012386971108261SHSOLE1053866054395Stanley Black & Decker IncCOM85450210166925354815SHSOLE35237202443Stericycle IncCOM8589121081672808SHOTR2002808Stericycle IncCOM8589121082529754241700SHSOLE40674790174221Tapestry IncCOM87603010715207374547SHSOLE1923464208177993TEGNA IncCOM87901J105894816SHOTR2004816TEGNA IncCOM87901J1051725569297206SHSOLE88655780431628Telefonica Brasil SAADR87936R205247292858875SHSOLE2818316040559TIM SA/BrazilADR88706T1084403378234SHSOLE37823400Trip.com Group LtdADR89677Q10788335862SHOTR10035862Trip.com Group LtdADR89677Q107761223091865SHSOLE1948371150751128419US BancorpCOM90297330411044196625SHSOLE100624220393798US Silica Holdings IncCOM90346E103179091905214SHSOLE16306050274609Vail Resorts IncCOM91879Q10949312150387SHSOLE138147012240Vanguard FTSE Developed Markets ETFETF92194385826464518295SHSOLE51829500Verizon Communications IncCOM92343V10443157830572SHSOLE4426598942378971ViacomCBS IncCOM92556H2061224049SHOTR2004049ViacomCBS IncCOM92556H2061534275083740SHSOLE49632340120506Vodafone Group PLCADR92857W30810351693284SHSOLE3440820349202Walgreens Boots Alliance IncCOM9314271081202304SHOTR2002304Walgreens Boots Alliance IncCOM931427108827841587119SHSOLE1575539011580Western Union Co/TheCOM9598021097657429212SHSOLE42921200Zebra Technologies CorpCOM989207105157264SHOTR200264Zebra Technologies CorpCOM9892071054987283791SHSOLE8148302308Zimmer Biomet Holdings IncCOM98956P1021281008SHOTR2001008Zimmer Biomet Holdings IncCOM98956P10249651390830SHSOLE38829602534